Regulatory Operations Analyst: Compliance & Reporting
Raymond James
Raymond James is seeking a Regulatory Operations Analyst to work in a hybrid model, with 2-3 days at corporate offices in Florida or Michigan. The role requires monitoring compliance with financial regulations, ensuring accurate reporting, and identifying operational efficiencies. A bachelor's degree is required, along with knowledge of brokerage operations and financial industry regulations. The position offers opportunities for professional growth in a supportive environment. #J-18808-Ljbffr Raymond James
$38 per hour
A leading talent solutions firm is seeking a Regulatory Operations Analyst in Southfield, MI, to manage regulatory compliance and reporting. The hybrid role requires a bachelor's degree and at least two years of experience in financial services, alongside SIE and Series...SuggestedHourly payContract work- Overview Regulatory Operations Analyst (Non-Financial Regulatory Reporting) - Hybrid role. Local candidates only. 3 days in office, 2 days work from home per week... ...Analyst plays a key role in supporting the firm’s compliance with non-financial regulatory reporting...SuggestedContract workWork at officeLocal areaWork from home
- ...Memphis, TN, or Southfield, MI. The Regulatory Operations Analyst applies intermediate-level knowledge... ...control, completion of regulatory reporting, and adherence to industry and firm... ...possession or control requirements to ensure compliance with the Customer Protection Rule (1...SuggestedWork experience placementWork at officeImmediate start2 days per week3 days per week
- A premier financial services firm is seeking a Regulatory Operations Analyst to ensure compliance with industry regulations and enhance operational efficiency... ...daily securities possession, compiling regulatory reports, interpreting new regulations, and providing support...Suggested
- A consulting firm is seeking a Regulatory Operations Analyst to support compliance with non-financial regulatory reporting requirements. This hybrid role involves collaboration with various teams and responsibilities like validating reports and interpreting regulations....Suggested
$35k - $48k
...Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I9... ...research, and preparing audit-ready case files and reports that support administrative enforcement actions and...Full timeContract workFor contractorsWork at officeRemote workWeekend work- ...Health's Pharmacy Ambulatory department as a 340B Business Operations Analyst. GENERAL SUMMARY: Schedule: Full Time... ...a wide variety of financial, database, auditing and compliance reporting analyses to ensure HFHS entities to reinforce eligibility...Full timeContract workWork experience placementWork at officeDay shift
- ...Payroll Compliance And Operations Analyst The Payroll Compliance And Operations Analyst plays a key role in ensuring accurate, compliant, and... ...and timekeeping processes, meet financial, tax, and labor reporting requirements, and drive process improvements that reduce...Full timeWork experience placementFlexible hours
- ...The Payroll Compliance and Operations Analyst plays a key role in ensuring accurate, compliant, and efficient payroll operations across a global... ...and timekeeping processes, meet financial, tax, and labor reporting requirements, and drive process improvements that reduce...Temporary workWork experience placementFlexible hours
$66k - $104.5k
...analytics that enable revenue growth and operational efficiency within the Consumer... ...business performance. The Analyst will support forecasting, reporting and adoption of tools and processes... ...processes to ensure scalability, compliance, and efficiency. ~Supports cross...Local area$57k - $113k
Description: Huntington is seeking an experienced Liquidity Reporting Analyst to support an internal strategic initiative aimed at enhancing... ...commentary. Support and further strengthen sustainable regulatory liquidity reporting program. Develop, document and maintain...Work at officeRemote workFlexible hours- ...SUPPLIER RESUMES PLEASE. ******** Job Title: Regulatory Operations Analyst *Must live or work within 50 miles of... ...control of client assets, complete regulatory reporting and assist the firm in maintaining proper compliance with industry/firm rules and regulations. Collaborates...Hourly payFull timeContract workWork at officeImmediate startRemote workRelocation
- A financial services firm in Southfield, MI is seeking a Regulatory Operations Analyst to manage non-financial regulatory reporting and ensure compliance with industry regulations. The ideal candidate should be detail-oriented with experience in regulatory operations,...Work at officeRemote work
- ...Sr. Annuity Compliance Specialist US-MI-Livonia Job ID:... ...Openings: 1 Category: Operations Livonia Overview... ...recommendations align with regulatory requirements, company standards... ...proactively monitoring cases and reporting to support sales objectives...Contract workH1bWork at officeRelocation
