Vice President Compliance - CLO
American Statistical Association - ASA
Vice President, CLO Compliance & Portfolio AnalyticsNew York, NY (Hybrid)Riva Recruiting is partnering with a top-tier alternative investment manager on a VP-level seat on its CLO team. The platform spans middle market and broadly syndicated CLOs and continues to grow. This isn't a back-office compliance seat. You'll sit right next to the portfolio managers, owning the testing and analytics behind every trade decision, and you'll have a real voice in how the portfolios are positioned.Own daily portfolio compliance testing and monthly trustee test reconciliationRun hypothetical trade analysis for PMs before trades go through: coverage tests, collateral quality tests, and concentration limitsSpot optimization opportunities and bring ideas to the investment teamRun quarterly payment date waterfallsAct as the go-to resource for PMs and senior leadership on portfolio data and holdings questionsPartner with operations, trustees, and custodians to keep the data clean and the testing rightDeep CLO experience on the manager, trustee, or administrator side, ideally across middle market and BSL; a strong background in structured credit, leveraged loans, or high yield also worksHands-on compliance testing and waterfall experienceExperience with industry-standard CLO compliance and portfolio systemsStrong Excel and modeling skills; programming (Python, VBA, SQL) is a bonusSomeone who owns their numbers, enjoys the detail, and wants more exposure to the investment sideDirect exposure to PMs and senior credit leadershipA well-resourced, established firm with a lean team where your work is visibleRoom to wear multiple hats and take on stretch projects in optimization, analytics, and process build-outBroad product exposure across CLO strategiesA team with long-tenured people that invests in training and development
- ...Description A Financial Services Firm based in New York City is seeking an experienced professional to join their team as Vice President, CLO Compliance & Portfolio Testing. \n \n Responsibilities: \n \n Monitor portfolio compliance with investment guidelines...Suggested
$225k - $275k
...Job Description Vice President – CLO Compliance \n Location: New York, NY | Hybrid (4x per week) \n Compensation: $225,000–$275,000 total comp, based on experience \n \n About the Opportunity \n A leading alternative investment manager is seeking a Vice...Suggested- ...Job Description We are seeking a Vice President of Quality & Regulatory Affairs to lead quality and regulatory functions within a regulated... ...oversee the quality management system, ensure regulatory compliance, and build a culture of continuous improvement across the...SuggestedContract work
- ...Job Description \n Senior III / Assistant Vice President \n Tax Advisory & Due Diligence \n \n OVERVIEW \n Exbo Group advises... ...of client delivery. \n \n This is not a traditional compliance role, and it is not a standard Big 4 diligence role. We need...SuggestedLocal area
- ...Perform third party reliance testing and monitoring. \n Collaborate across various business lines on new initiatives, providing compliance guidance. \n Conduct AML screening review and dispositions. \n Assist in preparing for and responding to inquiries and...Suggested
- ...Job Description Responsibilities \n \n Provide regulatory compliance oversight for exchange-traded funds (ETFs) and registered investment products governed by the Investment Company Act of 1940. \n Maintain and enhance compliance programs, internal controls...
- ...Description Responsibilities Oversee and strengthen enterprise AML/CFT policies, governance practices, risk controls, and compliance monitoring. Interpret evolving financial crime regulations and implement enhancements aligned with BSA, FinCEN, OFAC, SEC, and...
- ...Vice President, CRA Compliance About the Company Well-known banking company Industry Banking Type Privately Held About the Role The Company is in need of a VP CRA Compliance Officer to lead the development, administration, and maintenance of its...Bank staff
- ...Job Description The Vice President, AI Business Enablement will help bankers and other employees identify, design, build, and adopt practical... ..., Business Technology, IT, Information Security, Legal, and Compliance to deliver practical solutions, develop reusable standards,...
- ...Financial Institution Seeks a VP Tax \n \n *Reporting to the CFO \n \n *Oversee All Corporate Tax Functions \n \n *Tax Compliance & Reporting \n \n *Partnership Compliance Tax- K-1's \n \n *Manage Federal, State, Local & Indirect Tax \n \n *...Work at officeLocal area
- ...Job Description VP, Compliance – ETFs & ‘40 Act Registered Funds \n \n A fast-growing global Fin-Tech wealth & asset management firm is hiring a Compliance Officer for their ETF, Alternative Investments Fund-of-Funds & 40's Act Registered Funds businesses. \...
