Manager-Compliance
$89.25k - $150.25kAmerican Express
Job ID: 26012150Posted: 2026-08-14Location: Charlotte, NC, United States; Sandy, UT, United States; Phoenix, AZ, United StatesSalary: $89250 - $150250 annually + bonus + benefitsJob Function: UnclassSchedule: Full timeWorkplace: HybridCareer Area: Corporate FunctionsCompany: American ExpressDescriptionWe are seeking a dynamic Manager of Compliance Monitoring to support and execute the firm’s ongoing compliance monitoring activities designed to assess adherence to regulatory requirements, internal policies, and compliance standards. This role plays a critical part in identifying emerging risks, providing continuous oversight, and strengthening the firm’s overall compliance risk management framework.The Manager will report to the Director of Compliance Monitoring and work closely with business units, Compliance Testing, Risk, and Governance teams to provide effective challenges, promote accountability, and help ensure sustainable compliance across products, services, and operational processes.ResponsibilitiesReview Monitoring Activities and Results to ensure completeness, accuracy, consistency, and adherence to approved monitoring methodologies and standards.Validate Supporting Evidence and Documentation to confirm findings, conclusions, and risk assessments are adequately supported and documented.Execute Quality Control Checklists to verify all required procedures, documentation, approvals, and reporting requirements have been completed.Identify and Challenge Deficiencies by detecting documentation gaps, inconsistencies, methodology deviations, or unsupported conclusions and returning items for correction as needed.Monitor Compliance with Standards to ensure monitoring activities are executed consistently across teams and in accordance with established governance requirements.Track and Escalate Quality Issues including recurring errors, control weaknesses, and governance exceptions to appropriate stakeholders.Maintain Quality Metrics and Records to support reporting, trend analysis, and program oversight.Support Continuous Improvement by identifying opportunities to strengthen monitoring procedures, quality standards, review checklists, and governance processes.Collaborate with Compliance Testing, Risk Management, Audit, and Governance teams to promote consistency in oversight activities and reduce duplication across compliance assurance functions.Build strong partnerships across the organization to effectively influence stakeholders, provide credible challenges, and support proactive risk management practices. QualificationsExperience: 5+ years of compliance, risk, or audit experience in financial services; demonstrated expertise in compliance monitoring and oversight.Minimum Academic Requirements: Bachelor’s Degree strongly preferred, not required.Skills and CompetenciesStrong knowledge of compliance risk management frameworks, monitoring methodologies, and regulatory expectations.Strong leadership and organizational capabilities to manage a global monitoring program.Professional experience in handling policy governance objectives and quality control governance objectives.Strong leadership and interpersonal skills with the ability to influence and collaborate with people at all levels of the organization.Exceptional problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements.Excellent project management and organizational skill, with the ability to manage multiple priorities in a fast-paced environment while maintaining attention to detail.Ability to both work independently and collaboratively with team-members and to navigate a complex organization.Excellent verbal and written communication skills for preparing and delivering reports, presentations, and policy documents.Experience in delivering high quality work products, reflecting attention to detail.Must be a self-starter flexible, innovative, and adaptive.Advanced analytics, PowerPoint and excel skills with an ability to learn new tools quickly. Employment eligibility to work with American Express in the United States is required as the company will not pursue visa sponsorship for these positions. About the TeamAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. From delivering differentiated products to providing world-class customer service, we operate with a strong risk mindset, ensuring we continue to uphold our brand promise of trust, security, and service.As part of Team Amex, you’ll experience our powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express.
$89.25k - $150.25k
...Manager-Compliance Charlotte, NC, United States Sandy, UT, United States Phoenix, AZ, United States (Hybrid) Job Description We are seeking a dynamic Manager of Compliance Monitoring to support and execute the firm’s ongoing compliance monitoring activities...SuggestedWork at officeLocal areaFlexible hours$89.25k - $150.25k
...UnclassSchedule: Full timeWorkplace: HybridCareer Area: Operational Risk Management and Control ManagementCompany: American ExpressDescriptionThe... ...to ad hoc data pull requests to support business and/or compliance effortsMaintain clean code and documentation to improve...SuggestedWork experience placement- ...actionable written and verbal reporting. The Sr Investigations Manager will also identify opportunities to improve investigation... ...manage complex investigations involving financial, operational, compliance or workplace issues.• Demonstrated ability to lead teams, manage...SuggestedPermanent employmentTemporary workFlexible hours
$93.4k - $128.4k
...services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of... ...routines. This role partners with business leaders, risk partners, Compliance, Legal, Internal Audit, and other stakeholders to help...SuggestedFull timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- ...integrated global real estate platform offering expertise in property management, investment management, development, and construction services... ...SUMMARYThis role will serve as a key advisor on enterprise compliance, data privacy, and information security matters, helping the...SuggestedFull timeContract workWork at officeLocal areaImmediate start
- ...Broker Dealer (BD) organization across related supervisory, risk management, operational and oversight functions. This job drives... ....Provides an early warning system of regulatory, supervisory, compliance and risk management developments that affect the BD, risk ranking...Full timeWork at office
- ...Perform regulatory assessment of new and changed products. Stay on top of new or revised regulations, guidelines, points to consider, compliance guides, inspection reports, journals, meetings, etc. Conduct training and/or communicate appropriate materials, as needed, to...
