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Trust Compliance Officer

Osaic

Osaic CareersOpportunity in Financial ServicesTrust Compliance Officer, Premier TrustLocation(s): 2270 Corporate Cir., Suite 200 Henderson, NV 8907Role Type: Full time (5 Days Weekly in Office)Salary: $90,000 - $105,000 per year + annual bonusActual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.Our competitive salaries are just one component of Osaic's total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.Summary:We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company's financial and legal risks.Responsibilities:Create and maintain policies and proceduresAssess, maintain and develop the compliance audit processes and internal controlsPoint of contact for internal and external auditorsResearch and stay current on regulatory changes and communicate important industry changesConduct periodic training with staff regarding regulatory requirementsMonitor potential legal mattersPerform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedulesComply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job dutiesMaintain strict confidentiality of all records and data receivedEducation Requirements:Bachelor's Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.Basic Requirements:Solid Trust knowledgeKnowledge of applicable trust laws and regulationsStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsDetail-oriented with ability to manage complex data and documentation7+ years of experience in financial servicesPreferred Requirements:Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)5+ years of experience specific to Trust industry or in a compliance role

Vacancy posted more than 2 months ago

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