Compliance Associate
Lawhive
About Woodstock Legal Services:
Woodstock Legal Services isn’t your typical law firm. We’re breaking the mold – ditching the jargon, delivering expert advice, and doing things differently in the legal world. We've gathered our wisdom from years of legal experience and paired it with a willingness to break the mold.
At Woodstock, you’ll be part of a people-first culture where ideas are welcomed, collaboration is second nature, and your contribution really matters. We invest in our internal teams because we know they’re the engine that keeps everything running and we’re proud of the culture we’ve built together.
About Woodstock Legal Services & Lawhive Partnership
The Woodstock vision was to create a law firm that felt different, one where lawyers had true freedom and flexibility within a community of grade A lawyers and the best operational and regulatory support on offer - all while ensuring our clients remain our constant focus.
Since 2014, Woodstock has grown into a thriving community of lawyers, built on the principle that legal practice can be both professional and personal. We set out to create a place where lawyers have the freedom to shape fulfilling careers, and where clients benefit from clear, expert advice delivered with genuine care.
That vision remains at the heart of everything we do. By joining the Lawhive Group, we are strengthening this vision - combining the trusted relationships and values that define Woodstock, with innovative tools that ease the pressures of legal work. This means our lawyers can dedicate more time to what matters most: guiding and supporting our clients.
About the Role
Compliance sits at the heart of Woodstock Legal Services. It keeps client money safe, files moving and the firm on the right side of its regulators - and as the business grows, so does the volume and variety of that work. We are excited to create two Junior Compliance Officer roles to work alongside the Senior Compliance Associate and give the function the depth and resilience it needs.
This is not a box-ticking job. You will be close to real matters and real deadlines, helping make sure the firm operates compliantly, complex AML/ KYC checks are complete, evidence is captured properly and proportionate compliance support is provided to stakeholders. You will see the full breadth of compliance in a modern legal business via routine work and fresh legal projects touching on AML, data protection, conflicts, policy etc.
Both roles share the same profile. Day-to-day focus is likely to a blend of high-risk AML/KYC, general compliance support with pre-completion escalations, data protection, SAR administration and strategic/ policy and legal governance work – with cross-training across everything.
What You’ll Be Doing
Supporting AML/KYC administration – gathering, tracking and recording evidence, and following up on source of funds and source of wealth queries.
Performing regular horizon scanning and taking a proactive stance in implementing the relevant outcomes
Supporting SAR and data protection administration, including collating evidence for data breach assessments, assisting with containment actions and notifications where required.
Co-ordinating cyclical processes and activities.
Preparing reports, drafting guidance notes and supporting communication on key compliance themes, performing data analysis and presenting to key stakeholders/ leadership team.
Monitoring the central Compliance inbox, maintaining registers, dashboards, trackers and compliance records accurate and up to date, so there is always a clear audit trail – open to the use of technology.
Tracking policy reviews via a clear governance framework, and helping keep guidance, training and process documents current
Being a reliable first point of contact for consultants, Support, Accounts and Operations on routine compliance questions.
Chasing outstanding items politely and persistently - a surprising amount of good compliance is simply excellent follow-through.
Preparing higher-risk or complex matters for escalation to the Senior Compliance Associate and leadership team, with the background pulled together and ready.
Supporting the Senior Compliance Associate with embedding a culture of compliance and establishing a compliance learning programme from scratch.
Leading compliance projects to meet organisational goals and achieve marginal gains.
What We’re Looking For
Experience in a law firm or other regulated environment, especially familiarity with AML/KYC, SRA requirements and data protection basics.
Organised: you keep lists, close loops and nothing slips through.
Attention to detail - names, dates, figures and documents all matter here.
Ability to thrive in a fast-paced environment and navigate complex matters with limited supervision.
A clear, warm communicator and a team player who values their autonomy.
Completely trustworthy with confidential and sensitive information.
Curious about how legal and regulatory in-house compliance works, and keen to build a career in it.
Comfortable juggling several workstreams and asking for help when priorities clash.
