Broker-Dealer Compliance Lead: Licensing & Surveillance
Pacific Investment Management Co Llc
PIMCO is seeking a Compliance Officer to support its broker-dealer compliance program in Newport Beach, CA, or Austin, TX. The role encompasses oversight of licensing, registration, and compliance responsibilities including e-surveillance monitoring. The candidate should have strong problem-solving skills, attention to detail, and at least three years of regulatory compliance experience. An undergraduate degree is required, with a Juris Doctorate preferred. PIMCO promotes a collaborative environment and aims to empower its employees through education and opportunity. #J-18808-Ljbffr PIMCO
Vacancy posted 1 day ago
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