Principal Analyst, Risk Monitoring

Responsibilities Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision Analyze regulatory developments and market trends, translating them into actionable recommendations for senior leadership Partner with internal departments to identify, communicate, and address emerging risks across the financial industry Coach and develop junior risk monitoring staff, sharing your expertise and fostering a culture of excellence Take leadership roles in special projects and technology initiatives that advance FINRA's risk monitoring capabilities Coordinate with specialists across the organization to deliver comprehensive risk assessments Demonstrate commitment to collaboration, innovation, and investor protection in all interactions Requirements Bachelor's degree in Finance, Accounting, Business, or related field (or equivalent combination of education and experience) Proven analytical experience in the financial services industry Direct experience addressing one or more key industry risks: Fraud and Deception, Money Laundering, and Market Risk Advanced understanding of FINRA's risk fundamentals Intermediate-to-Advanced knowledge of securities rules and regulations Intermediate-to-Advanced knowledge of firm business models, business lines, customer bases, products, and services Intermediate knowledge of U.S. GAAP accounting standards Intermediate-to-Advanced proficiency in Microsoft Excel and Word Intermediate written and verbal communication skills with ability to present complex information clearly Strong financial analysis and research capabilities Intermediate-to-Advanced quantitative and analytical problem-solving abilities Proven ability to manage multiple complex, unstructured assignments simultaneously with autonomy and sound judgment Self-starter mentality and ability to work independently #J-18808-Ljbffr