Regulatory Compliance Associate - AML/KYC Focus
$80k - $115kGCM Grosvenor Inc.
GCM Grosvenor Inc. is seeking a Compliance Officer in Chicago to administer compliance functions, assist with regulatory filings, and provide guidance on compliance matters. The ideal candidate will have a Bachelor's degree, 2-5 years of experience in compliance, and strong communication and analytical skills. The role offers a salary range of $80,000 - $115,000 USD and the opportunity for additional bonuses based on performance. This is a hybrid position requiring in-office attendance several days per week. #J-18808-Ljbffr GCM Grosvenor Inc.
$80k - $115k
...Compliance Associate Chicago, Illinois, United States As a member of... ..., State, and International regulatory filings (including Form ADV... ...certain requirements, including AML and KYC. Helping maintain... ...a part of an organization focused on excellence and will be a...SuggestedTemporary workWork at officeFlexible hours- Interactive Brokers Group, Inc. is seeking a Compliance Analyst in Chicago to ensure compliance with financial regulations including the Bank Secrecy Act and USA PATRIOT Act. The ideal candidate has 3+ years of experience in a compliance role within the financial industry...Suggested
- ...We specialize in supporting regulatory compliance, risk, credit, financial crimes... ...the industry. Our capable Associates leverage Huron tools,... ...from Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) suspicious... ...accurate Know Your Customer (KYC) profiles and Customer...SuggestedFor contractorsWork at office
- ...GRC Analyst – Information Governance Focus The GRC Analyst focuses on information governance, compliance assessments, DLP, records/data retention, technical projects... ..., including formulas ~ Must at least have an Associate's Degree -- Bachelor's would be a big plus...Suggested
$90k - $100k
...Future Team Hightower's Compliance Department strives to... ...facets of the organization and focus on developing processes and... ...What You'll Do The Senior Associate, AML & Compliance Testing is a dual... ...of the differing regulatory obligations applicable to broker...SuggestedPermanent employmentWork at officeLocal areaFlexible hours$90k
...About the Job Sr. BSA/AML Compliance Analyst - To $90K - Chicago, IL - Job # 3401 Who We... ...types. Perform and document sufficient KYC/CDD Information to effectively support... ...BSA/AML/OFAC news and events as well as regulatory updates. ~ PC proficiency with Microsoft...Work at office- Hightower Advisors, LLC is looking for a Senior Associate in AML & Compliance Testing in Chicago, IL. This role involves administering the firm's... ...communication skills, along with 3-7+ years in compliance with a focus on BSA/AML regulations. The position offers a base salary...Flexible hours
- GCM Grosvenor is seeking a Compliance professional to administer compliance functions and support various regulatory requirements. The ideal candidate will possess a Bachelor’s degree and have 2 to 5 years of relevant experience, including familiarity with regulatory agencies...Work at office
- Chief Compliance Officer (DCO) / Chief Regulatory Officer (DCM) CFTC-Regulated Business Unit (DCM & DCO) Location: Chicago, IL. Fully remote to start,... ...understanding of the broader compliance remit, including AML/KYC, trade surveillance, data protection, corporate...Odd jobContract workWork at officeRemote work3 days per week
$55k - $77k
Compliance Data Analyst page is loaded## Compliance Data Analystlocations: Rosemont, ILtime type... ...while staying true to the relationship-focused, personalized service of our community... ...and recommendations with regards to BSA/AML/OFAC Compliance Technology Product Management...Temporary workRemote workFlexible hours- ...Investment Funds practice. Our regulatory team handles sophisticated matters... ...culture ensures entry-level associates gain exposure to high-stakes regulatory... ...credentials and GPA Key Focus: Investment management regulatory compliance, securities filings, fund structuring...Local area
$107k - $160k
...Position Title: Compliance Officer- Fintech Services Locations... ...personalized approach, were focused on meeting every customers... ...be taken to ensure ongoing regulatory compliance as the Company... ...Identifies and analyzes risks associated with new and existing...Full timeContract workTemporary workWork at officeLocal area$260k - $365k
...recruitment agency is searching for a Financial Regulatory Mid-Level Associate based in Chicago. The role involves advising clients on regulatory compliance and enforcement matters within the... ...with direct client interaction and a focus on the evolving fintech landscape. #J-...$75k
...an innovative trading firm with a strong focus on collaboration, cutting-edge... ...Singapore. What you'll do as a Junior Compliance Analyst at Akuna: Akuna is looking... ...team in ensuring Akuna meets its regulatory obligations. Well qualified candidates will...Work experience placementWork at office3 days per week1 day per week$66.7k - $111.1k
