Regulatory Surveillance Analyst - FINRA/SEC Focus
CNO Financial Group, Inc.
CNO Financial Group, Inc. is looking for a Supervisory Analyst to support its supervisory framework by reviewing and monitoring financial activities. This role involves conducting reviews and ensuring adherence to regulations. The ideal candidate will have a High School Diploma, relevant experience in the broker/dealer environment, and necessary licenses. Benefits include medical, dental, vision insurance, 401(k) with company match, and paid time off. #J-18808-Ljbffr CNO Financial Group, Inc.
$81.1k - $121.7k
...TX) Senior Compliance Analyst, Broker/Dealer... ...complaints in line with regulatory standards and firm policies... ...directed. Conduct in‑depth surveillance of various functions... ...Understanding of FINRA rule 4530 and how to apply... ...concentrations: SEC‑registered investment...SurveillanceRemote jobFull timeTemporary work- ...global insurance provider is looking for a Compliance Analyst to ensure compliance with regulatory guidelines for their insurance products. This role involves... ...salary, benefits, and a hybrid work model, focusing on fostering a supportive work environment. #J-18808-Ljbffr...Suggested
- A retail company in Carmel is seeking candidates for a role that focuses on safety and theft prevention. Responsibilities include visually inspecting the building exterior and parking lot, conducting inspections of sales floors, and reviewing theft activity reports. The...SurveillanceWeekly pay
- ...detail-oriented and proactive investigator to join our team. The ideal candidate will conduct a variety of investigations, including Surveillance and Special Investigations Unit (SIU) assignments, within an assigned geographical area. Surveillance assignments require the...SurveillanceFlexible hours
- ...Service Company, Inc. is seeking a candidate for a hybrid position in Carmel, IN, focusing on compliance monitoring and complaint handling. Key responsibilities include assisting with regulatory complaints, drafting responses, and ensuring compliance with state insurance...SuggestedWork at office
$90k - $121.3k
...to join a growing, community and client-focused company that is firmly rooted in its core... ...for assigned lines of business and/or regulatory topics. This individual is responsible for... ...Experience with regulatory exams (OCC, SEC, FINRA and state) Wealth applicable certifications...Full timeWork experience placementWork at office- ...Infection Preventionist in Carmel, Indiana. This key role leads multidisciplinary teams in infection surveillance and outbreak investigations, ensuring adherence to regulatory standards. Candidates must have a Bachelor’s Degree and extensive experience in infection...Surveillance
- ...types and sizes. More than 13,000 colleagues in 40 countries are focused daily on our purpose to help make your world a safer place and... ...to correctional facilities. These solutions include video surveillance, monitoring systems, door and access control, perimeter defense...SurveillanceTemporary work
$16 - $24 per hour
...Theater Distributed Music Wired & Wireless Networks Installation of Automation Systems (ie. Crestron, Control4) Camera Surveillance Systems Lighting Automation Systems Motorized Shades & Drapery Alarm Systems Able to read blueprints & wire diagrams...SurveillanceFull timeWork from homeMonday to Friday$78.06k - $117.1k
Blue Cross of Idaho is seeking a Compliance Specialist II to support the compliance program focused on specialty pharmacy services and regulatory oversight. The Specialist will conduct analyses, audits, and training, ensuring adherence to regulations and standards. Candidates...$78.06k - $117.1k
...Compliance Specialist II is responsible for supporting the organization’s compliance program with a primary focus on specialty pharmacy and patient care regulatory oversight. This role partners with business owners to help ensure adherence to federal and state regulatory...Temporary workWork experience placementLocal area$28 - $32 per hour
...oriented mindset and open-minded attitude Ability to thrive in a focused, detail-driven, and repetitive environment Strong computer... ...2012, is a nationally recognized investigations firm offering surveillance, remote investigations, desktop intelligence, and specialty...SurveillanceHourly payFull timePart timeWork at officeRemote workFlexible hours- ...Surveillance Analyst Reports To: Director of Operations Location: Indianapolis... ...that allows advisors to focus on what matters most—... ...framework by assisting with regulatory inquiries, developing... ...the firm's compliance with FINRA and SEC regulations. Responsibilities...SurveillanceFull timeWork experience placement
- ...Summary The Physician Assistant (PA) or Nurse Practitioner (NP) focuses on surgery patients in the hospital and in outpatient care.... ...the needs of the patient and contribute to the patient’s care. Surveillance of care. Provides non emergent and/or in‑house on‑call services...Surveillance
