Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Risk & Compliance Advisor | SOX & Internal Audit

CNM LLP

CNM LLP, based in Los Angeles, is seeking a Senior Associate to assist with SOX compliance and internal audits. This role offers the chance to grow in a collaborative environment while managing diverse project teams. The ideal candidate will possess a CPA or CIA license, or be committed to obtaining one. Candidates must have a solid grasp of SOX and PCAOB requirements and demonstrate clear communication skills. CNM LLP values continuous professional development and offers support for certification. #J-18808-Ljbffr CNM LLP

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Risk & Compliance Advisor | SOX & Internal Audit in Los Angeles, CA vacancy
  • MACIAS, GINI & O'CONNELL, LLP. seeks a Senior Consultant (IT Risk) in Los Angeles. This hybrid role focuses on supporting IT risk and SOX ITGC engagements, assessing risks, and advising clients. The ideal candidate will have a bachelor's degree in IT or related field,... 
    Senior

    MACIAS GINI & O'CONNELL LLP

    Los Angeles, CA
    4 days ago
  • $92.5k - $120k

     ...support the continued growth of our Risk Advisory for State & Local...  ...opportunity has been created for a Senior Associate to join our nationally...  ...over operational and regulatory compliance risks, supporting them in the areas of internal audit, internal control assessments,... 
    Senior
    Work experience placement
    Work at office
    Local area
    Remote work

    Cherry Bekaert

    Los Angeles, CA
    1 day ago
  • Citrin Cooperman in Los Angeles is looking for a Senior Consultant in Risk Advisory/Internal Audit. This role involves directing and conducting operational risk-based audits, assessing risks, and developing audit plans. You will lead engagements, maintain strong client... 
    Senior

    Citrin Cooperman

    Los Angeles, CA
    3 days ago
  • $140.16k

    Risk Advisor - Internal Process and Controls - Manager - Multiple Positions - 17...  ...information. Provide internal audit services to help clients...  ...exposure. Help clients address compliance, financial, and operational...  ...state internal controls and SOX framework in order to mitigate... 
    Suggested
    Full time
    Work experience placement
    Summer holiday
    Monday to Friday
    Flexible hours

    Ernst & Young Advisory Services Sdn Bhd

    Los Angeles, CA
    1 day ago
  •  ...focus on what matters most to you!The Senior Consultant, Risk Advisory / Internal Audit directs and conducts operational...  ..., operational efficiency, and compliance with regulations. Specific responsibilities...  ...various engagements, such as SOX 404 compliance, outsourced... 
    Senior
    Remote work

    Citrin Cooperman

    Los Angeles, CA
    3 days ago
  • Astrana Health Management is seeking a Sr. Internal Auditor in Alhambra, CA to handle SOX compliance, audit planning, and execution. This full-time role requires expertise in financial audits and strong communication skills. The ideal candidate will have 3+ years of experience... 
    Senior
    Full time
    Work at office
    2 days per week
    3 days per week

    Astrana Health Management

    Alhambra, CA
    14 hours ago
  • Itlearn360 is seeking an experienced Third Party Governance, Risk and Compliance (GRC) Analyst in Los Angeles, CA. The ideal candidate should have at least three years of experience, preferably with Big 4 consulting or in regulated industries. This role involves executing... 
    Senior

    Itlearn360

    Los Angeles, CA
    14 hours ago
  •  ...focused healthcare organization in California is seeking a Senior Analyst for IT Governance, Risk & Compliance. This role involves managing the Information Security...  .... Candidates should have a minimum of 5 years in IT audit or risk management, alongside an active CISSP... 
    Senior

    AltaMed Health Services Corporation

    Los Angeles, CA
    4 days ago
  • $38 - $47 per hour

    A prominent credit union is seeking a Sr. GRC Analyst in Los Angeles. The successful candidate will support risk management initiatives and policies, enhancing risk ownership across the organization. Responsibilities include continuous improvement of GRC frameworks and... 
    Senior
    Hourly pay
    Full time