- ...We have an immediate need for a Sales Operations Analyst. This role is a direct hire opportunity... ..., collection, compilation, and reporting activities for sales department and other... ...entry activities. Supports Sales Dept. compliance efforts and other operational tasks as...Immediate start
$23.59 - $36.56 per hour
...Manager based in Southfield, Michigan, responsible for managing data and reporting for government grants. The role includes analyzing grant-related data, preparing demographic reports, and ensuring compliance with funding requirements. A Bachelor’s degree in a relevant field...Hourly payPart time- Compliance Specialist Hantz Group is a Michigan-based financial company... ...on a variety of complex regulatory and legal procedures. By doing... ...assigned region Track and report on customer complaint data... ...to written supervisory and operational procedures, advertising and...Work at officeFlexible hours
$50k - $70k
Technical Compliance Specialist (On‑Site) Full‑time Evolution is... ...services in online casino. Operating in the forefront of our industry... ...and submitting requests to regulatory authorities.... ...with monthly and quarterly reports As part of a team, works to...Full timeWork at officeRemote workFlexible hours- Evolution Gaming Limited seeks a Technical Compliance Specialist in Southfield, MI. Key responsibilities include processing change requests... ...accurate documentation, and supporting management with reports. Candidates should have 3+ years of experience, strong communication...Work at office
- ...Association® is hiring a Grant Manager in Southfield, Michigan. This part-time position involves managing data and compliance for government grants, preparing reports, and collaborating with various teams to ensure funding accountability. Candidates should have a relevant...Part time
- ...belief that great people create great results. We provide our team with the training, resources, and support to excel in sales, operations, and leadership. Our new 25,000-sq-ft office reflects our growth and our collaborative, high-energy culture. We reward hard work,...Work at office
$70k - $80k
Harvard Resource Solutions LLC is hiring a Union Payroll & Labor Compliance Analyst in Southfield, Michigan. This full-time role involves... ...processing certified union payroll and managing compliance reporting. The ideal candidate will have a HS Diploma, experience in multi...Full time$18 per hour
...Description Job Title: Affordable Housing Compliance Specialist Company Overview:... ..., Section 8 and/or PHA, along and other regulatory guidelines. Monitor income certifications... ...and inquiries. Prepare and submit reports to regulatory agencies as required,...Work at office- Dynagen Lending, LLC is looking for experienced, licensed Loan Officers to join our Southfield, MI headquarters. This in-office role provides unlimited leads, enabling you to close loans quickly. Ideal candidates should have prior broker experience and a passion for helping...Work at office
- Loan Depot Position Position Summary: Our Direct Sales channel is at the core of who we are at loanDepot—a consumer direct marketing powerhouse focused on providing excellent service to our customers across all 50 states. Our direct lending channel, comprised of ...Minimum wageLocal areaRemote workFlexible hours
$52k
...difference, we want to talk to you! The Operations Coordinator is responsible for assisting... ...of fleet maintenance, operations, and compliance. Salaried junior level operations team... ...System Software Monitor guard tour system reports. Assist with guard tour system...Temporary workWork at officeShift workWeekday work- ...with primary work supporting Clinical Compliance, Accreditation and Regulatory Compliance at Corewell Health... .... In such cases, the employee will report directly to legal counsel as opposed... ...readiness activities. Collaborates with operational and other areas in investigations...Full timeMonday to FridayShift workWeekend work
- ...FocusKPI is looking for a Marketing Operations Analyst to join one of our clients, a high-tech... ...strategic marketing initiatives, and ensuring compliance with privacy regulations such as GDPR... ...analysis. Analytics and Reporting: Design and execute data analyses to derive...Full time
$49k
...fully remote from the United States. The role involves assisting clients with their 401(k) plan administration, ensuring accurate reporting, and maintaining strong communication. Ideal candidates should possess excellent communication skills, attention to detail, and a...Remote work- ...scoring and pricing quantification. Position may require ICS compliance activities as applicable. ~ Performance expectations: ~1.... ...Data extraction, cleaning and validation for ad hoc analyses, reporting and model development ~3. Provide data-centric consulting to...Contract workLocal area
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