Trade Surveillance Analyst: Compliance & Analytics
Interactive Brokers Group Inc
Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering laws. Ideal candidates will possess 1-3 years in regulatory compliance, strong analytical skills, and a bachelor's degree in finance or a related field. Benefits include a lunch allowance, corporate events, and eligibility for Paid Time Off. #J-18808-Ljbffr Interactive Brokers
- ...global financial services, seeks a Trade Surveillance Analyst in Chicago. You will review accounts... ...The role offers growth in regulatory compliance and collaboration with a Compliance... ...financial services compliance, strong analytical skills, and the ability to work...Surveillance
- ...Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six‑month assignment... .... Analysts will report to a Compliance Manager and help ensure the firm complies... ...background in finance, economics, data analytics, or similar areas, and strong...SurveillanceTemporary workWork at officeRemote workFlexible hours
- ...Mather Group in Chicago, IL is seeking a Trading Analyst to support portfolio trading,... ...risk, back-office processes, and ensure compliance with regulatory standards in a fast-paced... ...environment. The role emphasizes strong analytical judgment, attention to detail, and...Suggested
- ...great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown... ...surveillance systems. Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies...SurveillanceContract workFor contractors
- ...Management, Local Risk Officers, Compliance, Legal, Operations, and... ...communications reviews and options trading activity reviews for... ...)Execute trade and position surveillance and controls (e.g., trade blotter... .../SEC, exchange rules)Highly analytical, curious and detail-oriented...SurveillanceTemporary workLocal areaFlexible hours
$101k - $120k
Department: Compliance Reports To: AML Compliance Officer, tastytrade... .... We are seeking a Senior Surveillance Specialist to help build out... ...improve our cross-asset trade surveillance and AML transaction... ...behavior, using blockchain analytical software to satisfy the firm...SurveillanceFull time$90k - $110k
...IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.... ...for a full time Analyst to join its Market Regulation... ...advisories, investigations, trade surveillance, and disciplinary actions.... ...be professional, proactive, analytical, able to collaborate with others...SurveillanceFull timeContract workWeekend workAfternoon shift- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...candidate brings strong analytical capability, a working... ...calculations for accuracy and compliance. Reporting &... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
- Reports To: AML Compliance Officer, tastytrade Employment Type: Full... .... We are seeking a Senior Surveillance Specialist to help build out... ...continuously improve our cross‑asset trade surveillance and AML... ...behavior, using blockchain analytical software to satisfy the firm...SurveillanceFull timeContract workFor contractorsFor subcontractorWork at office
- ...transformation to produce sustainable business results.Join our team and create your future.Consultants' main role is providing trade surveillance and clearing trade alerts for various securities.Broker/Dealer experience.Working with alert clearing tools and technologies...SurveillanceFull time
- Huron is hiring for a hybrid Contract Based Opportunity in the trade surveillance space. This consultant role involves clearing trade alerts, conducting daily surveillance for regulatory compliance, and performing investigations into potential violations. Responsibilities...SurveillanceContract work
$95k - $150k
Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working... ...a bachelor’s degree in a relevant field, strong analytical skills, and superior communication abilities. Compensation...$70k - $125k
...looking for a highly motivated and detail-oriented individual to join our Trading & Risk Solutions team. This role is ideal for someone with an interest in financial markets, strong analytical skills, and a desire to work in a fast-paced environment supporting institutional...Full timeTemporary workPart time- Optiver, a leading global market maker, is seeking a Compliance Surveillance Analyst in Chicago to strengthen surveillance and regulatory risk management within a technology-driven trading environment. You will investigate alerts, analyze trading data, and improve controls...Surveillance
$87k - $146k
...Change Mgmt. Process Design & Governance analyst with minimum 5 years’ experience to... ...gathered data for target solutions Strong analytical and organizational skills with a focus... ...Issue Management Monitoring, Surveillance, and Testing Quality Assurance Risk Management...SurveillanceWork at officeShift workDay shift$75k - $119.82k
...Through compassionate, individualized care, a culture focused on compliance and ethics, supportive user‑centric technology, and... ...goal, we want to hear from you. About the Role The Marketing Analytics Sr. Analyst will conduct analyses focused on optimizing and...Full time$96.6k - $118.8k
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory... ...staff.Essential Job Functions:Analyzes trading activity in area of primary... ...tasks for testing and developing new analytics, surveillance tools or processes that...SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start- Swiss Re is expanding its Risk Consulting & Analytics team in the Americas. We seek a client-facing professional to deliver analytics and consulting across the insurance value chain, focusing on Property & Casualty analytics, pricing, and risk assessment. You will lead...Work at office
- The Hispanic Alliance for Career Enhancement seeks a P&C analytics consultant in Chicago. As part of the Swiss Re Risk Data Solutions team, you will manage client relationships, driving analytics and consulting services in the insurance industry. The ideal candidate has...Work at office
- Geneva Trading, a premier global principal trading firm, seeks a Data Analyst for the Mid/Back Office Tech Team in Chicago. You will design and implement Qlik Sense dashboards, perform data load transformations, and build backend services supporting the full trade lifecycle...
