Regulatory Risk Compliance Specialist

Key Responsibilities: Develop and implement compliance plans based on business risks. Conduct compliance testing and risk assessments. Define and monitor Key Risk Indicators (KRIs). Prepare quarterly compliance reports. Manage regulatory compliance policies and governance. Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations. Ensure compliance with U.S. regulations that may apply to overseas operations. Key Skills Required: Regulatory Compliance Risk Assessment and Compliance Testing SEC and CFTC Regulations BSA/AML and OFAC Compliance Key Risk Indicators (KRIs) Compliance Reporting and Governance U.S. Extraterritorial Regulations