Trade Surveillance Analyst: Compliance & Analytics
Interactive Brokers Group Inc
Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering laws. Ideal candidates will possess 1-3 years in regulatory compliance, strong analytical skills, and a bachelor's degree in finance or a related field. Benefits include a lunch allowance, corporate events, and eligibility for Paid Time Off. #J-18808-Ljbffr Interactive Brokers
- ...global financial services, seeks a Trade Surveillance Analyst in Chicago. You will review accounts... ...The role offers growth in regulatory compliance and collaboration with a Compliance... ...financial services compliance, strong analytical skills, and the ability to work...Surveillance
- ...Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six‑month assignment... .... Analysts will report to a Compliance Manager and help ensure the firm complies... ...background in finance, economics, data analytics, or similar areas, and strong...SurveillanceTemporary workWork at officeRemote workFlexible hours
- ...knowledge discovery for all phases of surveillance strategic and analytical development efforts including... ...senior principal strategic research analyst is responsible for participating and... ...maintain, and those in which they control trading or have a financial interest (...SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible for the planning and execution... ...of FINRA’s cross-market surveillance program.Work across delivery teams... ..., and those in which they control trading or have a financial interest (including...SurveillanceFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
- The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible for the planning and execution... ...of FINRA’s cross-market surveillance program.Work across delivery teams... ..., and those in which they control trading or have a financial interest (including...SurveillanceFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...candidate brings strong analytical capability, a working... ...calculations for accuracy and compliance. Reporting &... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
$90k - $110k
...,ILCompliance - Regulatory Compliance & Operations /HybridCrypto.... ...opportunity for a full time Analyst to join its Market... ...advisories, investigations, trade surveillance, and disciplinary actions.... ...be professional, proactive, analytical, able to collaborate with others...SurveillanceFull timeContract workWeekend workAfternoon shift- ...transformation to produce sustainable business results.Join our team and create your future.Consultants' main role is providing trade surveillance and clearing trade alerts for various securities.Broker/Dealer experience.Working with alert clearing tools and technologies...SurveillanceFull time
$65k - $70k
The Mather Group in Chicago, IL seeks a Trading Analyst to support investment operations, portfolio management, and trading execution across... ...; salary range is $65,000-$70,000 and requires strong analytical skills and attention to detail in a fast-paced environment....Full time$95k - $150k
Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working... ...a bachelor’s degree in a relevant field, strong analytical skills, and superior communication abilities. Compensation...$95k - $115k
...about CIBC, please visit CIBC.comThe Senior Analyst, Corporate Security is responsible for... ...advisory committee.Apply professional analytical and communication skills to track corporate... ...Data Searches, Decision Making, Ensure Compliance, Forensic Investigations, Fraud...Full time$79.48k - $102.85k
...Job Description: Job Description SummaryPerform trading floor surveillance activities to assist in determining possible violations of Cboe... ...or commodities futures trading with experience in options, analytical research, varied trading floor operations, back office, or...SurveillanceFull time$200k - $250k
...Trading Technologies is seeking a Senior Director, Business Development for our Compliance & Trade Surveillance business line. This is a highly visible, senior role that sits at the intersection... ...augmented by solutions for data and analytics, including transaction cost analysis...SurveillanceWork at officeRemote workWorldwideFlexible hours- ...Job Title: Business Analyst - Brokerage Trading System, OMS & Azure Location: Chicago, IL Contract Job Description... ...recommend automation and optimization opportunities. Ensure compliance with financial industry regulations and best practices....Contract work
- Tropicana Brands Group seeks a Senior Analyst for the Revenue Growth Management team in Chicago to evaluate trade promotions and pricing actions. You will translate data into forward-looking recommendations and partner with Sales, Finance, and Category to sharpen promotional...Work at officeRemote work
$78k - $156k