...Compliance Analyst Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high... ...a core implementer, translating complex regulatory requirements into clear, actionable measures... ...of regulatory or compliance experience focused on FCM regulation within a financial...Immediate startWorldwide- ...Regulatory Associate We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will... ...development and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval...Work at office
$63.3k - $117.2k
...Compliance Officer The Compliance team is responsible for proactive identification and timely resolution of regulatory compliance issues. As a compliance officer, you will assist our employees... ...identifies regulatory risk. Focus is primarily on business/group within...Part time$88k - $110k
...ABOUT THIS ROLE The role of the Senior Compliance Analyst is to work collaboratively with... ...experienced with SEC and broker-dealer regulatory compliance requirements, options trading... ...individual with strong deadline focus and extraordinary attention to detail orientation...Remote work2 days per week$70k - $95k
...We are seeking an experienced Regulatory Compliance Professional to join our Compliance Team!! The Senior Regulatory Compliance Analyst is... ...strengthens the Property & Casualty compliance program with a primary focus on non-standard personal auto and commercial auto insurance....Work experience placementWork at officeShift work$70k - $85k
...Senior Compliance Analyst - FIU Chicago, IL Company Overview Interactive Brokers Group, Inc... ...activity following internal procedures, regulatory expectations, and best practices Stay current with applicable AML/CFT regulations, emerging financial crime trends...Work experience placementWork at officeRemote work$60k - $121.3k
...Senior Compliance Advisor Wealth/Trust Job Locations US-IL-Chicago | US-IN-Indianapolis... ...to join a growing, community and client-focused company that is firmly rooted in its... ...for assigned lines of business and/or regulatory topics. This individual is responsible...Full timeWork experience placementWork at office$90k - $110k
...careers by providing a dynamic culture focused on social connection, professional development... .... What you'll do: As a Compliance Specialist, you will apply your... ...and procedures, supporting responses to regulatory and legal inquiries, and coordinating with...Work at officeWorldwideMonday to FridayFlexible hours$61.5k - $98.3k
...exceptional service. Seeking a motivated individual to join a leading investment management firm's compliance program focused on alignment with industry best practices for regulatory compliance (trading, sales, marketing, ethics, board reporting). The position provides the...Local areaFlexible hours- ...value-added integrated financial solutions. The SG Americas Compliance department acts as Second Line of Defense of the corporate... ...independently ~ Ability to prioritize and work in a dynamic, deadline-focused environment ~ Exemplary personal ethics and desire to always...Work at officeLocal area
$51.7k - $101.5k
...Compliance Testing Analyst Old National Bank has been serving clients and communities since... ...to join a growing, community and client-focused company that is firmly rooted in its... ...compliance control testing activities for regulatory compliance requirements applicable to...Work at office- ...Mid-Senior Level Associate Top AmLaw 100 firm a mid-senior level associate to join its... ...Candidates should have 4–6 years of health care regulatory and transactional experience (with up to... ...background working with health care–focused clients, deep knowledge of federal and...Work at office
- ...our mission of freeing up our clients to focus on their passions. If you’re seeking a... ...advancement. Summary We are seeking a Compliance Supervisor to lead day-to-day compliance... ...and continue to grow, requiring strong regulatory compliance execution, research, and integration...Temporary workWork at officeLocal areaFlexible hours
$88.47k - $110.59k
...within three months of hire.The Compliance Consultant’s primary role is... ...representatives and associated persons* Test, implement, and... ...risk reviews, testing, and regulatory analysis* Design, implement,... ...our culture:* ****Customer Focused**:** Passionate drive to delight...Part timeWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...we continue to build on our shared legacy — with a passion for excellence and a focus on the future. As a Regulatory Affairs Specialist , you will play a key role in supporting compliance and documentation for our product line. You will work closely with Quality, R&D,...Full timeRemote work1 day per week
- ...technology company based in Chicago is seeking a senior regulatory professional with expertise in OTC drugs and... ...successful candidate will manage US regulatory compliance and serve as the primary FDA contact. With a focus on project ownership and collaboration, this role...
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