Licensing & Registration Compliance Specialist
Ultimate Staffing Services
Ultimate Staffing Services in Los Angeles is seeking a Licensing & Registration Contractor to support compliance activities for registered representatives and investment adviser representatives. The role involves pre-employment background checks, FINRA registration, continuing education, and regulatory filing processes, with a focus on accuracy and confidentiality. Reporting to the Licensing & Registration Manager, you will handle routine processes, maintain records, monitor deadlines, and #J-18808-Ljbffr Ultimate Staffing Services
Vacancy posted 2 days ago
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