Software Engineer - Compliance Technology

Software Engineer – Compliance Technology We are seeking a Software Engineer to provide hands-on analysis and development within Compliance Technology. The role shapes technology solutions that meet regulatory obligations, strengthen supervisory controls, and manage conduct and trade-related risks. Working across Compliance, Supervision, Global Markets, Product, Architecture, Engineering, Data, Quality Assurance, Operations, and Risk, the software engineer will be responsible for leading the design, development, delivery, and operational support of technology solutions that enable regulatory compliance, surveillance, supervision, and control oversight functions. This role combines technology innovation and delivery accountability across strategic regulatory and business initiatives. This engineer will develop solutions within a modern cloud-native architecture, big data platforms, artificial intelligence (AI), machine learning (ML), and automation capabilities to improve operational efficiency and regulatory outcomes. The role partners closely with Compliance, Risk, Data, and Business stakeholders to deliver scalable, secure, resilient, and regulator-ready solutions. Responsibilities: Work within a team on end-to-end delivery of strategic Compliance technology initiatives. Manage delivery roadmaps, capacity planning, dependencies, risks, and stakeholder communications. Coordinate across product, architecture, infrastructure, security, and vendor teams. Ensure solutions meet business objectives while adhering to enterprise architecture standards. Drive Agile delivery practices and continuous delivery methodologies. Provide technical oversight for enterprise-scale distributed systems. Support API-driven, event-driven, microservices, and cloud-native architectures. Ensure integration between vendor platforms, proprietary systems, and enterprise data services. Participate in the development of solution designs for scalability, resiliency, maintainability, and security. Promote framework reuse and common platform capabilities across workstreams. Ensure technology solutions support regulatory obligations, supervisory requirements, and compliance controls. Embed auditability, traceability, entitlement controls, evidencing capabilities, and monitoring into system designs. Partner with Compliance and Risk teams to translate regulatory requirements into technology solutions. Support internal audits, regulatory reviews, remediation programs, and control assessments. Maintain awareness of evolving regulatory and industry expectations impacting compliance technology platforms. Required Skills: Strong hands-on experience in back-end development technologies and frameworks, including: Java RESTful services SQL and NoSQL databases Message queue technologies, including Kafka Event-based architecture Experience with big data technologies, data analytics, and AI. Hands-on experience with integration projects involving multiple systems and platforms. Knowledge of data strategy, governance, and integration. Strong problem-solving and analytical abilities, with keen attention to detail. Experience in driving technology strategies and roadmaps aligned with business objectives. Knowledge of emerging technologies and trends in the industry. Experience in Agile delivery with a focus on backlog execution, dependencies, continuous improvement, and outcomes. Excellent communication and interpersonal skills, with the ability to collaborate effectively with diverse stakeholders. Ability to manage multiple priorities and work in a fast-paced, dynamic environment. Education & Experience: 3 to 5 years of technology delivery and software engineering experience. Experience delivering regulatory, risk, compliance, surveillance, or supervisory technology solutions. Experience operating within highly regulated financial services environments preferred. Knowledge of financial industry trade surveillance, market abuse monitoring and/or global markets domain experience, including trading lifecycles. Experience with big data and cloud technologies and architecture. Excellent problem-solving skills and the ability to think critically and strategically. Strong communication and collaboration skills to work effectively with cross-functional teams. Minimum bachelor's degree in computer science or a related field. Td Waterhouse