Global Code of Ethics VP Compliance & Training
Ares Management
Ares Management Corporation seeks a Vice President for their Legal and Compliance Department in New York. The ideal candidate will manage the global Code of Ethics program and oversee crucial compliance functions, ensuring adherence to regulations. Applicants should have 10-12 years of experience in the financial services industry, strong SEC knowledge, and proven management skills. The role offers a competitive salary, benefits, and a chance to lead a dynamic compliance team. #J-18808-Ljbffr
$185k - $225k
...Description The Ares Legal and Compliance Department oversees and manages Ares' global Legal, Regulatory and... ...Adviser Compliance (including Code of Ethics), which administers global policies... ...including a forensic testing and training program. This role will particularly...TrainingTemporary workWork experience placementWork at officeRemote workFlexible hours- ...Digital Advertising Leading Global Privacy and AI Governance at... ...DoubleVerify is hiring a VP, Global Data & Privacy to lead... ...and Commercial teams to ensure compliance while enabling innovation.... ...impact assessments, audits, and training programs. In parallel, the...Training
$300k
...Role We're hiring a Vice President, Compliance & Ethics (US) to lead Nscale's U.S. compliance program and translate our global ethics and compliance framework into practical... ..., and senior stakeholders. Culture, Training & Stakeholder Engagement Drive...TrainingFlexible hours$185k - $319k
...Reporting to the Chief Legal Officer, the VP, Global Data & Privacy will lead the DV Privacy... ...functions to: # Monitor compliance and data practices to ensure the business... ...will also be responsible for internal training, data protection impact assessments, internal...TrainingLocal areaWorldwideShift work$180k - $220k
...seeking an experienced Chief Compliance Officer to lead its end-to-... ...expansion of U.S. and global client acquisition. Key Responsibilities... ...policies, procedures, and Code of Ethics Lead SEC examinations and... ..., and firmwide compliance training Review and approve...TrainingContract work$200k - $280k
...Vice President, Global Head Of Digital Experience The Vice President, Global Head of... ...committed to equal employment opportunity and compliance with all laws and regulations pertaining... .... Our policy is to provide employment, training, compensation, promotion, and other...TrainingLocal areaShift work$165k - $200k
...sovereigns, and fintech partners. Global Markets is a growing business... ...at the team level. Compliance Culture and Conduct: Takes... ...values and displays high ethical standards.... ...and thrive and offer robust training, development, and mentoring opportunities...TrainingWork at office$130k - $200k
...and secondary funds, all on a global basis. Further information is... ...investment and tax compliance support for Blackstone's Multi... ...highest order. • Strong work ethic, responsiveness, and passion... ...of absence, compensation, and training. All Blackstone employees, including...TrainingLocal areaFlexible hours$210k - $250k
...Business Overview: Through our Global Equities and Prime Services... ...at the team level. Compliance Culture and Conduct: Takes... ...values and displays high ethical standards. Responsibilities... ...and thrive and offer robust training, development, and mentoring...TrainingWork experience placementWork at office$300k - $360k
...Compass Pathways plc in New York City is seeking a Vice President of Compliance to lead the company's healthcare compliance program. This role involves developing policies, training employees, and fostering a culture of integrity. The ideal candidate will have 6-10 years...TrainingRemote work$120k - $170k
...Overview TD Securities Global Asset Servicing (GAS)... ...for regulatory, compliance, and audit purposes.... ...Gender Identity. The VP, TDS Operations leads a... ...with Bank and industry codes of conduct Acts as a... ...overall team Coaches and trains to develop team capability...TrainingLocal areaWork from homeFlexible hours$150k - $200k
...Job Summary Job Summary: The VP of Compliance will be responsible for... ...monitoring of the compliance program training materials, and be able to... ...’ experience in medical coding and reimbursement, auditing... ...Certification in Compliance & Ethics Professional (CCEP), required...TrainingFor contractorsWork at officeLocal area$120k - $205k
...Fixed Income Municipals Compliance Coverage Company Profile Morgan Stanley is a leading global financial services firm providing a... ...integrity, excellence and strong team ethics. Morgan Stanley can provide a... ...introduction; develop a training program or defuse an investor...TrainingTemporary workLocal areaWorldwide- ...Compliance Professional Marathon Asset Management is seeking a... ...the continued growth of our global credit investment platform.... ...Oversee the monitoring of Code of Ethics processes, including personal... ...and watch lists, and employee training. Assist with the review and...TrainingWork at office
