Regional Compliance & Supervision Lead (Hybrid)
Osaic
Osaic is seeking a Regional Supervision Manager to oversee brokerage, advisory and direct transactions. The role ensures client interests align with firm policies and coordinates outside business activities reviews and annual compliance requirements. The position requires a minimum of three years in suitability review, FINRA licenses, and strong analytical skills. It is a full-time hybrid role based at our Scottsdale hub with competitive compensation and benefits. #J-18808-Ljbffr Osaic
Vacancy posted 3 days ago
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