Director, GWM Regulatory Risk & Compliance
Scotiabank
Scotiabank is seeking a Director & Head of GWM Business Risk Management, Regulatory in Dallas/New York. The role leads regulatory risk initiatives across US cross-border activities, advising senior leadership on matters affecting strategy and growth in Global Wealth Management. The candidate will drive risk framework development, governance, and policy standardization, coordinating with legal, compliance, and risk teams in a fast-paced, global environment. #J-18808-Ljbffr Scotiabank
- ...leadership and strategic direction for the U.S. cross-border securities regulatory framework, ownership oversight, and risk management programs within Global Wealth Management. You will partner with GWM U.S. executives, drive scalable governance, and balance business...Suggested
- Director, Regulatory Relations Group, Scotiabank U.S. Primary Manager: Managing Director, U.S. Head... ...memos, and reports. Identifies risks arising from regulator interactions and... ...including operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk,...SuggestedBank staffWork at officeLocal area
$40.35 per hour
...the operation of an effective compliance program. The Corporate... ...Compliance Vice President and/or Director to manage ongoing activities... ...guidance related to compliance risk areas.Assist the Compliance Director... ...timely and in agreement with regulatory requirements and the...SuggestedLocal areaImmediate startRemote work- ...career with us?Job SummaryThe Corporate Compliance Manager will support WFS’s compliance program... ...practices and activities comply with regulatory requirements and internal policies.... ...degree in Business, Finance, Accounting, Risk Management or a related field preferred...SuggestedFull timePart timeWork at officeWorldwide
- ...Manager of Laboratory Quality and Compliance is responsible for... ...safety events, and mitigate regulatory concerns involving Laboratory... ...supervision of the System Laboratory Director. Assists with the... ...Epidemiology, Infection Control, and Risk Management to support compliance...SuggestedFull timeMonday to Friday
$164k - $239k
Own individual Enterprise Compliance Priorities (ECPs), defining project-level scope and ensuring... ...into corporate frameworks.Implement regulatory obligations into workflows, ensuring... ...capabilities to improve efficiency in a risk and compliance context.As a Functional Compliance...$145k - $180k
...About the Team & Role: As the Director/AML Compliance, you will lead a dedicated team responsible... ...crucial in ensuring compliance with regulatory requirements and safeguarding the integrity... ...stakeholders to identify and mitigate risks, providing expert guidance and...Contract workWork at officeLocal areaRemote work$135k - $165k
...confidence and innovation. Job Summary The Manager, Futures Regulatory Compliance will support the firm’s futures and derivatives compliance program... ..., and partner with Compliance, Futures Operations, Risk, Technology, Finance, Legal, AML, and business teams to address...Contract workWork at officeLocal area$132.5k
...investment management, insurance and risk management, and benefit plan... .... Responsibilities Chief Compliance Officer (CCO) The CCO is... ...initiatives. Advises the Board of Directors, Senior Management and Bank... ...guidance. Lead the Bank’s regulatory change management program and...Bank staffLocal area- ...looking for a versatile and highly motivated Director, Examinations who will manage and develop staff to carry out risk-focused consumer compliance examinations and Community Reinvestment... ...of Governors staff, and staff of other regulatory agencies. You Will Under general...Permanent employmentFull timeTemporary workPart timeBank staffFlexible hoursShift work
- ...Position Summary We are looking for a Compliance Manager to support the organization’s Health... ...oversight of downline agents to ensure regulatory adherence across all field operations.... ...the Integrity Compliance and Enterprise Risk Management (ERM) teams to align with overall...Work at officeLocal area
$141k - $192k
...obstacles. The opportunity We're hiring a Compliance Director to own a major pillar of Altruist's... ...Marketing Compliance, Third-Party RIA Regulatory Requests, and Employee Compliance — including... ..., and elevate emerging regulatory risk; recommend and implement enhancements to...Work at officeImmediate startShift work3 days per week- ...Texas. Must currently reside in Texas. Our Compliance team offers the opportunity to advance compliance priorities, support risk-informed decision-making, and strengthen accountability... .... Owns monitoring of relevant regulatory and enforcement developments and is accountable...Remote jobTemporary workWork at office
- ...supervisory exam management, continuous regulatory monitoring interactions, assisting with... ...reporting to our regulators Identifying risks arising from interactions with regulators... ...respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk,...Bank staffWork at officeLocal areaFlexible hours
- Join to apply for the Sr. Director, Fund Compliance role at Digital Realty . 5 days ago Be among the first... ...part of Digital Realty’s global Legal Risk Sustainability Compliance (LRSC) Team.... ..., implementing, and overseeing the regulatory compliance framework for Digital...Worldwide
- Federal Reserve Bank of Dallas is seeking a Director, Examinations to lead a staff in conducting risk-focused consumer compliance examinations and CRA evaluations. You will oversee examinations of a portfolio of banking entities and guide supervisory activities in line...