What You’ll Get
Training and day-to-day mentoring from senior Compliance colleagues.
Real exposure to AML, financial crime, data protection, conflicts and policy work – breadth that is hard to find at this level.
A clear developmental path to grow as the Compliance function expands.
A supportive, close-knit team in a business that is scaling – your work will be visible and valued.
Interview Process
Introductory call with our Talent team
Technical interview/practical skills assessment
Values interview with our Leadership
We offer!
UK Benefits
✈️ 33 days’ annual leave (25 + bank holidays) plus your birthday off
Extended Christmas holiday
Pension contribution
☮️ Give back - support a good cause with a charity day each year
$200k - $250k
...seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York... ...support systematic trading strategies, quantitative models, and the associated technology stacks that power Delta 1, index arbitrage, and...SuggestedFull timeWork at office$130k - $135k
...-Time Schedule: 1st Shift | 9:00 AM - 5:00 PM MST Compensation Range: $130,000 - $135,000 Position Overview: The Partnership Compliance Manager is a licensed pharmacist dedicated exclusively to managing provider and clinic relationships from a compliance standpoint...SuggestedFull timeCasual workSeasonal workLocal areaRemote workDay shift- ...clients to live life on their own terms, in their own homes. Essential Duties And Responsibilities Support the company’s overall compliance objectives, particularly regulatory compliance related to home care and/or home health services. Maintain nationwide licenses, business...Suggested
$60k - $90k
...leading corporations and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest...SuggestedFull timeFor contractorsWork at officeRemote workWorldwideFlexible hours$110k - $130k
Role Name: Global Trade Compliance Specialist Department: Manufacturing Logistics Location: Hayward About 1X We’re building humanoid robots that work in home - doing the chores, handling the tasks, and giving people their time back. Simple, but it’s not. To do this...SuggestedFull timeTemporary workLocal areaWork from homeFlexible hours$72.61k - $101.39k
...for delivery and execution of a standardized, regional import compliance program to support the enterprise for the functional area of... ...regular reviews of the appropriate government websites and trade association memberships. Liaison with internal departments across...Hourly payFull timeWork at officeLocal areaWork from homeShift work$17.34 per hour
...general direction of the assigned manager in the Public Works Division. Conducts exterior inspections of private property to ensure compliance with applicable City of Memphis Code of Ordinances and to ensure that work performed by City contractors meets specifications...Hourly payFor contractorsWork at office$60k - $65k
...Title: AML/CFT and Compliance/CRA Associate Reports To: AVP/AML/CFT and Compliance/CRA Officer FLSA Status: Exempt Type of Position: Full-time, Hybrid Optional JOB SUMMARY As AML/CFT Associate (fka BSA), this person will assist in the oversight, authority, monitoring,...Full timeWork at officeRemote workMonday to Friday- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...Work at officeRemote workWork from homeFlexible hours
- ...To support a growing compliance team, the hybrid Compliance Associate will assist in implementing and managing regulatory compliance programs, monitor compliance policies, and collaborate with various departments while working from Torrance, Boston, Salt Lake City, or...Work at officeRemote work
- ...Seeking a full-time remote Compliance Investigations Associate, this role will conduct structured investigations into transaction monitoring, KYC, and potential financial crime while applying legal research and analytical skills developed in law school. Key responsibilities...Full timeRemote work
- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...status quo and striving to be best‑in‑class. As a Quant Modeling Associate Senior within the Risk Management and Compliance organization,...Work at office
- ...TPG in New York is seeking an Associate to join its broker-dealer Compliance team. The role involves conducting compliance oversight of fundraising and capital market activities, and designing and implementing policies to ensure that TPG and its platforms meet legal and...
- ...the Corporate Integrity Program. Oversees the organization's compliance plan, Code of Conduct, the Compliance Hotline and other reporting... ...Integrity Program. Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. Assists...Flexible hours
$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours- ...NERC Compliance Associate page is loaded## NERC Compliance Associatelocations: Byesville, OHtime type: Full timeposted on: Posted 2 Days Agojob requisition id: R0004024Guernsey Power Station (GPS) is a $1.6 billion 1,875 MW 3x1x1 GE 7HA.02 combined cycle electric generating...
