Senior Securities Counsel & Compliance Leader
Yrefy, LLC
A leading financial services firm in Phoenix, Arizona is seeking a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, assist with legal documents, and conduct training on regulatory changes. Ideal candidates should have experience in securities law and financial regulations, along with strong organizational skills. The role offers benefits such as 100% employer-paid medical for families and tuition reimbursement. #J-18808-Ljbffr Yrefy, LLC
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Securities Counsel & Compliance Leader in Phoenix, AZ vacancy
- Barnes & Thornburg LLP is seeking a Counsel attorney to lead and manage all aspects of complex product liability, toxic tort, and mass... ...teams, and coordinate with plaintiffs’ counsel while ensuring compliance with applicable laws and settlement #J-18808-Ljbffr Barnes &...Senior
$183k - $275k
...Remote/Hybrid Job Overview The Senior Counsel, AI & Legal Technology serves as a senior... ...enable the business to move quickly and in compliance with applicable and emerging laws.... ...licensing models, open source, information security, privacy, intellectual property, and...SeniorContract workFixed term contractRemote workFlexible hoursRelativity
Phoenix, AZ1 day ago$125.3k - $178.9k
...function provides legal counsel related to commercial, corporate securities, intellectual property,... .... Job Summary The Senior Legal Counsel serves as... ...primary legal partner to leaders of a division within a business... ...Identify legal and compliance issues and business...SeniorFull timeContract workTemporary workLocal areaImmediate startFlexible hoursCardinal Health
Phoenix, AZ3 days ago$183k - $275k
Overview Hybrid The Senior Counsel, Commercial Transactions serves as a senior legal advisor... ..., Partner, Customer Success, Strategy, Security, Finance, Procurement, and other business... ...with Sales, Finance, Security, IT, and Compliance teams to deliver on time and problem-...SeniorContract workLocal area$232.2k - $258k
Cohesity is a leader in AI-powered data security and management. Aided by an extensive... ...integral part of our AI/ML compliance team, serving as a subject... ...to internal stakeholders Counsel on legal risk mitigation through... ...with the CLO and other senior members of legal WE’D...SeniorHourly payFull timeWork at officeRelocation2 days per week3 days per week- Relativity is seeking a Senior Counsel for AI & Legal Technology to advise on AI, product development, and regulatory matters. You will work closely with product and marketing teams, shaping policy, and negotiating with vendors and partners. You will serve as a trusted...SeniorRemote job
- ...well-being. As a member of Centuri’s Office of the General Counsel, you will support all business units and subsidiaries by providing... ...the Company’s exposure in the context of legal issues and compliance requirements. This position may be based in Phoenix, AZ; Houston...SeniorContract workTemporary workFor subcontractorWork at officeLocal area
Centuri Group, Inc.
Phoenix, AZ1 day ago - ...Senior Counsel, Regulatory & Development About the Company A quickly growing electric transmission infrastructure developer and owner... ...in navigating the complex regulatory landscape and ensuring compliance with all legal requirements for the successful execution of...Senior
- ...Relativity in Phoenix, AZ seeks Senior Counsel, AI & Legal Technology to serve as senior legal advisor on AI, product development and legal... ..., you will shape policy, negotiate with vendors, and ensure compliance as the company expands its AI offerings. The role partners...SeniorRemote job
- ...Republic Services seeks a Senior Corporate Counsel – Environmental Litigation & Regulatory to provide legal guidance on environmental, regulatory... ...investigations, advise cross-functional teams on compliance, and oversee outside counsel. Overnight travel outside...SeniorNight shift
$131k - $188k
...spectrum of civil claims as assigned by the Practice Group Leader, including advising government agencies Assist the... ...assigned Assist with supervising and mentoring non-senior attorneys Responsible for compliance with the continuing legal education requirements and other...SeniorWork at office- ...collaborating with internal business stakeholders. Responsibilities include drafting MSAs, SOWs, vendor and professional services agreements, and ensuring compliance on data privacy, cybersecurity and AI issues; you will provide #J-18808-Ljbffr Beacon Hill Staffing Group, LLCSeniorTemporary work
- Honeywell Aerospace seeks a senior Assistant General Counsel - HSE to lead legal strategy on environmental remediation and HSE litigation across... ...liabilities, negotiate settlements, and ensure regulatory compliance. You will guide outside counsel, manage multi-site...Senior
$184k - $276k
...an established industry leader and the opportunity to... ...Advisor will report to the Senior Director, Legal AI... ...review, discovery, and compliance, and redesigning those... ...associates, and in‑house counsel confidently Drive Pre‑... ...legal use cases Help secure the “legal win” by ensuring...SeniorRemote work$129.81k - $206.4k
