Senior Risk & Compliance Advisor | SOX & Internal Audit
CNM LLP
CNM LLP, based in Los Angeles, is seeking a Senior Associate to assist with SOX compliance and internal audits. This role offers the chance to grow in a collaborative environment while managing diverse project teams. The ideal candidate will possess a CPA or CIA license, or be committed to obtaining one. Candidates must have a solid grasp of SOX and PCAOB requirements and demonstrate clear communication skills. CNM LLP values continuous professional development and offers support for certification. #J-18808-Ljbffr CNM LLP
$85k - $145k
City National Bank is looking for a Compliance Specialist Senior in Wealth Management in Los Angeles. The role includes establishing compliance programs, monitoring client activity, and serving as an internal consultant. Required are a Bachelor's Degree, a minimum of 5...Senior- MACIAS, GINI & O'CONNELL, LLP. seeks a Senior Consultant (IT Risk) in Los Angeles. This hybrid role focuses on supporting IT risk and SOX ITGC engagements, assessing risks, and advising clients. The ideal candidate will have a bachelor's degree in IT or related field,...Senior
$100k - $130k
MGO (Macias Gini & O'Connell LLP) is seeking a Senior Consultant in IT Risk based in Los Angeles, CA. This hybrid role involves executing IT risk and SOX ITGC engagements, assessing risks, and providing mitigation strategies. The ideal candidate will have a Bachelor’s...Senior$80k - $112.5k
...Regular Job Description This role will report into the Director of Internal Audit and SOX Compliance within the Finance organization and is integral to the company’s financial reporting integrity, risk management strategy, and operational resilience. This is a hybrid...SeniorFull timeWork at officeRemote work- Blue Shield of CA is seeking an AI Internal Audit Consultant in Los Angeles. This role supports audits focusing on artificial intelligence systems, identifying fraudulent and non-compliant activities. Candidates should possess a Bachelor's degree in a relevant field and...SeniorWork at office2 days per week
$85.91k - $162.89k
...members of Baker Tilly International, a worldwide... ...informational technology risk advisory?If yes,... ...Tilly (BT) as an IT Audit, Cybersecurity & Risk Senior Consultant! Our... ...governance, internal audit, compliance, IT, and... ...a valued business advisor, build relationships...SeniorWork experience placementLocal areaWorldwide- BlackBerry is seeking an Internal Audit professional to support the SOX program and conduct financial and operational audits in a hybrid role. You will report into the Director of Internal Audit within Finance, with hours aligned to a typical 40-hour week. Ideal candidates...Senior
- USI Insurance Services in California seeks a Private Risk Advisor to provide risk management consultation to high net worth individuals. You will cultivate partnerships with trusted advisors and attract new clients while designing tailored insurance solutions. The ideal...Senior
$112.5k - $147.5k
...Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the Internal Controls and... ..., including annual planning, risk assessment, control documentation,... ...Working in tandem with the internal audit group to design testing programs to...SeniorFlexible hours- Cooley LLP in Los Angeles is seeking a Senior Conflicts Analyst (New Business) to identify, analyze and resolve conflicts for new engagements... ...create conflicts reports, and review related parties to ensure compliance with professional conduct standards. Responsibilities include...Senior
- ...Officer to administer estate and personal trust accounts. This role involves legal review and partnership across departments to ensure compliance and maximize efficiency in managing trust relationships. The ideal candidate will have 8 years of experience in trust...Senior
- ...California Edison (SCE) seeks a Cybersecurity Engineering, Risk & Governance Senior Advisor to lead high-impact initiatives and embed cyber... ...improve segmentation, logging, vulnerability management, and compliance readiness, while translating complex risk into actionable...Senior
$110k - $125k
Astrana Health, Inc. is seeking a Sr. Internal Auditor based in Alhambra, California. The role involves ensuring compliance with SOX regulations through audits and assessments of internal controls over financial reporting. The ideal candidate will have a background in accounting...Senior- Cybersecurity Engineering, Risk & Governance Senior Advisor Become a Cybersecurity Engineering, Risk & Governance Senior Advisor at Southern... ...cybersecurity, infrastructure, application, OT/ICS, compliance, risk, audit, operations, and third‑party teams to ensure cyber requirements...SeniorLocal areaRemote workRelocation
$140.16k
