Onsite Wealth Management Compliance Officer — Dallas
NextStep Recruiting
NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance activities across a multi-location wealth management environment. This position is ideal for a compliance professional with securities industry experience who understands both regulatory requirements and the practical realities of supporting advisors and #J-18808-Ljbffr NextStep Recruiting
- Wealth Management Compliance Officer NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance...SuggestedWork at officeLocal area
- Title: Senior Compliance Officer (CLIA Laboratory Quality Manager) Employee Classification: Senior Compliance Officer Campus: University of North Texas Health... ...Denton and Frisco, the University of North Texas at Dallas and UNT Dallas College of Law, and University of...SuggestedTemporary workLocal areaMonday to Friday
- ...Safety Compliance & Driver Onboarding Coordinator (Contract / Part-Time... ...compliance professional to manage driver onboarding, safety files... ...Us Graphite Logistics is a Dallas-based intermodal drayage carrier... ...Proficiency with Microsoft Office and Google Workspace...SuggestedContract workPart timeFor contractorsWork at office10 hours per weekFlexible hours
$60.8k - $91.2k
...working a minimum of 4 days a week onsite as part of our commitment to... ...to ensure regulatory compliance.* Compiles materials required... ...* Experience/knowledge of MS Office Suite* Strong critical thinking... ...organizational skills with the ability to manage shifting priorities while...SuggestedH1bLocal areaImmediate startWorldwideFlexible hoursShift workDay shift- Compliance Officer - Marketing & Testing We are an SEC‑registered investment adviser firm providing discretionary investment management services to prominent families, foundations, and global institutions. We are seeking a motivated and detail‑oriented Compliance Officer...SuggestedFull timeWork at office
$60.8k - $91.2k
...working a minimum of 4 days a week onsite as part of our commitment to... ...to ensure regulatory compliance.Compiles materials required for... ...improvementExperience /knowledge of MS Office SuiteStrong critical thinking... ...skills with the ability to manage shifting priorities while...H1bLocal areaImmediate startWorldwideFlexible hoursShift work- ...financial services firm in Fort Worth is seeking a motivated Compliance Officer focusing on the review of marketing materials and compliance... ...least 5 years of experience in compliance within an asset-management context, with strong knowledge of SEC regulations. Benefits...Full timeWork at office
- ...and cosmetic products in compliance with global regulations... ...be required to work in-office at our Ft. Worth, TX (... ...authorities. Manage compliance records in internal... ...Correspondence Spec I (Onsite) Supply Chain - Regulatory... ...Regulatory Research Dallas-Fort Worth Metroplex $3...Full timeWork at officeWorldwide
- ...The Affordable Compliance Specialist ensures that Summit Property Management’s affordable housing communities remain in full compliance with federal, state, and... ...requirements in plain language. Proficient in Microsoft Office and property management software (OneSite, Yardi,...Work at officeLocal area
- ...received numerous industry awards for our growth initiatives, management team, loyalty program, and our employees’ contributions to the... ...at least one year of experience in a legal, regulatory, and/or compliance environment preferred Excellent attention to detail with the...Local area
- ...AbbVie is seeking a HGR Specialist to execute country-specific HGR activities within the China CSM team, reporting to the HGR management lead. The role ensures compliant start-up activities, accurate data entry, and timely submissions for HGR applications. You will support...
$50k - $75k
...U.S. mortgage loans and the management of investments related to the... ...Typical Day A Mortgage Servicing Compliance Specialist II is responsible... ...Recognition Programs, and onsite gyms and cafe style dining (select... ...$50,000 - $75,000 Work Model OFFICE #J-18808-Ljbffr PennymacWork at office- ...inspections since 1987. We are currently expanding our presence in the Dallas-Fort Worth Metroplex and have openings for experienced... ...place out in the field, but you are fully backed by our dedicated office support staff. You have the flexibility to define your own coverage...Extra incomeTemporary workWork at officeLocal areaFlexible hours
$128.11k - $180.87k
...Specialist III to join their team in Fort Worth, TX. In this role, the specialist will provide submission management support for Global Regulatory Affairs and ensure compliance with regulatory requirements. The position requires expertise in Veeva Vault RIM Publishing and...- Medtronic, Fort Worth, recherche un Spécialiste associE9 en Affaires RE9glementaires sur site pour soutenir les activitE9s liées au cycle de vie des dispositifs mE9dicaux. Vous collaborerez avec les E9quipes transverses et faciliterez les soumissions et les inspections ...