- ...Job Summary Reporting to the Compliance Manager, the Compliance Associate supports the organization’s adherence to regulatory guidelines through education, provision of information, and auditing. Areas of regulatory oversight provided by this role include the care planning...
- ...Job Details Location: Rockford, IL 61107 • Full Time • Salary: $24.00 – $33.00 per hour • Day Shift Our Compliance Associate role offers a unique opportunity to learn from experienced industry professionals while gaining hands‑on exposure to regulatory oversight, compliance...Hourly payFull timeSummer workFlexible hoursDay shift
$50k - $65k
...external audits. Assist in the completion of independent risk-based compliance on-site assessments of Retail branches and the Bank’s Contact... ...training on new or changed regulatory requirements and the associated implementation strategy to impacted staff. Maintain records of...Summer workRemote workFlexible hours$120k - $160k
...follow. This is a ground‑up build, and we are hiring the people who will build it. ABOUT THE ROLE We are hiring a Compliance & Portfolio Operations Associate — one of the first dedicated hires on the platform, responsible for building its compliance and operational...Work at officeLocal area- Social Capital Resources is seeking a Compliance Associate/Sr. Associate for a full-time role in the Charlotte Metro area. This position focuses on enhancing the firm’s compliance program through the review of marketing and regulatory submissions, advising on policy adherence...Full time
- ...professional communications and activities, including annual compliance questionnaires, firm element training, and securities registration... ...members Triaging the supervision team email inbox Maintaining associated compliance records in Salesforce CRM Assisting with external...Work at office
- ...Amazon's Global Solutions Risk and Compliance (GSRC) team seeks a Senior Compliance Associate to protect customers from illegal or unsafe products and ensure compliance across global marketplaces. You will review product information per SOP, classify items for listing...
$22 per hour
...Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team. We are seeking a team player who will provide clerical support to our Compliance department and ensure that all confidential data is maintained securely and...Work at officeLocal areaShift work$70.07k - $108.61k
## Compliance AssociateApplylocations: 66 Hackett Blvd Albany, NY 12208time type: Full timeposted on: Posted Todayjob requisition id: 7... ...United States of America)Salary Range:$70,068.00 - $108,605.00The Associate must possess education and experience to take complex ideas,...Work at officeShift work- ...Asset Manager & RIA in Charlotte Metro area is seeking a Compliance Associate / Sr. Associate for a full-time position! Summary This role is responsible for supporting and enhancing the firm’s compliance program by reviewing marketing and regulatory submissions, advising...Full time
- ...experience that exceeds expectations. Now that you know our history, are you ready to be part of our future? Job Overview: The Compliance Associate will support Lord Abbett’s Control Room covering core investment and employee‑related compliance functions, including...
$110k - $150k
...This role is part of a Westside-based financial services firm seeking a Compliance Associate to join its office. Reports to the Chief Compliance Officer and focuses on regulatory filings, policy implementation, and day-to-day oversight of the firm's compliance program...Contract workWork at office$75k - $85k
...with excellent quantitative, qualitative, and interpersonal skills for an Associate position on Canterbury’s Team. The position’s primary role will be to engage broadly in various areas of compliance and regulations. The Primary Responsibilities Of a Compliance Associate...Work at officeWork from homeMonday to FridayFlexible hours- ...CEI Fleet Collision and Safety is seeking an Onsite Compliance Associate in San Francisco, California. The role involves supporting the compliance program for vehicles by ensuring documentation is accurate and operational workflows are executed efficiently. The ideal...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate. Be the first to apply!
- regulatory affairs specialist United States
- healthcare compliance officer United States
- quality assurance compliance specialist United States
- regulatory compliance specialist United States
- entry level compliance analyst United States
- contract compliance specialist United States
- regulatory reporting analyst United States
- compliance data analyst United States
- corporate compliance officer United States
- junior regulatory affairs specialist United States