    First Entertainment Credit Union

    Los Angeles, CA
    4 days ago
  • $80k - $100k

    Medium is seeking a Sr. GRC Analyst in Los Angeles, CA, who will play a vital role in governance, risk, and compliance (GRC) programs. This full-time hybrid role involves working closely with business units to enhance risk ownership and advance control maturity across... 
    Senior
    Full time

    Medium

    Los Angeles, CA
    2 days ago
  • $140.16k

     ...a better working world. Risk Advisor - Internal Process and Controls - Manager...  .... Provide internal audit services to help clients align...  ...exposure. Help clients address compliance, financial, and operational...  ...state internal controls and SOX framework in order to mitigate... 
    Full time
    Work experience placement
    Summer holiday
    Immediate start
    Monday to Friday

    Ernst & Young

    Los Angeles, CA
    3 days ago
  • $56 per hour

    A major staffing firm is currently seeking a Compliance Analyst for a fully remote role within a leading financial...  ...56.00 per hour. Responsibilities include assessing internal processes for compliance, conducting audits, and monitoring regulatory changes. Candidates... 
    Senior
    Hourly pay
    Contract work
    Remote work

    Genesis10

    Los Angeles, CA
    1 day ago
  • True Anomaly in Los Angeles, CA is seeking a driven Enterprise Risk Analyst. You will support both Enterprise Risk Management and Third-Party Vendor Risk Management initiatives. The role includes executing risk assessments, managing program documentation, and collaborating... 
    Senior

    True Anomaly

    Los Angeles, CA
    1 day ago
  • RSM US LLP is seeking a Temporary Senior Associate for its Financial Services Risk Consulting Practice in Glendale,...  ...diligence engagements, managing audits, compliance projects, and supporting...  ...candidate has 2+ years of audit/internal audit experience, and strong knowledge... 
    Senior
    Hourly pay
    Temporary work

    RSM US LLP

    Glendale, CA
    4 days ago
  • The Travelers Indemnity Company in Glendale, California is looking for a Risk Control Consultant. This role involves risk assessments for large accounts and collaboration with underwriting. The ideal candidate should have at least seven years in risk control or related... 
    Senior

    The Travelers Indemnity Company

    Glendale, CA
    14 hours ago
  • $121.78k - $152.23k

    # **We value your privacy**Senior Analyst, IT Governance, Risk & Compliance page is loaded## Senior Analyst, IT Governance, Risk & Complianceremote...  ...change management program, liaising with internal/external auditors to ensure audits lead to a successful outcome, and being... 
    Senior
    Work at office
    Local area
    Flexible hours

    AltaMed Health Services

    Los Angeles, CA
    4 days ago
  • Harvest Technical Services, Inc. is seeking a Senior Resource Specialist to join a dynamic...  ...will manage financial and operational risks in our energy portfolio, focusing on energy...  ...development of risk management workflows and compliance oversight. A background in energy risk... 
    Senior

    Harvest Technical Services, Inc.

    Los Angeles, CA
    4 days ago
  • $90k - $120k

    Reports directly to a Risk Control Manager or Regional Manager. The Sr. Risk Control Consultant will apply risk control and risk management...  ...’s Code of Business Conduct and Ethics, and apply knowledge of compliance policies and procedures, standards and laws applicable to job... 
    Senior
    Work experience placement
    Night shift

    RadNet, Inc.

    Los Angeles, CA
    14 hours ago
  • $100k - $130k

    Corebridge Financial is seeking a qualified candidate for the MRM Operations & Reporting Team in Los Angeles, CA. This role involves producing monthly financial reports, automating processes, and collaborating with various teams. Candidates should be self-motivated, detail...
    Senior

    Corebridge Financial

    Los Angeles, CA
    4 days ago
  •  ...Business Continuity Programs in Santa Monica, California. This role entails ensuring compliance with FFIEC guidelines and other regulatory requirements, alongside managing cybersecurity risks, including those related to emerging technologies. The ideal candidate will hold... 
    Senior
    Remote work