- ...the required documentation is available for physicians review to administer radiotherapy. Create a patient-focused environment with treatment plans and surveillance enhancing and empowering the patient to live a high quality of life. Ensures that patient rights are...Surveillance
- ...Monthly recurring renewal income supplemented by production milestones. Leadership Incentives: Management overrides for advisors focused on agency building and talent acquisition. PandoLogic. Keywords: Insurance Consultant, Location: Indianapolis, IN - 46259 , PL:...Contract workWork at officeImmediate startRemote work
- ...Infection Preventionist to lead multidisciplinary teams in infection surveillance and outbreak investigations. Candidates should have a... ...Infection Prevention. This role requires strong communication, regulatory knowledge, and a commitment to patient safety. Join a leading...Surveillance
- ...Notes Looking for a candidate with a degree in Biology with a focus on Entomology and/or Nematology. Candidate will be using chemical... ...Degree Preferred. Recent Grads Okay. Any additional Medical Surveillance testing required? Will wear a PAPR: Medical Clearance &...SurveillanceWork experience placementShift work
- ...based multidisciplinary teams in executing targeted infection surveillance and managing comprehensive outbreak investigations for both... ...a vital subject matter expert, ensuring strict adherence to regulatory and accrediting agency requirements while mentoring less experienced...SurveillanceLocal area
- ...and blood tests at office visits. Order and evaluate fetal surveillance with ultrasound and non-stress testing. Maintain professional... ...Gynecologic patients including attention to all systems, with focus on breast and cervical health. Treatment of vulvo-vaginitis,...SurveillancePermanent employmentTemporary workWork at office
- ...with patients and visitors as needed. Escort staff and hospital visitors to their car when requested. Performs proactive surveillance monitoring of the hospital campus, especially to defined sensitive areas, and responds timely to potential/actual security threats...SurveillancePart timeReliefLocal area
- ...BS Degree Preferred. Recent Grads Okay. Any additional Medical Surveillance testing required? Will wear a PAPR: Medical Clearance &... ...also works well in a diverse group setting. Flexibility to shift focus throughout the day as needed to meet customer demands. Willing...SurveillanceFor contractorsWork experience placementLocal areaRemote workShift work
- Meijer Inc. in Noblesville, IN is seeking a Part-time Store Detective. The role focuses on ensuring safety for customers and team members while conducting security inspections and surveillance against theft. Successful candidates will have a High School diploma, at least...SurveillanceWeekly payPart time
- ...The Physician Assistant (PA) or Nurse Practitioner (NP) focuses on surgery patients in the hospital and in outpatient care. The... ...needs of the patient and contribute to the patient's care. • Surveillance of care • Provides non emergent and/or in house on call services...Surveillance
- ...The Fixed Income Investment Analyst supports the management of OneAmerica... ...portfolio. This role will focus on fundamental credit analysis, portfolio surveillance, and relative value assessment... ...employment. Consistent with applicable regulatory guidelines and law, factors...SurveillanceFull timePart timeWork at officeLocal areaRemote workWork from homeFlexible hours
- ...stores, and a strong track record of success and growth. Our focus has always been bringing our customers a constant stream of high... ...door, daily trash removal, etc.), Electronic Article Surveillance (EAS) devices daily function check, Cash Office security, armored...SurveillanceWork at officeLocal areaImmediate startShift workWeekend workAfternoon shift
$25 - $35 per hour
...Job Description Job Role & Responsibilities Wiring, Installing, and Configuring Alarm Systems, Access Control Systems, Camera Surveillance Systems, & Networks for residential and commercial projects. Assisting with Audio/Video installations as needed. Operating under...SurveillanceHourly payFull timeWork from homeMonday to FridayWeekend work- ...their children. The Fresh Start Recovery program is a family-focused, residential addiction treatment program where mothers and their... ...company-approved vehicles when necessary. Conduct general surveillance and room searches to maintain safety and control contraband....SurveillanceFull timePart timeRelief
- ...As a Nurse Practitioner , you’ll provide high-quality, client-focused care through critical assessments, effective documentation, employee... ..., safe lifting techniques, body mechanics, and OSHA surveillance. Demonstrate strong teamwork and foster a positive work environment...SurveillanceReliefLocal area
$40 - $45 per hour
...provides a safe and secure environment for the client. The ODO focuses on specialized client management, with an emphasis on advanced... ...and safely to emergencies on-site • Investigation and surveillance support • Product escort • Executive protection • Perform...SurveillanceHourly payLocal areaImmediate startFlexible hoursShift work
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