- The Director of Global Trade Compliance will lead export and import compliance across the Aerospace & Electronics... ...trade‑related matters and support regulatory inquiries as needed. Develop and... ...regulations and advise the business on risk exposure and compliance requirements...
$100.8k - $168k
...Role (Job Summary) We are seeking a SOX Compliance professional to support the McKesson Technology... ...priorities. Reporting to the Senior Director of SOX Governance, you will play a key... ...Evaluate industry trends, emerging risks, and opportunities (including automation...- ...documentation, and cross-functional coordination that keep our compliance posture current and our risk exposure understood. You will run the security change... ...for the CISO and executive leadership; monitor the regulatory and threat landscape for emerging risks that warrant...
- ...seeking a GRC Analyst to join the Information Security team in Dallas. You will own the security change management review, conduct risk and vendor assessments, maintain the enterprise risk register, and manage the policy library. Day to day you will work with Engineering...
- Crunchyroll is seeking an experienced Risk Analyst to support our Information Security GRC team. This role emphasizes governance, risk, and compliance, ensuring technology evolution aligns with employee needs and strategic goals. Successful candidates will have over 8...Flexible hours
- ...Computing firm seeking an Information Security Governance, Risk & Compliance (GRC) Analyst to support and enhance the organization's security... ..., and ensuring alignment with industry standards and regulatory requirements. The ideal candidate is a collaborative security...Remote workFlexible hours
- ...a leading IT and Cloud Computing firm, is seeking an Information Security Governance, Risk & Compliance (GRC) Analyst to support security governance, risk management, and regulatory compliance. You will conduct risk assessments, manage third-party risk, develop policies...Remote work
- ...Security team in Dallas, TX. You will drive governance processes, risk assessments, policy library management, and cross‑functional... ...executives and maintain the enterprise risk register, ensuring compliance and effective risk mitigation across the organization. #J-1880...
- ...support sourcing decisions that result in meaningful savings and risk reduction for the company. This role also supports the... ...and implementation activities to ensure supplier performance, compliance and alignment with construction and engineering business objectives...Hourly payContract workFor contractorsWork experience placement
- ...banking, wealth management, investment management, insurance and risk management, and benefit plan administration. Just as our... ...security posture, control environments, data protection practices, regulatory considerations, and overall risk. Identify, document, and...
$250k
...00.00 - $500,000.00Category: Risk Management, ExecutiveCompany: CitiThe Technology & Cyber Compliance and Operational Risk Office (... ...responsibilities for this Managing Director position:Oversight and... ...frameworks, industry standards, regulatory requirements, and risk...Full timeWork at office$105k - $189k
...organization with responsibility for a broad portfolio of areas including SEC reporting and will also support technical accounting, risk and compliance (including Sarbanes‑Oxley) and treasury accounting. This role will play an integral part in GlobalFoundries’ growth and...Local area- ...Cloud in Dallas, TX is seeking a GRC Analyst to join the Information Security team. You will manage security change reviews, perform risk and vendor assessments, and maintain the enterprise risk register, aligning policies with frameworks to protect critical services....
- Huntington National Bank is seeking a Sr GRC Programmer/Analyst to modify and create software within the GRC space, supporting both user needs and management goals. This on-site role is available at multiple corporate offices, including Dallas, TX. You will design, test...
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