Fixed Income Compliance Analyst - Trade Surveillance (Hybrid)
Prudential Ins Co of America
Prudential Ins Co of America in Newark, NJ, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive compliance guidance for Fixed Income Trading and related teams. You will combine data analysis with sound judgment to support senior leadership decisions. This hybrid role requires 3+ years in fixed income compliance, strong Excel/Power BI/Tableau skills, and experience with trading systems (Aladdin preferred). #J-18808-Ljbffr Prudential Ins Co of America
- ...NJ, through PGIM Credit, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive guidance for Fixed Income Trading and related areas. The ideal candidate... ...Excel, Power BI, and Tableau. This hybrid role requires on-site presence several...Surveillance
- ...being.DTCC offers a flexible/hybrid model of 3 days onsite... ...role: The Director, Fixed Income Quantitative Research Analyst is a senior individual contributor... ..., evaluated pricing, trade data, and reference... ...platforms used for risk, surveillance, or market transparencyLeadership...SurveillanceWork at officeRemote workFlexible hours
- ...seeks a Senior Python Developer for a hybrid 3 onsite/2 remote role. The candidate... ...applications, with exposure to fixed income and market data. A strong background... ...risk, and pricing is expected to drive trading and surveillance platforms. The position is a 12+ month...SurveillanceContract workRemote work
$145k - $155k
...attractiveness, conducting surveillance on existing investments, and... ...research and relative value trading strategies to the ABS portfolio... ...of relevant experience in fixed income, securitized products, or consumer... ...believes in the Power of a Hybrid work arrangement. The Power...SurveillanceFull timePart timeWork from home- ...top-notch technology products. As a Lead Solutions Analyst in Compliance - Corporate Sector, Trade Surveillance Technology, you will be responsible for... ...of financial instruments and markets, including Fixed Income, Equities, FX, Commodities, Futures, Options, and...Surveillance
$82.5k - $136.1k
...Corporate - Legal and Compliance At Prudential, talent... ...seeking a Compliance Analyst. With over $1... ...under management across fixed income and private credit strategies... ...ll take ownership of trade-surveillance investigations and... ...follows a hybrid work structure where...SurveillancePart timeWork at officeRemote work3 days per week- ...DTCC offers a flexible/hybrid model of 3 days onsite... ..., ongoing member surveillance and effective but appropriate... .... Market Risk for Fixed Income Clearing Corporation (... ...arising from trade execution and settlement... ...continuous enhancements, compliance with Risk Management policies...SurveillanceFull timeRemote workFlexible hours
$100k - $110k
...developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We’re seeking a Compliance Analyst to join our Compliance team. You will be responsible for supporting key compliance governance and monitoring processes,...Full timeContract workLocal area- ...DTCC offers a flexible/hybrid model of 3 days onsite... ..., ongoing member surveillance and effective but appropriate... .... Market Risk for Fixed Income Clearing Corporation (... ...exposures arising from trade execution and settlement... ...enhancements, compliance with Risk Management policies...SurveillanceRemote workFlexible hours
- ...DTCC offers a flexible/hybrid model of 3 days onsite... ..., ongoing member surveillance and effective but appropriate... ...Market Risk for Fixed Income Clearing Corporation (... ...exposures arising from trade execution and settlement... ...continuous enhancements, compliance with Risk Management...SurveillanceRemote workFlexible hours
- ...DeveloperLocation: Jersey City, New Jersey (Hybrid)Role OverviewWe are seeking a senior-... ...QualificationsIn-depth knowledge of fixed-income products and global financial markets.... ...pricing applications.Familiarity with trade surveillance and market misconduct systems.Prior...Surveillance3 days per week
$60 - $65 per hour
...Job ID: BACJP00225269 Work Arrangement: Hybrid (3 Days Onsite, 2 Days Remote)... ...applications in Banking services, knowledge of Fixed Income products will big plus 7yr+ Years of... ...Databases Experience or Knowledge of Trade Surveillance and Market Misconduct in Global Market...SurveillanceContract workLocal areaRemote workVisa sponsorship- ...Futu US Inc. is seeking a Digital Advertising Compliance Analyst in a role based in Dallas, TX or Jersey City, NJ. You will ensure retail... ...Responsibilities include review of communications, risk surveillance, and supporting regulatory examinations, with a strong emphasis...Surveillance
- ...enhancement of mission-critical surveillance applications that support compliance and regulatory... ...quantitative researchers, business analysts, compliance, and audit... ...- Knowledge of Fixed Income, Equity products and related... ...strong understanding of Trade Surveillance, Market...SurveillanceFull time
