Financial Services Regulatory Associate
IDEX Consulting
A leading New York law firm is seeking a talented and motivated mid- to senior-level Associate with approximately 5-7 years of experience to join its financial services regulatory enforcement practice. The successful candidate will represent financial institutions, fintech companies and other regulated entities in government investigations, regulatory enforcement matters and related compliance issues, with the opportunity to work on complex and high-stakes matters involving federal and state financial services regulators. The ideal candidate will have experience in regulatory enforcement, investigations, or related litigation, particularly matters involving financial services regulators or government enforcement agencies. Responsibilities will include responding to government inquiries, subpoenas and regulatory examinations, conducting internal investigations, drafting regulatory submissions and advocacy materials, advising clients on regulatory risk and supporting enforcement-related litigation. Candidates must have a J.D. from an accredited law school and active state bar admission or eligibility for admission. Prior government experience is highly valued but not required. This role offers substantial opportunities to work directly with experienced Partners, clients and regulators while taking ownership of key aspects of sophisticated enforcement matters. The successful candidate will have excellent analytical, research, writing and communication skills, strong judgment and the ability to translate complex regulatory issues into practical advice. This is an excellent opportunity for an ambitious Attorney to develop expertise in financial services regulation and fintech while assuming increasing responsibility within a collaborative New York practice.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Legal Private PracticeJob type: Permanent
$225k - $330k
...Job Description Job Description Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York, Seattle, or Washington, DC...Suggested$365k
...Job Description Job Description Financial Services Regulatory Associate Attorney – DC, Miami & New York Direct Counsel is seeking an experienced Associate Attorney or Special Counsel with 5+ years of experience to join a leading Financial Services Regulatory practice...Suggested- ...professional to join the Global Payments Financial Crimes Compliance (FCC) team in... ...anti-money laundering risks and regulatory obligations. You will be... ...for proactively identifying risks associated with new and existing products or services, enhancing the TikTok Ads...Suggested
$130k - $205k
.... Benefiting from EY’s full spectrum of services, we’ve reimagined strategic consulting to... ...sub service line, the Deal Management - Financial Services practice works on the most... ...learning.Your key responsibilitiesAs a Senior Associate-Consultant in EY-Parthenon’s Strategy...SuggestedWork experience placementSummer holidayWork at officeFlexible hours- Greenberg Traurig, LLP seeks a senior Associate in its Financial Regulatory & Compliance Practice, with the position based in one of several offices (Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas). The firm offers competitive compensation and an excellent benefits...Suggested
$75k - $95k
...for delivering high-quality financial and investor reporting across... ...accounting standards and regulatory requirements. The role will... ...Hybrid Working: As we are a Service Provider and Consulting firm... ...demands. Salary Range: Associate: $75,000 - $95,000 AVP: $1...Full timeWork at officeImmediate startFlexible hours3 days per week$77k - $214k
...AssociateJob Description & SummaryA career in our State and Local Tax Financial Services practice, within State and Local Tax services, will provide... ...progress in our careers, now and in the future.As a Senior Associate, you'll work as part of a team of problem solvers, helping...Full timeH1bLocal area$110k - $125k
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management... ...investor clients.Within this multi-faceted group, the Analyst/Associate will concentrate on the marketing of municipal new issue to...Temporary workWorldwide$150k - $175k
...Century Investments is a leading global asset manager with over 65 years of experience helping a broad base of clients achieve their financial goals. Our expertise spans global equities and fixed income, multi-asset strategies, ETFs, and private investments.Privately owned...Full timeWork at officeLocal area- ...- Hui Ling Zhang is seeking a Licensed Financial Advisor to help clients build secure financial... ...emphasizes strong client relationships, regulatory awareness in New York, and collaboration... ...comprehensive resources for superior service and growth. #J-18808-Ljbffr New York...
- ...Job Description Job Description Fintech & Financial Services Mid-Level Associate (3rd–5th Year) Direct Counsel represents a well-regarded law firm... ...is a high-impact opportunity at the intersection of regulatory counseling, complex transactions, and the rapidly evolving...
