Principal Associate, Risk and Compliance, Global Workplace Services
COMFORT SYSTEMS
Principal Associate, Risk and Compliance, Global Workplace Services Principal Risk and Compliance Associate in Central Services. You will ensure that the GWS organization remains well-managed and compliant with organizational, enterprise, and legal requirements. Key Responsibilities Build relationships and collaborate with cross‑functional stakeholders across multiple departments to understand processes and drive results. Proactively manage risk management initiatives, tasks, and activities to reduce residual risk within the business. Provide risk advice and guidance to business areas as required. Execute deliverables that support internal governance processes. Act as issue manager on events and issues related to the business, including project management of remediation activities. Monitor for new applicable laws and implement processes and procedures to comply. Coordinate the delivery of materials requested in audits and exams, coordinating with various stakeholders across the lines of defense. Participate in and execute other special projects for the team on an as‑needed basis. Basic Qualifications Bachelor’s Degree or military experience. At least 3 years of risk management experience. At least 3 years of experience in organizational strategy, project management, or business analytics. Preferred Qualifications At least 4 years of experience in Risk Management, Compliance, or Audit. At least 3 years of physical security or corporate real estate experience. At least 1 year of experience working in Governance, Risk and Compliance applications. At least 4 years of experience creating and maintaining information in Microsoft Office (PowerPoint, Excel, Word) or Google Suite (Slides, Sheets, Docs). Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Project Management Professional (PMP). Equal Opportunity Employer Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. #J-18808-Ljbffr COMFORT SYSTEMS
- COMFORT SYSTEMS seeks a Principal Associate for Risk and Compliance within Global Workplace Services in New York. This role ensures compliance with organizational and legal requirements, focusing on risk management initiatives and collaboration across departments. The...Principal
$109.9k - $125.4k
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...group provides best‑of‑class service to business partners in TD... ...while managing the Bank’s risk. The Associate - Global Markets Documentation is... ..., and regulatory compliance. Depth & Scope Negotiates... ..., please email TD Bank US Workplace Accommodations Program at...Contract workWork at officeLocal areaFlexible hours$107k - $139k
...internal and external events. The Associate is accountable for... ...systems oversight, life safety compliance, workplace readiness, pantry and café... ...direction to porter services and serves as the primary facilities... ...appropriate for a global headquarters environment....Work at officeLocal areaFlexible hours- ...settlements, and lifecycle events for bank loan assets under Fund Services. The team partners with various internal and external parties,... ...client services, fund managers, as well as agent banks. As an Associate I within the Bank Loan Administration team, you will play a...Work experience placement
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Global Banking & Markets, Prime Brokerage Funding Team, Associate - New York location_on New York, NY, United States Responsibilities... ...’ priorities. Health Services We offer a medical advocacy service... ...and Travel Assistance and a Workplace Ergonomics Program. We also...Full timeTemporary workPart timeWork at office$120k - $135k
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...Senior Associate/Privacy Specialist (Forensic Services Practice) CRA is a leading global consulting firm that provides independent economic... ...abuse, misconduct, and non-compliance. We are noted for deploying... ...assessments, data flow audits, and risk analysis across digital and...Work at officeWork from home3 days per week$161.8k - $184.6k
...Principal Associate, Data Science - US Card Data is at the center of everything... ...to non-discrimination in compliance with applicable federal,... ...One promotes a drug-free workplace. Capital One will consider... ...for third-party products, services, educational tools or other...PrincipalFull timePart timeLocal area$109.9k - $125.4k
## Principal Associate, Salesforce Marketing Cloud (SFMC... ...campaigns on a global scale, and extensive... ...in Financial Services or other regulated... ...systems* 2+ years of Risk Management... ...discrimination in compliance with applicable federal... ...a drug-free workplace. Capital One will...PrincipalFull timePart timeWork at officeLocal areaFlexible hours3 days per week$120.8k - $137.9k
...Principal Associate, Program Management| Retail Bank Marketing... ...Proactively identify project risks, bottlenecks, and... ...Legal, Risk, and Compliance reviews, ensuring feedback... ...~ Financial Services or Fintech industry experience... ...promotes a drug-free workplace. Capital One will...PrincipalFull timePart timeLocal areaShift work$161.8k - $184.6k
...Principal Associate, Data Science - US Card Fraud Authentication Team... ...committed to non-discrimination in compliance with applicable federal,... ...Capital One promotes a drug-free workplace. Capital One will consider... ...for third-party products, services, educational tools or other...PrincipalFull timePart timeLocal area
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