$125.5k - $140k
...strategic solutions to ensure regulatory compliance. Key Requirements Claims and... ...regulatory partner to the team Industry Surveillance Monitors competitive claims, FDA’s and... ...Compensation The current range for this hybrid position (3x/week in-office) based in Jersey...SurveillanceFixed term contractWork experience placementWork at office- ...Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program... ...parameters and controls. Direct ongoing pre- and post-trade surveillance for designated portfolios to ensure compliance with applicable...Surveillance
- ...Actimize Sam DeveloperLocation: Weehawken, NJ (Hybrid)Type of Employment: Contract (W2/C2C) & Fulltime FTEJob Description: We are... ...the implementation, customization, and optimization of Actimize Surveillance solutions. The ideal candidate will have strong expertise in Actimize...SurveillanceFull timeContract work
- ...net capital calculations, monitoring, and regulatory reporting. The consultant will partner with Controllers and other stakeholders, supporting SEC Rule 15c3-1 compliance and net capital controls in a hybrid, six-month engagement with benefits on W2. #J-18808-LjbffrInterim role
$77k - $110k
...HealthBridge is hiring a Compliance Officer in Paterson, NJ. The role values strong Westlaw skills and a drive to own outcomes, backed by 4 years of Court Filing experience. The position offers a hybrid work model with a salary range of $77,000–$110,000 and a culture of...$84.5k - $162k
...Senior Associate, Regulatory Affairs Submission Management - Hybrid Full-time Salary Min: 84500 Salary Max: 162000 Workday... ...detailed quality reviews of published output to ensure compliance with Regulatory Standards and Health Authority guidances including...Full timeWork at officeLocal areaRemote work- ...Mountain Corp in Secaucus, NJ is seeking a Regulatory Affairs Specialist to oversee EPA registrations and ensure compliance across the U.S. and Canada. This hybrid role supports the Manager of Regulatory Affairs with submissions, renewals, and label filings for pesticide...
- ...regulatory matters, negotiating agreements, and advising clients on compliance across healthcare laws. A NJ license is required, with NY or... ...state licensure a plus, and 4+ years of practice recommended. Hybrid schedule with competitive benefits. #J-18808-Ljbffr Frier...
$30 - $32.37 per hour
...Responsibilities May also be responsible for liaising with the Risk and Compliance functions Responsible for the evaluation and monitoring of... ...Employment Type Contract Job Function Accounting/Auditing Analyst Finance Industries Banking Investment Banking Financial...Contract work$77k - $110k
Come work as a Compliance Officer at HealthBridge, where strong Westlaw skills... ...wrinkle before it becomes a fire Trade quick wins for deeply collaborative fixes when the math favors patience Push... ...owning the unglamorous middle of a hybrid project Real Data Protection chops...- ...corrective action requests (SCARs), incoming inspection discrepancies,... ...Handling and Post-Market Surveillance, providing technical... ...risk, customer impact, and compliance timelines. Required Qualifications... ...Ability to drive alignment, make trade-off decisions, and manage...SurveillancePermanent employment
- Prudential Financial, through PGIM, is seeking an organized analyst to conduct surveillance of Asset Based Finance (ABF) assets. You will monitor... ...Bloomberg, and the ability to collaborate across groups in a hybrid work environment. #J-18808-Ljbffr Prudential FinancialSurveillance
- ...Design, develop, and maintain scalable data pipelines supporting Financial Crime & Compliance (FCC), AML, KYC, and Trade Surveillance initiatives. Work with FCC products and platforms such as NICE Actimize, ActOne, AIS, and Trading Hub to integrate transaction...Surveillance
$17 per hour
...trucking facility. Primary responsibilities include access control, surveillance, container inspections, and data entry. Must have a valid... ...and unsafe activityResponsible for becoming familiar with incoming and outgoing traffic, know the customers, tenants, visitors, and...SurveillanceHourly payContract workLocal area- ...NJMS. The role involves conducting specialized epidemiologic surveillance and research under supervision, with focus on autism and related... ...tools; the position offers a per diem schedule with flexible hybrid work options and standard daytime shifts. #J-18808-Ljbffr Rutgers...SurveillanceDaily paidFlexible hoursDay shift
$110k - $150k
...• Awareness and understanding of the trading businesses Processes • Coordinate and... ...develop effective working relationships with Compliance Representatives and other personnel of... ...family building benefits, and flexible/hybrid working arrangements for many of our...Full timeWork at officeLocal areaWork from homeFlexible hours
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