Wealth Management Ops & Compliance Leader
TransGlobal Holding Co.
TransGlobal Holding Co. seeks a Wealth Management Operations Manager in Diamond Bar, California, to lead compliance and operational efforts. This role demands a deep understanding of SEC, FINRA, and state regulations, ensuring accuracy and adherence across reports and filings. The ideal candidate will possess strong organizational skills, a finance degree, and over three years of experience in financial services. The role offers a competitive salary, professional development, and a dynamic work environment focused on multicultural service. #J-18808-Ljbffr TransGlobal Holding Co.
Vacancy posted 1 day ago
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