...in the Office of Ethics and Compliance division. Join Our Team as a Senior Business Systems Analyst! We are seeking a dynamic professional... ...developing robust analytical tools, a background in Finance... ...: Not specified MEDICAL SURVEILLANCE: Not Applicable...SurveillanceFull timeWork at officeShift work- Lactalis US Yogurt, Inc. in Chicago, IL is hiring a Trade Management Analyst to process and resolve trade claims, deductions, and accounts receivable... ...Chain, and Finance to ensure accurate pricing, contract compliance, deduction validation, accrual support, and timely...Contract work
$75.61k - $164.1k
...focusing on liquidity risk. Liaise with Market Risk, Financial Surveillance, Credit, Collateral, Policy, and Quant teams to ensure... ...field and 24 months of experience as a Financial Quantitative Analyst, or a related occupation. Must have two (2) years of experience...SurveillanceFull timeRemote workWorldwide- ...advisor – you get The Mather Group. Trading Analyst The Trading Analyst plays a... ...systems to ensure accuracy, efficiency, and compliance. Acting independently within... ...guidelines, this role requires strong analytical judgment and the ability to manage complex...Full time
$86.25k - $172.5k
...of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Portfolio Analytics and Strategy Analyst Senior within PNC's Enterprise Risk organization, you will be based in Pittsburgh, PA / Charlotte, NC / Cleveland, OH /...Full timeTemporary workPart timeWork experience placementWork at office- ...About the Role We are searching for a Trade Promotion Analyst to support the Sales organization.... ...key milestones and metrics are in compliance with expectations. Partner with Marketing... .../ Sales Support / Finance or other analytical business fields, preferably with CPG...Full timeWork at office
- DRW Holdings, LLC in Chicago seeks a Risk Product Analyst to bridge trading, risk, and technology. This role partners with portfolio managers, traders and researchers to identify, diagnose and resolve issues in risk and valuation systems, using Python to automate diagnostics...
$82.3k - $152.8k
...have an opportunity for a Senior SAP Analyst - Global Trade Services (GTS). You will report to the Global Process Owner - Business Compliance and serve as a subject matter expert for... ..., and process documentation.Excellent analytical, problem-solving, communication, and...Permanent employmentFull timeRemote workWorldwide$162k - $212k
...MISSION TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLDWelcome... ...'ll do:NinjaTrader's Trade Surveillance team is being built to... ...money. As aStaff Product Data Analyst, you'll own building and maintaining... ...models and defend them analytically— including precision/recall...SurveillanceWork at officeRemote workWorldwideMonday to FridayFlexible hours$160k - $220k
...supplemented with Data & AI, Cybersecurity, Risk & Compliance, Change Management and Digital... ...strategy, technology, quantitative analytics, and data to help our clients drive smarter... ...quantitative modeling, working across front-office trading, quantitative research, risk, and...Temporary workRemote workWorldwide- ...Internship, June - August 2027 Group One Trading, LP, a dynamic options trading firm, is... ..., and possess excellent communication, analytical, computer, problem-solving, and time... ...be accepted into our full-time Trading Analyst class, where they will learn the intricacies...Full timeInternshipSummer internshipShift work
- ...seeking a Staff Product Data Analyst to lead the in-house... ...fraud and market abuse across trading data. You will design rules,... ..., and produce partner-ready surveillance reports while collaborating... ...experience, and 10+ years in data analytics are essential. The role sits...Surveillance
$97.5k - $121.5k
Optiver is looking for a Risk Analyst to join our growing Risk team and help shape how we identify, measure, and manage trading risk. This is a highly collaborative role at the intersection... ...engineers to develop and enhance risk analytics, tools, and systemsDevelop and challenge...Work at office$107.53k - $139.15k
..., Cboe delivers cutting-edge trading, clearing and investment solutions... ...detail oriented Senior Risk Analyst to join its Enterprise Risk... ...Governance, Risk, and Compliance (GRC) data, processes, and procedures... ...direct authority.Strong analytical and critical-thinking skills,...Full timeWork at officeImmediate start$125k - $175k
...closely with senior leadership, compliance, operations, technology,... ...investment products, strategies, and trading activities from a risk... ...measurement techniques.Excellent analytical, communication, and... ...Manager)CFA (Chartered Financial Analyst)PRM (Professional Risk Manager...Full time
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