$89.25k - $150.25k
...assurance, advisory services and to influence the way the company manages risk.We are committed to growing our audit staff significantly... ...diverse backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics...Worldwide$125k - $145k
...environment, you?ll find meaningful opportunity here. About the Role Modern Construction Services is growing fast ? and we?re adding a Compliance Manager to keep our multi?state operations legally sound and audit?ready. This role leads our corporate compliance efforts, with a...Contract workWork at officeLocal areaRemote work$113.15k - $270.02k
...is not afraid to push the status quo.KPMG is currently seeking a SALT Direct Tax Senior Manager, Shared Services to join our Delivery Center.Responsibilities:Work in our compliance center of excellence to support engagement teams to execute state and local income/franchise...Work at officeLocal area$172.5k - $222.5k
...What you’ll be responsible for: Circle is looking for a Senior Manager to join the Regulatory Assurance team who will help to create... ...central global function focused on developing a best in class compliance management system, supporting all regional and core compliance...Flexible hours$123k - $215.25k
...Merchant & Network Services (GMNS) organization is responsible for managing relationships with millions of Merchants and Partners around... ...this mission by identifying, managing, and mitigating compliance and operational risks across the merchant and network ecosystem...Work at office$138.1k - $157.7k
...Audit Manager: Corporate Compliance Audit (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed...Local area3 days per week- ...structures, borrower financial analysis, and credit facility lifecycle management.Experience working with large corporate, middle market,... ...developments, and industry best practices to ensure ongoing compliance.Identify and implement opportunities to automate processes, improve...Full timePart timeWork experience placementShift workDay shift
- ...Vitro Diagnostic), Research (RUO) and Laboratorial products to market and support activities related to Quality Management System (QMS) to ensure ongoing compliance while continuing to develop regulatory affairs skills This position reports to the Director, Quality...
$96k - $181k
Location:4910 Tiedeman Road, Brooklyn OhioAbout the JobThe Senior Compliance Officer, Horizontal Compliance is responsible for assisting... ...other members of the team as well as other members of Risk Management.Respond to internal and external audits, exams, and requests for...Full timeWork at officeFlexible hours- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you’ll play a pivotal role in shaping the future of our personalized investing offers...Full timeWork experience placement
- Company DescriptionProSidian is a Management and Operations Consulting Firm focusing on providing value to clients through tailored solutions... ...services focus on the broad spectrum of Risk Management, Compliance, Business Process, IT Effectiveness, Energy & Sustainability,...Full timeContract workTemporary workFor contractorsRemote workFlexible hours
$149.52k - $175.9k
...all from Day One.Job DescriptionUS Bancorp is seeking a Senior Compliance Officer to advise US Bank's Capital Markets. This role within... ...Line of Business, Risk/Compliance/Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, depending on the function,...Full timeWork experience placementLocal area3 days per week$139.23k - $163.8k
...Investment Company Act of 1940, including its impact on registered investment companies and related regulatory requirements-- Ability to manage multiple tasks simultaneously in a deadline driven environment as well as lead department and organizational special projects-...Work at officeLocal areaRemote workFlexible hours3 days per week$200k - $290k
...America)Please review the following job description:The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist... ...organizations (including the SEC, FINRA, and MSRB), including managing routine interaction, regulatory inquiries, and examinations.•...Full timePart timeWork experience placementWork at officeShift workDay shift- ...community. This highly strategic position requires a professional with 6-7+ years of experience, including a background in top-tier management consulting or a similar operating/growth role. The successful candidate will be a strategic operator, exceptional program manager...
- ...strengths within every aspect of our culture. Operate responsibly by managing risk, safety, and environmental considerations across all our... ...? Reporting directly to the Senior Director, Federal Compliance, the Director, Execution Compliance is responsible for ensuring...Contract workFor contractorsFor subcontractorWork at office
- ...heavily in strengthening enterprise security, governance, and risk management capabilities.Partner directly with executive leadership,... ...programs.Collaborate across Information Security, IT, Legal, Compliance, Privacy, and business leaders to establish enterprise-wide governance...Contract workFlexible hours
- ...environment for our employees, fostering opportunities for personal growth and professional development. Summary The Corporate Compliance Manager is a key member of Indicor’s Legal Department and will report into the Company’s Legal Leadership Team. This key role will...Worldwide
$54 - $80 per hour
...empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. Manager – Securities Compliance QA (Global Banking ) Role Overview RSM is seeking a temporary Manager‑level Securities Compliance QA professional...Hourly payTemporary workWork experience placementInternshipLocal area$93k - $171.3k
...Are you interested in being on the cutting edge of regulatory compliance? In this highly consultative role, you’ll work closely with Deloitte... ...this role ends on 7/25/2026. Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you will...Work at officeVisa sponsorship- ...A leading accounting firm is seeking a Tax Manager in Charlotte, NC (hybrid) to oversee tax compliance for various clients. This mid-senior level role requires expertise in managing complex tax filings and mentoring staff. Candidates should have a Bachelor's degree in...
$75 - $85 per hour
...A recruitment agency is seeking an experienced Interim Tax Manager for a contract position in Charlotte, NC. The successful candidate... ...financial information, perform tax reviews, and ensure compliance with tax regulations. The position offers a pay range of $75-$...Hourly payContract workInterim role- Whistle Express Car Wash is seeking a Director of Brand Standards & Field Experience to ensure every location reflects the company’s brand, standards, and guest experience. This leader bridges Marketing and Operations to translate strategy into field execution, audits ...
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