Risk & Control Associate III, Finance
Edward Jones HQ
Team Overview Join the Finance Risk Management team to execute the firm's Enterprise Risk Management framework for identifying, assessing, treating, mitigating, monitoring, reporting and escalating risks. The Risk Manager serves as a trusted risk manager and partner to the Finance division and works in partnership with many stakeholders. What You’ll Do Responsible for carrying out risk and control activities per the Enterprise Risk Management Program as well as any divisional-required elements. Primary focus includes critical business risk assessment support and process mapping/inventorying, issue/incident management, and general risk consultation. Understands division processes, historical risk results, firm policies/programs including all Enterprise Risk Management Program Framework and Standards. Identifies inconsistencies with ERM Risk Management Program or internal standard. Stays informed on risk industry and educational/development opportunities. Executes risk management procedural requirements for open high risks including root cause analysis, action plan development, evidence, and remediation documentation including supporting business risk owners. Uses GRC to document risk issues and assessment data. Provides insights to leadership for potential consideration in risk forums. Escalates emerging risk concerns and provides early warning on key risks to divisional leadership. Works to develop and inventory KRIs for the division. Executes training and assists divisional associates in understanding the Enterprise Risk Management Program. Internally, this position is a Risk and Control Associate III. What You’ll Need Bachelor’s degree required (business, finance or accounting preferred). 3+ years of risk management experience required. Experience in building relationships and networks. Strong analytical, problem‑solving and systems thinking skills. Strong written and verbal communication skills, with ability to tailor communication based on the audience. Ability to execute in an environment of significant change. Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week. Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law. Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short‑ and long‑term disability, basic life, and basic AD&D coverage. Short‑ and long‑term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax‑advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the benefits available to Edward Jones associates, please visit our benefits page. #J-18808-Ljbffr
- Edward Jones is seeking a Risk and Control Associate III for their Finance Risk Management team in Tempe, AZ. This position focuses on executing the firm's Enterprise Risk Management framework, identifying and mitigating risks while supporting various stakeholders. The...Suggested
$78k - $106k
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## Financial Risk Data Governance & Controls, AnalystApplylocations: Tempe, AZtime type... ...’s degree in business, finance, or related field or equivalent... ...for Hiring Ordinance, (iii) the Los Angeles County... ...and the National Futures Association (NFA). The major responsibilities...SuggestedWork at officeLocal areaRemote work$78k - $106k
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- ...our partnership. Edward Jones associates are seen, heard, respected,... ...Accounting team within the Finance Division collaborates across... ...partners. The Strategy Analyst III is responsible for the... ...evolution of existing processes, controls, and tools in order to meet...Temporary workWork experience placementWork at officeHome officeFlexible hours
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...be required to execute controls and research/monitor data... ..., Regulatory reports, Risk reports and other... ...or filed. Assists with Finance projects and other Bank... ...for Hiring Ordinance, (iii) the Los Angeles County... ...and the National Futures Association (NFA). The major responsibilities...Work at officeLocal areaRemote work- ...Northern Trust is seeking a Control Specialist to oversee the operational control environment in Tempe, Arizona. This role requires advising leadership on control frameworks, conducting risk assessments, and maintaining compliance with policies. The ideal candidate will...Work at office
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...'ll do Viasat is seeking a new team member to support program control activities within its Government Services division. This role will... ...Control team, you will interface daily with Program Managers, finance personnel, functional groups and engineering staff in a team...For subcontractor- Tech Business Analyst - Risk & Controls (Chandler) (BH-109740) Location Chandler, United States Sector Banking This role will be accountable for supporting, development, improvement, and automation of reporting and process activities supporting Enterprise Critical Infrastructure...
- ...Mufgamericas in Tempe, AZ, is seeking a Data Governance & Controls Analyst to manage data quality and governance frameworks. The role requires experience in data analysis, preferably in banking. You will implement controls for data accuracy, maintain governance structures...Full time
$78k - $106k
...MUFG Bank, Ltd in Tempe, AZ is seeking a Data Governance & Controls Analyst who will oversee the accuracy and quality of data across all channels. The ideal candidate will have experience in data analysis, a good understanding of data governance practices, and knowledge...Full time$68k - $87k
...Responsibilities 85%: Performs quality control reviews of KYC files created... ...with Financial Crime Risk Management business partners.... ...laundering and terrorist financing and the ability to apply this... ...individual or that individual’s associates or relatives that is protected...Work experience placementWork at officeLocal areaRemote work$78k - $106k
...MUFG Bank, Ltd is seeking a Data Governance & Controls Analyst in Tempe, AZ. The candidate will work on improving liquidity risk data quality and will partner with business teams to document data definitions and business rules. Applicants should have at least 2 years...Full time$108.97k - $185.16k
...clients using leading technology and exceptional service. The Risk Treatment Specialist is a key position within Northern Trust's... ..., Cyber Resilience, Cybersecurity, Risk Management, IT Risk and Control, and/or IT Audit ~ Strong working knowledge of the inherent...H1bWork at officeFlexible hours$78k - $106k
...Mufgamericas is seeking a Data Governance & Controls Analyst in Tempe, AZ. This position focuses on enhancing the quality and accessibility of Liquidity Risk data. Candidates should possess over 2 years of experience in financial services, specifically in liquidity and...- ...Solutions is seeking a professional for a pivotal role in compliance and risk management, where you will shape the future of our operations. You will identify operational risks and develop effective control strategies while collaborating with business executives and...
- ...at JPMorganChase in Tempe, Arizona, focusing on compliance and risk management. This position involves identifying and assessing operational... ...Candidates should have at least 3 years of proven experience in control management and risk assessment. We offer a competitive total...
$127.31k - $229.16k
...business activities, while enhancing the control environment as needed.Utilizes advanced actuarial... ...and develops solutions to mitigate risk.Represents Actuary in cross-functional... ...functional executive leadership.Ensure risks associated with business activities are effectively...H1bWork at officeRemote workRelocation packageFlexible hours- ...About the Team The Corporate Risk and Insurance team’s core function... ...will report directly to the Associate Director of Corporate Risk... ...database, managing access controls, maintaining integrity, structure... ..., Economics, Engineering, Finance, Mathematics, or a similar field...Full timeWork at officeMonday to Friday
- ...MUFG is looking for a Liquidity Risk Data Governance and Controls Analyst to support the accessibility and quality of risk data. The role requires candidates with over 2 years of experience in financial services, particularly in liquidity risk reporting and governance....
$78k - $106k
...MUFG is seeking a Data Governance and Controls Analyst in Tempe, Arizona. This role requires candidates with 2+ years of experience in financial services, focusing on improving credit risk data quality and collaborating with stakeholders. Responsibilities include documenting...- ...Sr. Business Risk Analyst - Modern Technologies The Sr. Business Risk Analyst - Modern Technologies will play a key role in the ongoing... ...and monitored for compliance and reporting. Assess existing control frameworks and implementations within enterprise platforms...Work experience placement
- ...technical guidance, implementation, and enforcement of governance, risk and compliance for IAM-related functions. Additionally, the... ...management, especially as it relates to written security and access controls. ~2-4 years of Big 4 experience ~ Knowledge of regulatory...
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