Impactful SEC Compliance Leader
Bluespring Wealth Partners, LLC
Kestra Financial is seeking a Lead Compliance professional to drive the firm’s compliance program and ensure adherence to SEC requirements and internal policies. You will oversee regulatory examinations, filings, and risk assessments, advising management on corrective actions. Ideal candidates will possess strong SEC knowledge, excellent communication skills, and ability to coordinate with regulators, auditors, and management in a fast-paced financial services environment. #J-18808-Ljbffr
Vacancy posted 2 days ago
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