- ...VP, CIB IWPB FC Location: New York, NY, US... ...of Interest: Risk and Compliance Closing Date: Hybrid... ...regulations, internal codes and policies and good market... ...relationships with global, regional, and local stakeholders... ...measurement, training and career management across...TrainingLocal area
- ...Vice President, Global Quality Compliance About the Company Well-known pharmaceutical company Industry Pharmaceuticals Type... ...monitoring global compliance metrics, overseeing the quality training framework, and guiding the implementation of consistent quality...Training
- Senior Vice President for Global Real Estate, Facilities... ...to the New York City code, zoning, and other... ...inspires trust through ethical and professional conduct... ...standards. Qualifications In compliance with NYC’s Pay... ...experience, education/training, key skills, internal peer...TrainingTemporary workWork experience placementLocal area
$165k - $250k
## Legal & Compliance - Real Estate, VPApplylocations: New York 601 Lex... ...secondary funds, all on a global basis. Further information is... ...disparate workstreams* Strong work ethic, sound judgement, initiative,... ...absence, compensation, and training. All Blackstone employees,...TrainingWork at officeLocal areaFlexible hours$225k - $250k
...accordingly. Alger provides ample training (see below) to employees and... ...Vice President, Deputy Chief Compliance Officer Reports to (... ...a culture of compliance and ethical conduct. Primary... ...and provide reporting on the Code of Ethics, including personal...TrainingContract workWork at office$69k - $160k
...Vice President, Auditor, Global Financial Crimes and Compliance (GFC&C) At BNY, our culture allows us to run our company better and enables employees... ...and evolving supervisory expectations, cascade training and guidance across regions and teams. Carry out other...TrainingTemporary workWorldwideFlexible hours$170k - $190k
...AVP/VP, AI Transformations Manager Fort Lee, New... ...Whether you’re designing code, solving regulatory... ...strategy, productization, compliance, and delivery to ensure... ...technologies, ensuring training and alignment across teams... ...experimentation with ethical standards and risk...Training$159.3k - $270.7k
...Job Title Global Head of Architecture Job Description Reporting... .... ~ Possess uncompromising ethics, unwavering integrity and... ...employment opportunity and compliance with all laws and regulations... ...is to provide employment, training, compensation, promotion, and...TrainingFull timeTemporary workWork experience placementLocal areaRemote work$130k - $170k
Who We Are Galaxy is a global leader in digital assets and data... ...Dream Teams. Who You Are The Compliance Associate/VP will be responsible for day-... ...with administration of Code of Conduct, including logging... ...and regulations via various trainings; Help to identify, prioritize...TrainingWork at office$160k - $225k
...This role will partner closely with the Global Human Resources Business Partner (HRBP),... ...develop, and implement business‑specific training solutions and talent development initiatives... ...view with business leaders. Strong work ethic, highly motivated, sets and manages priorities...TrainingWork at officeLocal area- ...A global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading activities. The ideal candidate will... ...with global teams, and providing compliance training. Candidates should have a strong background in...Training
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role... ...compliance findings, and developing effective training programs. We offer a hybrid work schedule, and...Training- ...Position Overview: The Global Sports & Entertainment (GSE) team is seeking a seasoned Vice President to lead business building efforts... .... Key Responsibilities: 1. GSE Designation Strategy, Training & Education Lead the evolution of GSE designations as a...TrainingTemporary workShift work
$110k - $230k
...outlook, institutional weight and global breadth provide our clients... ...with Regulators. The VP establishes and maintains RAO... ...U.S. Banking regulations and compliance rules Oversee all facets of compliance... ...procedure approvals and relevant training, as needed Periodically review...TrainingWork experience placementWork at office- ...Position Summary The Vice President of Compliance will own and lead Fortress’s Compliance... ...Work with passion Have a tireless work ethic Be flexible Be confident Be self‑sufficient... ...solutions Build and maintain documentation, training materials, and internal standards to...TrainingLocal areaRemote workFlexible hours
- ...Vice President – Compliance Product Management – New York The Goldman... ...controls, policies, procedures and training Conducts independent testing... ...spans thousands of users globally. We partner with Compliance... ...Delivery Manager role at the VP level in New York City. Your...TrainingWorldwide
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