Chief Compliance Officer FinTech Regs Leader with Equity

53 Stations

53 Stations in McLean, VA is seeking a compliance expert to ensure adherence to regulatory requirements and foster ethical business practices. The ideal candidate has 12+ years in compliance, especially with SEC-registered investment advisors or FINRA broker-dealers. This role involves developing compliance programs, conducting audits, and serving as liaison with regulatory bodies. The position offers comprehensive benefits including health insurance, 401(k), and professional development opportunities. #J-18808-Ljbffr

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Vacancy posted 6 hours ago

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