- Affirm is hiring an Analyst I for its Risk & Analytics team. You will learn consumer lending fundamentals while performing scoped analytics tasks under senior guidance. Leverage SQL/Python to build scalable reports and support ML models, working with cross-functional partners...Remote job
- ...consulting team in Chicago. This role involves executing and supporting delivery on client consulting offerings, particularly in P&C analytics and risk consulting engagements. You will collaborate within multi-disciplined teams, lead technical analyses, and help develop...Work at office3 days per week
- Revenue Growth Senior Analyst, Trade ManagementJob DescriptionJoin the team behind iconic brands like Huggies, Kleenex, Cottonelle, Scott... ...and collaboration will be with Sales Capabilities, Advanced Analytics, Customer Finance and Brand Revenue Growth Management (RGM)....Full timeWork experience placementLocal areaRemote workRelocation packageFlexible hours
$82.3k - $152.8k
...have an opportunity for a Senior SAP Analyst - Global Trade Services (GTS). You will report to the Global Process Owner - Business Compliance and serve as a subject matter expert for... ..., and process documentation.Excellent analytical, problem-solving, communication, and...Permanent employmentFull timeRemote workWorldwide- ...with bright minds, and make a meaningful impact, we want to hear from you.Equifax is currently looking for aCommercial Credit Risk Analytical Consultant to join our Commercial team. This role is focused on providing pre- and post-sales consulting on technical and...Full timeWork at officeImmediate startFlexible hoursNight shift
- ...Brokers provides automated trade execution and custody... ...Senior AML Governance Analyst Interactive Brokers is... ...AML units, as well as compliance‑related issues that... ...global AML and Trade Surveillance risk assessments across... ...supervision. Strong analytical and problem‑solving skills...SurveillanceTemporary workWork experience placementWork at officeRemote workWorldwideFlexible hours
- ...seeking a detail-oriented and client-focused individual to join the Trade Issues team. This role is critical in maintaining our high... ...external departments such as Programming, Clearing, Cashiering, Compliance, and other service groups worldwide Analyze existing systems...Work at officeLocal areaWorldwide
- ...Trading Analyst Intern Group One Trading, LP, a dynamic options trading firm, is actively seeking motivated individuals, who work well... ...a trading environment, and possess excellent communication, analytical, computer, problem-solving, and time management skills....Full timeInternshipShift work
- Equifax, Inc. is seeking a Commercial Credit Risk Analytical Consultant to join its Commercial team in Chicago. The role focuses on pre- and post-sales consulting on technical and analytical solutions, partnering with Sales and Technology/Analytics to demonstrate value...
$125k - $175k
...closely with senior leadership, compliance, operations, technology,... ...investment products, strategies, and trading activities from a risk... ...measurement techniques.Excellent analytical, communication, and... ...Manager)CFA (Chartered Financial Analyst)PRM (Professional Risk Manager...Full time
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