$21.5 per hour
...Customer Service/Support As a Licensed Insurance Specialist, Seasonal you will serve as a primary point of contact for our clients, managing inbound and outbound communications with professional excellence. Utilizing a suite of web-based tools, you will efficiently...Ongoing contractContract workPart timeSeasonal workImmediate startWork from homeShift work- ...portfolios to structure and implement high-level wealth preservation and protection strategies.... .... Digitally Proficient: Adept at managing virtual communication platforms and... ...the United States. Functional remote office environment equipped with stable, high-speed...Contract workWork at officeImmediate startRemote work
- ATCO Rubber Products, Inc. in Fort Worth, TX is seeking a Materials, Quality, and Compliance Specialist to hands-on evaluate inputs like chemicals, polymers and coatings on the production floor and help build robust QC systems. You will work with production, engineering...
- JCW Group in Fort Worth is seeking a Senior Tax Associate to lead U.S. tax compliance efforts for a global financial services client. You will review technical positions, manage the external advisor relationship, and track projects to ensure deadlines are met while maintaining...Local areaWorldwide
- ...Sr. Technical Recruiter at Resolution Technologies The Senior Trade Compliance Specialist is a member of the Foreign Trade Department working closely with the Manager to complete compliance objectives across all U.S. and international locations to support the company'...Permanent employment
- ...maintenance of regulatory strategies to ensure compliance with applicable global regulations for... ...meet regulatory standards. Location: onsite in Fort Worth, Texas. Regulatory... ...regulatory requirements into the Quality Management System (QMS). Participate in internal and...Full timeLocal area
- ...Safety Coordinator to oversee safety reporting, assessments, and trainings across our clubs. You will coordinate CPR/First Aid classes, manage safety records, and support the organization’s safety program. Responsibilities include incident reporting, risk mitigation, camera...Weekend workAfternoon shift
- Position: IT Compliance and Security Analyst Location: Fort Worth, TX Job Id: 2457 # of Openings: 1 Who We Are: Yesway is one of the fastest... ...received numerous industry awards for our growth initiatives, management team, loyalty program, and our employees’ contributions to the...Local areaRelocationShift work
- ...finding a solution? If so, being an IT Compliance Specialist with Frost could be for you.At... ...deficiencies and develop a plan with IT management to implement controls needed to address... ...One Frost; Houston-Varies; Fort Worth-Varies; Dallas-Varies; Austin-VariesType: Full timeFull time
- ...the key points: The role involves working within the Texas Comptroller of Public Accounts. Candidates should have experience or interest in public accounting or a related field. The position may involve working with various departments within the comptroller's office.Work at office
- A leading workforce solutions company seeks a Fleet Service Coordinator to manage legal documents, respond to customer inquiries, and ensure compliance. Candidates should have a minimum of two years of work experience, including customer service and collections. The role...Weekly payWork experience placement
- Tarrant Area Food Bank is seeking a Grant Administrator to manage grants from award through closeout, ensuring funding commitments are carried out accurately and efficiently. You will coordinate with Programs, Finance, Development, Operations, and leadership to meet grant...
- ...hiring a full-time Credentialing Coordinator. The role focuses on managing the credentialing and re-credentialing of healthcare... ...years of experience in credentialing and proficiency in Microsoft Office. Join our dedicated team that offers various benefits including...Full timeWork at office
- Markel is seeking a Senior Compliance Coordinator to manage advanced administrative and accounting tasks within the legal/compliance department. You will handle complex invoicing, reconciliations, and maintain relationships with DOIs, bureaus, and program managers. The...Work at office
$45 - $50 per hour
...- $50.00/hr Location: Fort Worth, TX (Onsite - local candidates only) Work Arrangement... ...‑functional collaboration to ensure compliance with IVDR requirements. The ideal candidate... ...attention to detail, and the ability to manage multiple regulatory deliverables within...Weekly payFull timeContract workLocal areaFlexible hours
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