- ...strategies to achieve goals. Monitor weekly financial reports for compliance with Company standards and objectives \n \n Financial... ...preconstruction efforts on assigned projects, supporting the President and preconstruction services leader. \n Collaborate with preconstruction...Contract workFor contractorsFor subcontractorWork at office
- ...Job Description Operational Resilience Associate / Vice President \n \n Overview \n A financial services firm is seeking an Operational... ...its Business Continuity, Disaster Recovery, and regulatory compliance programs. The role will work across business, technology,...
$110k - $230k
...Job Description Title: Vice President – Credit Risk Analyst, Financial Institutions \n Office Status: Hybrid – New York, NY \n... ...correspondent banking relationships, credit analysis, and regulatory compliance. The role blends rigorous credit underwriting with active...Work at office- ...Biotech | Boston/Cambridge, MA Area (Hybrid) \n \n Title: Vice President, Global Head of Drug Safety (DS) & Pharmacovigilance (PV) \n... ...: Builds and leads the global DS & PV function (operations, compliance, and safety medical), with FSP and consultant partners \n...
$175k - $200k
...Job Description Vice President of Preconstruction/Estimating & Support Services \n Heavy Civil / Pavement Preservation | Phoenix, AZ | Executive Leadership \n $175,000–$200,000 Base + Profit Sharing + Employee Ownership \n \n We’re partnering with a growing...For contractors$150k - $200k
...private credit and private equity funds focused on the U.S. lower middle market. The firm is growing its credit team and is adding a Vice President. \n \n This is a lean, senior-heavy team. The VP will own deals end to end and work directly with the partners on every...$180k - $195k
...and creating an environment where both the business and its people can succeed.The Opportunity Anton Paar USA is looking for a Vice President to lead our Central Region, based at our regional headquarters in Vernon Hills, Illinois. This is a senior leadership position...Work at officeVisa sponsorshipWork visa- ...Job Description We are partnering with a leading global infrastructure investment platform looking to hire a Vice President focused on Midstream & Energy Transition investments. \n \n The platform has a strong track record of fundraising and significant dry powder...
- ...Job Description Senior Vice President / Managing Director, Corporate Communications \n Financial Services, Private Markets | ICR, LLC | New York, NY or Norwalk, CT \n \n ICR, one of the fastest-growing strategic communications and advisory firms globally, is...
- ...security, and global strategy alignment with German HQ. You will develop DEI initiatives, manage budgets, and ensure regulatory compliance across US operations. The role requires 7+ years in HR, 3+ years in management, and strong knowledge of DOL/OSHA/OFCCP standards....
$160k - $190k
Job Description Title: VP – Credit Risk Officer, Private & Structured Credit \n Office Status: Hybrid – New York City \n Base Salary: $160,000 – $190,000 Base + Bonus \n \n Overview: \n A globally active institutional platform is seeking a senior credit...Work at office$180k - $200k
...Finance \n Office Status: Hybrid – New York, NY \n Base Salary: $180k - $200k + Bonus \n \n Overview: \n This Vice President or Director-level opportunity sits within the Credit Risk Department of a well-established boutique investment bank with over 5...Work at office- Job Description Position Overview - ***Open to Relocation Candidates \n \n A well-established, commercial real estate development and investment company is seeking an accomplished architecture and planning leader to provide strategic direction and hands-on expertise...Work at officeRelocationShift work
$120k - $130k
...privately held food manufacturer with global reach is looking for a Vice President, Operations to lead its plant operations. This is a high-... ...processes, food safety, GMPs, quality systems, and compliance \n ~ Experience leading high-volume or complex manufacturing...Full timeTemporary workWork at office- Job Description A reputable Home Builder is looking to build their growing team with a VP of Land. This position will help lead all land operations for the entire company is northern Illinois. This company has an amazing reputation and builds communities throughout ...
- ...Job Description Ledgend Group is hiring for a Vice President or Director of Structured Finance with an independent investment bank in New York. \n \n Our client is a boutique structuring and placement agent with a growing mandate book across infrastructure credit...
- ...Job Description Investment Banking Vice President (VP1) – Power, Utilities & Renewables \n Location: New York City \n Sector: Power, Utilities & Renewables | M&A Advisory \n \n FourFound is partnering with a leading independent investment bank seeking...
- ...support is raised in the United States. \n \n The Opportunity \n ITEC is seeking an experienced, relationship-driven Vice President of Development to lead and grow fundraising efforts in the New York / Tri-State region, one of the organization’s most critical...
- ...Job Description About the Company \n A leading global investment bank is seeking a Vice President to join its Global Markets Valuation Control team, supporting the Commodities businesses. \n \n About the Role \n This role ensures independent valuation, price...
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