Regulatory Compliance Analyst - Broker-Dealer Oversight
$65k - $75kStoneX Group
StoneX Group in Rochester, NY, is seeking a Compliance Officer to support various compliance routines related to the Broker-Dealer business. The ideal candidate will have a Bachelor's degree and strong analytical, communication, and problem-solving skills. Responsibilities include monitoring employee activities for compliance and managing Employee Trading Accounts. The position offers a hybrid work model, with competitive compensation ranging from $65,000 to $75,000, along with comprehensive benefits. #J-18808-Ljbffr StoneX Group
$85k - $145k
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY... ...program to ensure regulatory compliance for Wealth Management... ...CNB’s compliance foundation. Oversight of Retail Non-Deposit/Regulation... ...institution such as a broker/dealer and/or registered investment...SuggestedRemote work$63.82k - $95.72k
...Weekly Hours: 40 Department: 900017 Compliance Office Work Shift: UR - Day (... ...Responsibilities: Provides compliance oversight and support for assigned clinical... ...investigations, risk assessments, and regulatory monitoring to prevent and detect fraud,...SuggestedHourly payFull timeWork at officeLocal areaShift work$70k - $95k
...Job Title: Compliance Specialist - Homecare & Hospice Department: Home Care & Hospice Location: 330 Monroe Ave Rochester, NY 1... ...Profile Summary Position Summary: Provides and supports regulatory, accreditation and certification activities to achieve and...SuggestedFull timeFor contractorsLocal areaMonday to FridayDay shift$21 - $28 per hour
...HR Compliance Specialist The HR Compliance Specialist will coordinate and manage various regulatory and compliance processes within the HR department. The HR Compliance Specialist will interface with all areas of HR, various departments within the organization, and...SuggestedFull timeContract workWork at officeLocal area$77.22k - $115.82k
...implements programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the organization...SuggestedHourly payFull timeContract workFor subcontractorWork at officeLocal areaShift work$84k - $156k
...technology solutions provider is seeking a Specialist in Trade Compliance to support complex export compliance efforts. Located in... ...the role includes conducting technical assessments, drafting regulatory requests, and ensuring compliance with U.S. export regulations...$60 - $75 per hour
A leading property inspection company in Town of Monroe is seeking licensed Home Inspectors to capture crucial property data and create immersive 360° tours. This part-time role requires excellent customer service and the ability to work independently. Candidates must have...Hourly payPart timeFor contractorsFlexible hours- ...seeking a qualified candidate to oversee analytics for Provider Network teams. The role includes tracking Network Adequacy, regulatory compliance monitoring, and cross-departmental collaboration. Candidates must possess a Bachelor's Degree and several years of experience...Weekly payWork at office
$95k - $105k
...this sound like you? About The Role As a digital marketing expert resource, you will work directly with our client and their dealers to implement industry leading digital best practices through in-person consultations, training, data analysis, videos, and webinars...Full timeWork experience placementShift work$24.91 - $34.87 per hour
...expertise of the individual, and internal equity considerations. Responsibilities: Responsible for the coordination and oversight of regulatory requirements of clinical research protocols. Develops increased learned skills, flexibility in performing duties, and...Hourly payDaily paidLocal areaShift work$24.91 - $34.87 per hour
The University of Rochester is seeking a clinical research coordinator to oversee regulatory compliance for clinical research protocols. Applicants should have a Bachelor's degree and at least one year of relevant experience. Responsibilities include preparing regulatory...Hourly pay- ...Principal, Legal Compliance (Ethics & Compliance Officer) L3Harris is seeking an experienced, proactive and solutions focused Ethics... ...and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. Leadership and...
