Regulatory Compliance Specialist II - FINRA/SEC Expert
ACA Group
ACA Group, located in the Town of Florida, NY, is looking for a detail-oriented professional to oversee the registration processing for broker-dealer representatives. The successful candidate will serve as the main contact for registration matters, ensuring compliance with FINRA and State regulations. Candidates must possess a Bachelor’s degree and a minimum of five years of related experience. Key responsibilities include managing internal staff, assisting candidates with onboarding, and troubleshooting registration issues. We offer a competitive compensation package including medical coverage, flexible work options, and unique perks such as Student Debt Forgiveness. #J-18808-Ljbffr ACA Group
Vacancy posted 1 day ago
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