Trade Surveillance Analyst: Compliance & Analytics
Interactive Brokers
Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering laws. Ideal candidates will possess 1-3 years in regulatory compliance, strong analytical skills, and a bachelor's degree in finance or a related field. Benefits include a lunch allowance, corporate events, and eligibility for Paid Time Off. #J-18808-Ljbffr Interactive Brokers
$85k - $100k
PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have... ...in Python and SQL, with experience in analytical tools and data visualization. Responsibilities...Surveillance$30 - $35 per hour
...financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This entry... ...and requires 1-3 years of regulatory compliance experience. Responsibilities include... .... Candidates should have strong analytical skills and excellent communication abilities...SurveillanceHourly payWork at officeRemote work$30 - $35 per hour
...global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois... ...potential for motivated individuals, requiring strong analytical skills and 1-3 years of regulatory compliance experience. Responsibilities include reviewing...SurveillanceHourly payWork at officeRemote work- ...Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six‑month assignment... .... Analysts will report to a Compliance Manager and help ensure the firm complies... ...background in finance, economics, data analytics, or similar areas, and strong...SurveillanceTemporary workWork at officeRemote workFlexible hours
$30 - $35 per hour
...Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment... .... Analysts will report to a Compliance Manager and help ensure the firm complies... ...background in finance, economics, data analytics, or similar areas, and strong...SurveillanceHourly payTemporary workWork at officeRemote work- Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
$85k - $100k
...: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology... ...that powers our trade surveillance, investigations, and regulatory reporting... ...technology departments to design analytical tools, optimize surveillance...SurveillanceWork at officeFlexible hours- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...candidate brings strong analytical capability, a working... ...calculations for accuracy and compliance. Reporting &... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
$75k - $85k
...consistently at the forefront of trading innovation , starting with... ...is looking to hire a Compliance Analyst in our Chicago office. Analysts... ...on law, accounting, data analytics or similar areas is... ...Marketsand experience with trade surveillance. To be successful in this position...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize... ...to manipulate large data sets. Strong analytical, quantitative, and organizational...SurveillanceHourly payFixed term contract$75k - $113.5k
...Global Trade Compliance Analyst Salesforce is the #1 AI CRM, where humans with agents drive customer success together. Here, ambition meets... ...and professionals, providing the administrative and analytical backbone that keeps our global team moving fast. You'...Work at office3 days per week- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...Surveillance
- ...and drive sustainability. Join our team as the expert you are now and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities, including derivatives, fixed income, and equities. Responsibilities Provide...Surveillance
- ...About the Role Consultants’ main role is providing trade surveillance and clearing trade alerts for various securities. Qualifications Broker/Dealer experience. Experience working with alert clearing tools and technologies. Experience working with a high volume of alerts...Surveillance
$95k - $150k
...Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working... ...a bachelor’s degree in a relevant field, strong analytical skills, and superior communication abilities. Compensation...- Global Trade Compliance Analyst (Global Affairs) Reporting directly to the Head of Global Trade, you will work three days a week from the Salesforce... ...and professionals, providing the administrative and analytical backbone that keeps our global team moving fast....Work at office3 days per week
- Huron Consulting Group is seeking a Consultant to provide trade surveillance and clear trade alerts for various securities. This role requires broker/dealer experience and proficiency with alert clearing tools. The ideal candidate will manage a high volume of alerts and...Surveillance
- ...great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown... ...surveillance systems. Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies....SurveillanceContract workFor contractors
$75k - $90k
## Senior Analyst, Governance, Risk & Controls - Data Reporting &... ...information systems/science, data analytics, risk management. A minimum 1... ..., Business Monitoring, Compliance Requirements, Conflict Resolution... ..., Retail Credit, Trade ControlAt CIBC, we are in business...Remote work1 day per week$75k - $90k
Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$87k - $146k
...Management Process Design & Governance analyst with a minimum of 5 years’ experience to... ...data to target solutions. Strong analytical and organizational skills with a focus... ...Management Issue Management Monitoring, Surveillance, and Testing Quality Assurance Risk Management...SurveillanceWork at officeShift workDay shift- ...reporting to the Monitoring & Surveillance Manager. The role is... ...activity Use blockchain analytics to conduct blockchain and transaction... ...companies to offer crypto trading, stablecoin payments, and tokenized... ...assets with built-in compliance, risk controls, and reporting...SurveillanceRemote jobFull timeImmediate startWork from home
$70k - $75k
StoneX Group Inc. is seeking a Compliance Analyst to support regulatory monitoring and ensure compliance with CFTC, NFA, and exchange rules... ...have experience in compliance and regulatory fields, strong analytical skills, and effective communication abilities. This role involves...Surveillance- ...Customer Audit and Risk Analyst's primary... .../documents to ensure compliance of internal policy and... ...business units leaders, surveillance, compliance, and technology... ...organizational, analytical and communication skills... ...companies to offer crypto trading, stablecoin payments,...SurveillanceRemote jobFull timeImmediate startWork from home
$75k - $119.82k
...Through compassionate, individualized care, a culture focused on compliance and ethics, supportive user‑centric technology, and... ...goal, we want to hear from you. About the Role The Marketing Analytics Sr. Analyst will conduct analyses focused on optimizing and...Full time$125k - $140k
...JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...credit officer approval of lending and trading related transactions, including... ...participate in portfolio management / surveillance projects Required qualifications, capabilities...SurveillanceFull timeWork experience placementBank staffWork at office$87k - $104k
...about CIBC, please visit CIBC.com Job Overview The Sr. Analyst, Business Analytics is responsible for designing, developing, and implementing... ...governance to support strategic decision‑making, regulatory compliance, and continuous improvement. The Sr. Analyst leads data...- The Hispanic Alliance for Career Enhancement seeks a P&C analytics consultant in Chicago. As part of the Swiss Re Risk Data Solutions team, you will manage client relationships, driving analytics and consulting services in the insurance industry. The ideal candidate has...Work at office
$32 - $46.44 per hour
...is seeking a Senior Institutional Research Data Analyst to manage data for accuracy, completeness, and compliance. The role involves collaborating with departments... ...$32.00 - $46.44 per hour and requires excellent analytical skills and the ability to adapt in a fast-paced...Hourly payFull time$68.5k - $116.3k
Vizient, Inc in Chicago, Illinois is seeking a data analyst to support its Procedural Analytics product. You will analyze and validate clinical data from EMR systems, ensuring accuracy and compliance with Vizient standards. The ideal candidate will have strong SQL skills...
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