- Anywhere Real Estate is seeking a File Compliance Specialist to work remotely, ensuring the accuracy and completeness of online broker files in their cloud-based system. Applicants must have an active California real estate license and 2-3 years of experience in California...Work at officeRemote work
$63k - $82.74k
...make your next career move to?join our team as our Test & Code Compliance Coordinator ?for KONE Americas. This role will support our... ...Supervisors, customers, 3rd party inspection companies and local regulatory bodies to schedule testing and inspections. You will bring...Temporary workWork at officeLocal areaWork from homeFlexible hours$22 - $23.5 per hour
...Job Title: Fiscal Intermediary (FI) Compliance Coordinator Department: Intellectual... ...including but not limited to, Care Mangers and Brokers, to follow up on documentation requests.... ...to ensure documentation comply with regulatory and agency standards and provides continuous...Full timeLocal areaMonday to Friday$75k - $95k
...protection guidance and regulations as they evolve. Monitors federal regulatory websites and other research-related resources. Communicates... ...state, and federal laws and regulations that govern research compliance and safety standards Knowledge of compliance requirements...Full timeWork experience placementInternshipWork at officeLocal area- ...Development Representative in Henrietta, New York. This is a full-time role focusing on developing relationships with Kitchen and Bath dealers. The ideal candidate will manage product displays, handle inquiries, and actively engage with industry organizations to promote...Full time
- ...Micro1 is looking for a Building Code Compliance Expert to join their remote team. This pivotal role requires deep knowledge of building codes and proficiency in blueprint reading to ensure compliance in construction projects. Key responsibilities include reviewing...Remote work
$105.79k - $141.05k
...ownership, deliver meaningful impact, and help shape the future of AI‑ready connectivity, join us today. The Role The CMMC Compliance Analyst must have advanced practical experience in managing all phases of security integration to assist the Security Manager and...Full timeTemporary workFor contractorsRemote work$65k - $75k
Bounce is looking for a Compliance Specialist, Licensing to join our growing compliance team and reporting directly to our Compliance Manager... ...self-starter who can manage a high volume of filings, conduct regulatory research, and communicate findings clearly across teams. About...Local area- A regional support agency in New York is seeking a Fiscal Intermediary Compliance Coordinator. The role involves managing compliance documentation, assisting with audits, and supporting training compliance within the agency. Candidates should have an Associate's degree...Full time
- ...time Leasing Agent assists the Site Manager to oversee the daily activities of the property including financial results, legal and compliance adherence and resident satisfaction. Assists the Site Manager to manage all aspects of a building’s occupancy. Answers...Full time
$63.5k - $117.5k
A technology firm is seeking a Specialist in Trade Compliance to support its Communication & Spectrum Dominance Segment. This role requires expertise in export regulations, with responsibilities including conducting ITAR and EAR reviews, implementing compliance policies...$70k - $95k
Genesee-Region-Home-Care-Association-Inc is seeking a Compliance Specialist for its Rochester location. The role involves supporting regulatory, accreditation, and certification activities to ensure ongoing compliance with healthcare regulations. This position is ideal...$65k - $75k
Bounce is seeking a Compliance Specialist, Licensing in Rochester, NY. In this role, you’ll handle acquiring and maintaining licenses and permits essential for our operations in debt recovery. Ideal candidates should have 2-3 years of experience in compliance and possess...- ...defense organization is looking for a Senior Specialist in Trade Compliance to ensure adherence to U.S. regulations governing imports and... .... The role involves executing compliance policies, providing regulatory guidance, and collaborating with stakeholders. Candidates...Relocation package
$20 - $23 per hour
...NY, is seeking a Route Service Manager to deliver batteries and provide exceptional customer service. This role involves building dealer relationships, managing inventory, and ensuring timely deliveries. Candidates should have a high school diploma, at least one year...Hourly pay$60k - $130k
...individuals as we expand our market share. Westlake Financial believes in PEOPLE with the PURPOSE and PASSION to assist our more than 25,000 dealer partners throughout North America. Our Dealer Account Managers are individuals with the vision and dedication to provide...Base plus commissionFull timeWork experience placementWork at officeLocal areaRemote workFlexible hours- A technology services company is looking for a Remote Administrative Assistant to work part-time from home, around 15-20 hours weekly. Responsibilities include coordinating project data, maintaining user manuals, and monitoring email correspondence. Candidates should possess...Part timeWork at officeRemote workWork from home
$20.99 - $28.34 per hour
...assess patients for health insurance or financial assistance. They track our Medicare patients for benefit exhaustion to ensure compliance with Medicare Life Time Reserve (LTR) consent forms and consistently exercise judgment to resolve insurance barriers on the assigned...Hourly payFull timeWork at officeRemote workShift work
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