...Business Intake and Procurement, the Outside Counsel Guidelines Attorney, working in... ...Information Governance, Information and Cyber Security, Data Privacy and Protection, Human... ...tagging of legal and ethical terms.Manages compliance with and improvements to engagement letter...Full timeContract workWork at officeRemote workRelocationVisa sponsorshipRelocation packageDLA Piper
Phoenix, AZ3 days ago- Amkor Technology, Inc. is seeking a seasoned Physical Security Operations Manager to lead the global security program at its Phoenix/... ...oversees contract security, facility protection, and regulatory compliance, including FTZ requirements, while coordinating with security...SeniorContract work
$26 - $48 per hour
The TSA is hiring Security Inspectors to evaluate airport security systems and ensure compliance with federal regulations. Inspectors conduct audits and assessments to maintain safety standards. Openings are in San Mateo and nationwide, with Starting Pay of $26.00-$48....Hourly pay- ...America, is seeking a Lead, Taxation (US) in a hybrid Phoenix role. This position handles US tax compliance, provisions, planning, and forecasting, reporting to the Senior Lead, Taxation. The candidate should have a Bachelor-level degree in business/finance/accounting,...Senior
- ...related programs for Team Members and families. You will develop benefit strategy, oversee administration, vendor relationships, compliance, and communications, aligning programs with company goals. Success requires building partnerships, coaching the Benefits Team, leveraging...Senior
- ...II to lead QA/QC on large-scale projects. You will implement quality systems, supervise inspectors and coordinators, and ensure compliance with codes (AWS, ASME, AISC, API) and contract requirements. This role requires 10+ years QA/QC, 5+ years in leadership, a engineering...SeniorContract work
$225k - $250k
Jobot is seeking a Permanent Senior Real Estate Tax Manager to join our Accounting + Finance team in Phoenix. You will manage real estate tax projects, ensure compliance with federal, state, and local laws, and advise UHNW clients and RE entities. We offer competitive...SeniorPermanent employmentLocal area- Cleanpart USA, Inc. is seeking an experienced Safety Specialist to lead and support workplace safety initiatives toward an injury-free culture. The role focuses on implementing and improving safety programs that protect employees, customers, contractors, and assets. The...SeniorFor contractors
- Sandberg Phoenix is seeking a shareholder‑level or counsel construction litigation attorney to join and expand a thriving construction disputes practice supported by strong firm demand. This is an exceptional opportunity to lead and influence a growing platform with, and...Senior
- Caris Life Sciences in Phoenix seeks a Senior Manager, Environmental, Health & Safety (EHS) to lead EHS programs across all Phoenix sites, ensuring regulatory compliance, risk reduction, incident investigations, and governance. You will develop, implement, and sustain...SeniorLocal area
- Caris Life Sciences in Phoenix, AZ seeks a Senior Manager, Environmental, Health & Safety (EHS) to lead EHS programs across Phoenix sites. You will drive compliance with federal, state, and local regs, develop policies, and guide a team of EHS professionals toward proactive...SeniorLocal area
- MasTec Renewables is seeking a Senior Purchasing Manager to oversee procurement processes, strategy, and compliance across multiple locations. The role supports field and office teams, emphasizing supplier relationships, contract management, and continuous improvement....SeniorRemote jobContract workWork at office
- The Arizona State Board of Nursing is seeking a NURSING INVESTIGATOR SENIOR to join the Compliance department in Phoenix. This role will oversee investigations related to substance use, mental health disorders, and practice concerns among licensed nurses, ensuring compliance...Senior
- Centene Corporation in Arizona is seeking a Senior Compliance Manager to oversee all compliance functions for the health plan, including policy development and the timely submission of contract deliverables across lines of business. You will lead state regulator interactions...SeniorRemote jobContract workLocal area
- ...high level of technical knowledge applied to department testing, clinical relevance, and complex problem-solving while ensuring compliance with CLIA ’88, JCAHO, CAP and OSHA. You will supervise workflow, implement quality control procedures, participate in QA/QC programs...SeniorAfternoon shift
- Kurita Europe GmbH in Phoenix, AZ is seeking a Senior EHS Specialist to oversee safety for water treatment construction projects. You will manage site safety, ensure compliance with client, Kurita, and U.S. regulations, and provide guidance throughout construction. Travel...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Securities Counsel & Compliance Leader. Be the first to apply!
Related searches
- executive team lead asset protection Phoenix, AZ
- key team leader Phoenix, AZ
- quality control team lead Phoenix, AZ
- group operations director Phoenix, AZ
- IT team lead Phoenix, AZ
- team leader day shift Phoenix, AZ
- site leader Phoenix, AZ
- leader Phoenix, AZ
- focus group leader Phoenix, AZ
- merchandise team leader Phoenix, AZ