Registered Client Associate - Wealth Management

Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset Requirements Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66) Possesses advanced industry knowledge and an understanding of investment products Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results Demonstrates a client-centric mindset, always acting in the best interest of the client Has the ability to learn and adapt to new information and technology platforms Core Competencies Demonstrates expertise in client service and relationship management while ensuring compliance with banking policies and procedures. Holds essential FINRA certifications and possesses advanced knowledge of investment products to effectively support clients and Financial Advisors. Highest-signal resume keywords FINRA Securities Industry Essentials (SIE) Series 7 Series 66 Client-Centric Mindset Advanced Industry Knowledge ATS Optimization Keywords Hard Skills Investment Products Knowledge Client Relationship Management Operational Excellence Risk Management Timeliness and Accuracy in Client Materials Soft Skills Enthusiastic Self-Starter Strong Work Ethic Adaptability to New Information Results-Oriented Focus Certifications & Qualifications FINRA Securities Industry Essentials (SIE) Series 7 Series 66 Industry Keywords Client Service Banking Offerings Financial Advisor (FA) Support Compliance Operational Procedures #J-18808-Ljbffr Jobtailor