...a better working world. Risk Advisor - Internal Process and Controls - Manager... .... Provide internal audit services to help clients align... ...exposure. Help clients address compliance, financial, and operational... ...state internal controls and SOX framework in order to mitigate...Full timeWork experience placementSummer holidayImmediate startMonday to Friday- Astrana Health Management is seeking a Sr. Internal Auditor in Alhambra, CA to handle SOX compliance, audit planning, and execution. This full-time role requires expertise in financial audits and strong communication skills. The ideal candidate will have 3+ years of experience...SeniorFull timeWork at office2 days per week3 days per week
- ...colleagues with less experience Uses best practices and knowledge of internal or external business issues to improve products/services or... ...analytical experience preferred. General understanding of enterprise risk management methods and processes preferred. Ability to compile,...SeniorNight shift
$129.11k - $180.75k
Geosyntec Consultants in California is seeking a Senior Professional Consequences Analyst to support dam and levee risk management. This part-time role offers flexibility for remote work and requires expertise in risk analysis, engineering, and economics. The ideal candidate...SeniorPart timeRemote work- Cooperative-of-American-Physicians, Inc. is seeking a Risk Management Professional to provide consultation and support to physician members and insureds. You will respond to Hotline requests, conduct risk assessments, and analyze data to reduce malpractice risk across...Senior
- RSM US LLP is seeking a Temporary Senior Associate for its Financial Services Risk Consulting Practice in Glendale,... ...diligence engagements, managing audits, compliance projects, and supporting... ...candidate has 2+ years of audit/internal audit experience, and strong knowledge...SeniorHourly payTemporary work
$90k - $120k
Reports directly to a Risk Control Manager or Regional Manager. The Sr. Risk Control Consultant will apply risk control and risk management... ...’s Code of Business Conduct and Ethics, and apply knowledge of compliance policies and procedures, standards and laws applicable to job...SeniorWork experience placementNight shift$69k - $120k
Senior First Line of Defense Risk Analyst Join to apply for the Senior First Line of Defense Risk Analyst role at East West Bank... ...) or more years of related work experience in audit, supervision, risk management or compliance with a banking / financial services company....SeniorFull timeWork experience placementWork at office- Baker Tilly Advisory Group, LP is seeking an IT Audit, Cybersecurity & Risk Senior Consultant in California. You will work with client executives to... ...assurance across governance, cybersecurity, and compliance areas. The role offers opportunities for career growth,...Senior
$95k - $110k
Third Party Privacy Risk Analyst Job Summary : Viking is seeking a highly motivated... ...Reporting to our Director Privacy within the Internal Audit department, you will primarily focus on... ...and collaborate with IT to ensure compliance with privacy laws and security...Work at office$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT What is the opportunity? The Compliance Specialist establishes... ...to operations initiatives within the internal and external compliance environment.... ...Minimum 5 years of experience with risk management and/or Compliance policies...SeniorRemote work$46 - $68 per hour
Risk Consulting Senior Associate - Lender Due Diligence Locations: Raleigh, NC; New York, NY; Orlando, FL; Philadelphia, PA; Chicago... ...Associate to support the Financial Services Risk, Compliance, and Internal Audit team. This role is heavily focused on lender due diligence...SeniorHourly payTemporary workWork experience placementInternshipLocal area$100k - $130k
Corebridge Financial is seeking a qualified candidate for the MRM Operations & Reporting Team in Los Angeles, CA. This role involves producing monthly financial reports, automating processes, and collaborating with various teams. Candidates should be self-motivated, detail...Senior$93k - $114.2k
Cathay Bank is seeking a Business Risk Analyst in El Monte, California to enhance risk management processes. This role supports Business Risk Control Officers, focusing on data analysis, producing risk metrics, and ensuring adherence to risk policies. The ideal candidate...Senior$100k - $150k
HUB International is seeking a Senior Risk Consultant based in Culver City, California, to act as the primary strategic advisor for a diverse book of clients. You will engage in developing risk control service plans, conduct risk assessments, and build client relationships...Senior- EY is seeking a Senior Consultant to lead risk and controls engagements for the Power & Utilities sector... ...information systems to strengthen internal controls. Responsibilities include fieldwork... ...with client personnel to tackle compliance challenges, with a flexible hybrid...SeniorFlexible hours
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