    Open Bank

    Santa Monica, CA
    4 days ago
  • $46 - $68 per hour

    Risk Consulting Senior Associate - Lender Due Diligence Locations: Raleigh, NC; New York, NY; Orlando, FL; Philadelphia, PA; Chicago...  ...Associate to support the Financial Services Risk, Compliance, and Internal Audit team. This role is heavily focused on lender due diligence... 
    Senior
    Hourly pay
    Temporary work
    Work experience placement
    Internship
    Local area

    RSM US LLP

    Glendale, CA
    4 days ago
  • $104k - $171.7k

     ...as it relates to hazards, controls, and management. They will need to evaluate how a company identifies and manages their inherent risk factors. Additionally they are expected to differentiate the account from others in similar classes of business. In this role the consultant... 
    Senior
    For contractors
    Local area
    Long distance
    Night shift

    The Travelers Indemnity Company

    Glendale, CA
    14 hours ago
  • Mantek Solutions, Inc. is seeking a Senior Energy Risk Management Specialist in Los Angeles. This role involves quantitative risk modeling and managing ETRM operations within a busy team supporting a wholesale energy portfolio. Successful candidates need significant experience... 
    Senior
    Long term contract
    Contract work

    Mantek Solutions, Inc.

    Los Angeles, CA
    14 hours ago
  • $95k - $110k

    Third Party Privacy Risk Analyst Job Summary : Viking is seeking a highly motivated...  ...Reporting to our Director Privacy within the Internal Audit department, you will primarily focus on...  ...and collaborate with IT to ensure compliance with privacy laws and security... 
    Work at office

    Viking Cruises

    Los Angeles, CA
    4 days ago
  •  ...Fellow of the Society of Actuaries) CERA (Chartered Enterprise Risk Analyst) MAAA (Member of the American Academy of Actuaries)...  ...for insurance products, ensuring profitability and regulatory compliance. Analyze complex datasets to forecast trends, assess... 
    Senior

    Boardroom Appointments

    Los Angeles, CA
    5 days ago
  • $46 - $68 per hour

     ...one like you and that’s why there’s nowhere like RSM. Risk Consulting Senior Associate - Lender Due Diligence Locations: Raleigh...  ...Associate to support the Financial Services Risk, Compliance, and Internal Audit team. This role is heavily focused on lender due diligence... 
    Senior
    Hourly pay
    Full time
    Temporary work
    Work experience placement
    Internship
    Local area

    RSM

    Los Angeles, CA
    3 days ago
  • Overview Performs senior analyst-level workers' compensation functions in accordance with the California Labor Code, mentors lower level staff, and works with management and division personnel to enhance the Transitional Duty Program (TDP). Recruitment Timelines Interviews... 
    Senior
    Temporary work
    Work at office
    Local area

    Los Angeles County Metropolitan Transportation Authority (CA...

    Los Angeles, CA
    1 day ago
  • $110k - $135k

    Vendor Risk Management Senior Analyst Latham & Watkins•Los Angeles, CA, United...  ...vendor performance and compliance with contractual obligations...  ...collaborating with vendors and internal teams to ensure robust risk...  ...and leading vendor audits to evaluate compliance with... 
    Senior
    Full time
    Work at office
    Flexible hours

    Latham & Watkins

    Los Angeles, CA
    2 days ago
  • 111 CRMC Capital Research & Mgmt is seeking a Risk and Quantitative Solutions Analyst in Los Angeles. In this role, you will perform independent, rigorous analyses to inform portfolio strategies. Your responsibilities include conducting quantitative analyses and communicating... 
    Senior

    111 CRMC Capital Research & Mgmt

    Los Angeles, CA
    2 days ago
  •  ...analytical skills, credit policies, and communication. This position offers numerous benefits, including healthcare, retirement plans, and paid time off. Join our team at U.S. Bank to make a significant impact on credit quality and risk management. #J-18808-Ljbffr U.S. Bank
    Senior

    U.S. Bank

    Los Angeles, CA
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Risk & Compliance Advisor | SOX & Internal Audit. Be the first to apply!