Program Compliance Analyst

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview In this role you will support the Program Compliance department in a variety of ways including supporting “business as usual” (BAU) operating routines, researching and resolving department-level issues, conducting root cause analysis through data and investigation, and supporting program/project deliverables for key initiatives. This role requires close collaboration with key cross functional partners across the firm. Responsibilities Execute effectively within a framework designed to ensure an industry-leading Compliance program that adheres to all regulatory requirements and firm policy, Use data to support root cause analysis Support the Compliance Training team through reporting, act as a resource for business partners, our offshore team, and the field Compile and maintain effective dashboards to communicate and illustrate key performance indicators for consumption by senior leadership and other stakeholders. Maintain subject matter expertise through on‑going education and training activities. Support the execution of key initiatives as assigned What We Are Looking For We want strong collaborators who can deliver a world‑class client experience . We are looking for people who thrive in a fast‑paced environment , are client‑focused , team oriented , and are able to execute in a way that encourages creativity and continuous improvement . Requirements Bachelor’s degree in finance, Business Administration or equivalent work experience 2+ years of experience in Financial Services compliance Self‑motivated, high energy and high‑capacity mindsets are critical Creative, data‑driven problem‑solving skills Analytical and strategic skills; ability to communicate data concisely Proficiency in Excel and Powerpoint (and all other MS Office products) Must be able to work both autonomously and in highly collaborative ways Excellent written and verbal communication skills Teamwork orientation and a learn & grow attitude Pay Range $63,860.00 - $106,399.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Principals only. EOE. #J-18808-Ljbffr LPL Financial