Compliance Senior Analyst

Job ID: 1494881

Job Title: Compliance Senior Analyst

Duration: 06 Months

Location: Plano, TX

Pay Rate: $50/hr on W2

Responsibilities

• Day-to-day compliance functions of a Compliance Management System for a deposits portfolio.
• Execute reviews through on-going testing and monitoring of the Bank’s deposits portfolio and periodic self-assessments ensuring compliance with all applicable local, state and federal regulatory requirements.
• Detect and report potential compliance problems to the CCO, recommending changes or enhancements to improve existing policies and procedures, or assisting the affected business unit to develop new ones; actively participate in identifying root causes of issues.
• Prepare documentation that supports conclusions reached through ongoing testing, monitoring and compliance reviews.
• Create and execute a testing and monitoring compliance program to ensure vendor performance and adherence to regulatory requirements and compliance policies.
• Research and develop analytical reports and solutions for identified business unit compliance problems; establish controls to mitigate the risk of material errors.
• Deliver and communicate findings to all levels of management and the Board of Directors.
• Review new and existing products, services and channels to evaluate compliance with applicable laws, regulations and best business practices.
• Execute compliance risk assessments by identifying key risks, assessing mitigating controls and determining the risk profile for the organization; use results to lead change within the organization.
• Act as a representative of the Compliance Department to aid in regulatory change management, company projects and initiatives, and training related to deposits.
• Assist in researching and answering questions related to regulations impacting the business.
• Stay informed of current laws, regulations, common practices and trends in the regulatory compliance field.
• Assist with compliance testing and monitoring of current and future regulatory obligations, regulatory exams, and audits.
• Maintain assigned Compliance policies and procedures to ensure alignment with regulatory and business updates annually, at a minimum.
• Participate in compliance-related training opportunities and continuing education to maintain high level of expertise and current knowledge of new compliance issues or regulatory developments; monitor internal and external compliance resources to stay abreast of regulatory hot topics and changes.

Qualifications (Must Haves)

• Minimum of 5 years progressive regulatory bank compliance experience.
• Bachelor’s degree or higher.
• Experience with Deposits.
• Strong knowledge of the functions of a Compliance Management System for a deposits portfolio.
• Advanced proficiency in MS Office (Excel, PowerPoint, Word).
• Independent analytical skills.
• Excellent communication skills (verbal, written, listening).
• Proven ability to prioritize workload and balance multiple duties.
• Independent and self‑motivated, with proven ability to successfully interact and work well with others.
• Willingness to travel 10% of the time.

Preferred Qualifications

• Certified Regulatory Compliance Manager (CRCM) certification.
• Experience with banking systems (Fiserv, Cenlar, LenderLive).
• Experience with Archer and Tableau; experience with verbal and written consumer complaint review and root‑cause trend analysis.

Equal Opportunity Employer.