Compliance Officer

About InvescoAs one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.What’s in it for you?Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: Flexible paid time offHybrid work schedule 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution Health & wellbeing benefits Parental Leave benefits Employee stock purchase planJob Description Regional Investment Compliance OfficerAbout the Company:With over $2 trillion of assets under management, Invesco is one of the world’s leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 8400 dedicated employees, we’re dedicated to rethinking possibilities for our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, explore your potential at Invesco.About the Team:Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and operational investment restrictions. This role sits within the Americas Investment Compliance team and focuses on implementing the investment compliance monitoring framework across the region. It works across a broad range of asset classes, including equity, fixed income, multi-asset, and index strategies. You will work directly with Americas investment and trading teams and collaborate closely with Investment Compliance colleagues across EMEA, APAC, and Hyderabad, as well as with global and local stakeholders including Client teams, Product, Legal, Onboarding, Data, Technology, and Compliance Advisory.About the role/Key Responsibilities:The role is responsible for carrying out regional investment compliance monitoring activities, working closely with regional team members, offshore support teams, and key stakeholders. It supports accurate monitoring, timely issue identification, effective escalation, robust documentation, and ownership of outcomes, aligned with the global Investment Compliance operating model.Validate pre-trade alerts in order management systems, providing effective second line challenge, working directly with investment and trading teams, and collaborating with Investment Compliance team members and other stakeholders as needed to support investment activity in a timely manner, with clear documentation of analysis and outcomes where requiredOversee and validate post-trade batch monitoring output, providing effective second line challenge, and collaborating with investment, trading, Investment Compliance team members, and other stakeholders as needed to assess whether alerts are valid, including root cause analysis and documentation of compliance exceptions where requiredWork with global Investment Compliance teams to support investment restriction workflows, including clarification of requirements, follow up on outstanding items, and effective handoffs across teamsAnalyze client mandates, prospectuses, and regulatory requirements to identify investment restrictionsParticipate in rule testing and validation activities, ensuring outputs align with defined requirementsMaintain accurate audit trails for rule interpretation, monitoring outcomes, compliance exceptions, and breach investigations, including clear documentation of analysis, decisions, and outcomesRespond to queries from investment, trading, and other stakeholders in a clear and timely mannerCollaborate with regional and global teams to support consistent application of investment compliance standards and ways of workingSupport effective communication and coordination across the region and time zones, including in relation to Americas market coverageIdentify opportunities to improve processes, data quality, or monitoring efficiency, and contribute to the implementation of agreed improvementsSupport ad hoc compliance projects, process improvement initiatives, regulatory changes, and audit activities as requiredPOSITION QUALIFICATIONSWe recognize that strong candidates may not meet every qualification listed below. If your experience is relevant to the role and you can demonstrate the core capabilities required, we encourage you to apply.At least 2 to 4 years of relevant experience in investment compliance, compliance monitoring, audit, assurance, or a similar control function, ideally within asset management or another regulated financial services environmentExperience with investment compliance monitoring is preferredGood working understanding of investment management processes, portfolio construction, and trading activity is highly desirableExperience working with investment or trading teamsGood understanding of the asset management industry, regulatory environment, and investment products and strategies across the Americas regionKnowledge of a broad range of investment products and strategies, including regulated retail funds, commingled trust products, ERISA, ETF’s and other index-tracking strategies, segregated mandates, and alternative investmentsStrong understanding of regulatory frameworks and investment restrictions across jurisdictions, including 40ACT is desirableHands on experience with compliance modules in order management or compliance monitoring systems such as Aladdin, CRIMS (CRD), Charles River, Bloomberg, or equivalent platforms is beneficialKEY COMPETENCIES AND PERSONAL ATTRIBUTESWe recognize that strong candidates may not demonstrate all the attributes listed below. If you bring the core strengths needed for the role and can show how you would add value, we encourage you to apply.Strong attention to detail and ability to follow structured processes accuratelySound analytical judgment, with the ability to assess information, reach balanced conclusions, and escalate appropriately where neededClear written and verbal communication skills in EnglishAbility to manage multiple tasks and prioritize effectively in a time-sensitive environmentProactive and collaborative approach, with willingness to learn and develop technical expertiseAbility to operate effectively within a defined control framework, exercising judgment, escalating appropriately in complex or ambiguous situations, and maintaining clear documentation of analysis and outcomesCollaborative approach across global teams, working consistently as part of one teamOwnership mindset, with accountability for seeing work through to completion and maintaining quality across handoffs, escalating appropriately where neededAble to build effective working relationships with investment, trading, and other stakeholdersInterest in using AI tools to improve processes and create efficienciesFull Time / Part TimeFull timeWorker TypeEmployeeJob Exempt (Yes / No)YesWorkplace ModelPursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each other’s growth and development.The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.SummaryLocation: Atlanta, Georgia; Houston, Texas; Louisville, KentuckyType: Full time