- State of New York seeks an experienced attorney admitted to the New York State Bar in good standing to handle trial work requiring four years of post-Bar experience in the trial of issues in courts of records or in adversarial proceedings, quasi-jurisdictional in nature...
$77k - $214k
...Industry/Sector: Not Applicable Specialism: State & Local Tax (SALT) Management Level: Senior Associate Job Description & Summary: A career in our State and Local Tax Financial Services practice will provide you with the opportunity to help our clients solve business issues...H1bLocal area- ...Advisory. KPMG is currently seeking an Associate in Enterprise Solutions for our... ...processes and advise clients on system services available within the Microsoft Dynamics... ...alignment with a detailed understanding of Financial System concepts and general module functionality...Full timeH1bLocal area
- To support the integration of AI in legal practices, the full-time Legal AI Advisor will engage with lawyers to understand their workflows, drive adoption of Relativity's AI solutions, and facilitate ongoing customer success in a remote or hybrid environment. Key responsibilities...Full timeRemote work
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...7001, and PCI Deep understanding of NIST 800-53, DoD SRG, and associated continuous monitoring processes Experience collaborating with... ...00 1 month ago United States $65,000.00-$75,000.00 2 days ago Regulatory Compliance Analyst - Data Privacy Compliance United States $65...Full timeRemote workWorldwideFlexible hours- Corpay is seeking a Senior PCI Analyst to join their Information Security division. This role can be based in either the Brentwood, TN or Atlanta, GA office. The Analyst will manage PCI compliance, coordinate audits, and work with IT to ensure security requirements are...Work at office
$61.88k
...a global leader and innovator in the financial services industry and is evolving from a high-impact... ...\n The Difference You Make \n The Associate Financial Advisor is responsible for... ...insurance solutions consistent with regulatory and compliance standards. Working in partnership...Hourly payFull timeContract workWork experience placementWork at officeShift work$100k - $115k
...practice area and business department to provide insight into financial performance, client economics, and commercial strategy. We play... ...500 company, Am Law 200 law firm, or other professional services organization.Bachelor’s degree in Finance, Accounting, Economics...Work at office- ...market data tools (e.g., Bloomberg) and working with time-series financial datasetsPrior experience producing research notes,... ...Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout...Daily paid
- ...continuously optimize models based on market dynamics.Maintain a deep understanding of global macroeconomic events, market structure, and regulatory developments.Utilize algorithmic trading platforms and execution technologies to improve trade efficiency.Contribute to the firm'...
- State Farm Insurance Agent located in New York, NY is seeking an outgoing, career-oriented professional to join their team. As a State Farm team member for Austin Raab - State Farm Agent, you will build and develop customer relationships within the community to promote ...
$175k - $350k
Role Summary At Citadel Securities, a leading global market maker, our team of Traders collaborates with the brightest minds in financial markets, technology, engineering and the sciences to tackle challenges in the markets. Semi-Systematic Traders leverage quantitative...$200k - $250k
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$235k - $365k
...Job Description Job Description Direct Counsel is representing an Am Law 100 firm seeking a Litigation Associate to join its Financial Services Litigation Practice Group Position Overview This is an exciting opportunity for a junior to mid-level associate with at...$250k - $280k
...Job Description Job Description Financial Services Litigation Associate New York, NY | 5–7 Years Experience Direct Counsel represents a leading... ...to handle high-stakes litigation, arbitration, and regulatory matters involving banks, broker-dealers, investment...Work at office- Providing individualized nursing care to cancer patients, the full-time Florida Licensed RN Advisor will manage patient assessments and interventions over the phone, ensuring compliance with established guidelines while working remotely. Key responsibilities: Answer calls...Full timeRemote work
$97.59k - $142.99k
...the nation. NYU Langone offers a comprehensive range of medical services with one high standard of care across 6 inpatient locations,... ...beyond a standard benefit offering, where employees have access to financial security benefits, a generous time-off program and employee...Full time$98.96k - $148.44k
...branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the... ...budgets, analyze expense calculations, and prepare unaudited financial statementsAscertain fund value and allocate values to each...Full time
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