Internal Audit Manager

Internal Audit Manager

The Internal Audit Manager coordinates and manages the bank's day-to-day internal audit function, whether performed in-house or through an outsourced arrangement, in accordance with audit plans, scopes, and schedules approved by the Audit Committee.

Key Responsibilities

• Coordinate and manage internal audit scheduled visits to ensure timely completion, serving as a liaison between internal auditors and other team members.
• Manage internal audit, FDICIA testing (if applicable), and regulatory exam request lists to ensure timely collection of requested items.
• Gather and assemble documentation for outsourced audit arrangements (engagement letters, peer review letters, audit scopes, etc.) and for Audit Committee meetings.
• Maintain tracking reports and conduct testing to validate remediation of audit findings.
• Assist with or complete internal audits as directed, maintaining audit workpapers and preparing written reports as needed.
• Exercise independent judgment to assess compliance with bank policy and applicable banking laws, rules, and regulations.
• Assist in preparing risk assessments.
• Other duties as assigned.