Global Markets Regulatory & Supervisory Associate
TD Bank Group
TD Bank Group in New York is seeking an Associate in Regulatory and Supervisory Management (RSM) within TD Securities. The role focuses on supervising trading and sales activities, developing and maintaining supervisory programs, and supporting management with information and project needs. You will work with Compliance, Legal, Risk and other partners to implement reviews, document findings and escalate issues. A Bachelor's degree and 3+ years of related experience are required. #J-18808-Ljbffr TD Bank Group
- TD Securities is seeking an Associate for Regulatory and Supervisory Management in New York. The role supports TD Securities' Global Markets sales, trading, and origination, focusing on supervision, controls, and regulatory compliance. The position requires a Bachelor'...Suggested
- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... ...regulatory landscape. Global Banking & Markets-Public Compliance (“GBM Public Compliance”)...SuggestedWork experience placementFlexible hours
$170k - $220k
...entry-level to mid-level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted through MUFG’s regulated... ...Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the...SuggestedFull timeLocal areaRemote work$125k - $175k
...Based An opportunity to join the surveillance function of a global markets infrastructure business, covering trade and communications surveillance... ...working in a regulated environment with a clear grasp of the associated risk and compliance requirements Exposure to AI-driven...Suggested$97.2k - $195k
...ensuring requirements of the Global Compliance Enterprise Policy,... ...regulations, while responding to regulatory inquiries, other audits, and... ..., risks, controls, and associated metrics for risk appetite and... ...rules of the relevant products, markets and venues, and other relevant...SuggestedFull timeWork at officeLocal areaFlexible hoursDay shift$150k - $235k
...Job Description: This is a great opportunity to join our Middle Market team in New York! This job is responsible for participating in a... ...internal partners. As one of the largest commercial banks in the U.S., Global Commercial Banking (GCB) provides financial services for clients...Full timeWork experience placementWork at officeLocal areaFlexible hoursShift workDay shift- ...seeking a Compliance-GBM Public-Equities Analyst in New York to join Global Compliance. The role focuses on preventing, detecting and mitigating regulatory and reputational risk across the Global Markets Division, with coverage for equities trading and related activities...
- Goldman Sachs is seeking an Analyst in Global Compliance to support the Global Markets Division, focusing on preventing and mitigating regulatory and reputational risk across equities and related products. The role involves advising on regulatory requirements, maintaining...
- Goldman Sachs in New York seeks a Global Markets Division Compliance officer to help prevent, detect and mitigate regulatory and reputational risk. The role articulates and maintains the standards of conduct required by the firm’s businesses and supports the governance...
$50 per hour
...Join us!Job Summary:Great opportunity to join our Global Commercial Bank! Bank of America’s Middle Market Banking team is seeking a Senior Relationship Manager... ..., leading and negotiating with a team of bank associates to solve client problems.Securities Industry Essentials...Full timeWork experience placementWork at officeLocal areaFlexible hoursDay shift$154k - $264.75k
...Lauder Companies Inc. is one of the world’s leading manufacturers, marketers, and sellers of quality skin care, makeup, fragrance, and hair... ...care products, and is a steward of luxury and prestige brands globally. The company’s products are sold in approximately 150...Full timeLocal areaShift work$110k - $158k
...analysis, and monitoring applicable market related risks taken within a... ...identified, as well as regulatory requirements, as applicableManages... ...by the companyRole Overview:Global Markets Risk is seeking a... ...evolving business activities and associated risks.Support new product...Full timeWork at officeFlexible hoursDay shift$114.8k - $163.6k
Project Manager, Redken Global Marketing (DMI)Location: New York, NY (10 Hudson Yards / Hybrid)Division: Professional Products Division (PPD)Brand: Redken Global About RedkenRedken is a global leader in professional haircare, founded in New York City and renowned for its...Work experience placementSummer workWork at officeLocal areaShift work$150k - $225k
Role Overview: Associate, Fund Finance Capital MarketsThe Global Fund Finance business within the Capital Solutions Group in Global Banking & Markets provides financing and capital markets solutions across the private markets ecosystem. The Fund Finance Capital Markets...Full timeTemporary workPart time$110k - $135k
...ECM is at the center of it. As an Analyst on our Equity Capital Markets desk, you’ll sit at the intersection of Investment Banking,... ...and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and...Full timeFlexible hours$110k - $125k
...commodities business since 1981 and is one of the leading players in the commodities markets across a wide variety of financial and physical products. It operates a fully integrated global commodities business that is able to offer services to clients spanning derivatives...Full timeTemporary workPart time$158.65k - $272.7k
...Lauder Companies Inc. is one of the world’s leading manufacturers, marketers, and sellers of quality skin care, makeup, fragrance, and hair... ...care products, and is a steward of luxury and prestige brands globally. The company’s products are sold in approximately 150...Full timeLocal area- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management... ...individual and institutional clients that seek to generate both market-rate returns and positive environmental and social impact.Job...Temporary workWork experience placementWork at officeWorldwide
- ...thousands of employees working globally across office and remote locations... ...Legal, Product, Engineering, Marketing, and Operations so CAI meets its regulatory obligations while the business moves... ...other additional broker-dealer supervisory functions. This is an ownership...Work at officeLocal areaRemote workFlexible hours
$141k - $205k
Work across several Google Marketing cross-functional partners and regional marketing teams to support business strategy and execution, with a focus on global initiatives.Gather and analyze data to support business recommendations on investment areas, capital allocation...- Darktrace seeks a strategic Senior Manager, Audience Marketing to lead global customer programs, events and GTM initiatives creating sourced pipeline for acquisition and expansion. You will design, own, and execute customer programs and experiences across the journey with...
- Darktrace is seeking a Senior Manager, Audience Marketing, to lead global customer programs, events and GTM initiatives that generate sourced pipeline for acquisition and expansion. You will design, own, and optimize customer experiences across the journey with cross-functional...
$100k - $160k
Executive Office, Global MarketingCorporate Reputation Marketing, Associate, New YorkJOB DESCRIPTIONThe Executive Office plays an integral role in setting and... ...ensuring timely delivery and adherence to brand and regulatory standards.Support budget management and hygiene,...Full timeTemporary workPart timeWork at office$70k - $80k
...de la Renta, Roberto Cavalli, Salvatore Ferragamo and Ungaro. Through its global distribution network, the Company’s products are sold in over 120 countries. The Junior Global Trade Marketing Manager supports the commercial execution of global fragrance launches across...Permanent employmentWork at officeLocal areaRemote workWorldwide- Job Summary & ResponsibilitiesThe Global Banking & Markets - Finance & Franchise Management team is seeking an Analyst/Associate to join the Equities Management team. The Equities Management team partners with Equities leadership to identify and assess strategic opportunities...
- About the team:The Global Accounts Product Strategy and Client Solutions team (PSO) sits within the Global Business Solutions (GBS) organization... ...advertisers globally, serving as the "Voice of Product" in Market, and the "Voice of Market" in Product. Our focus is to...Work experience placement
- ...our company and our mission is to deliver market-leading capabilities with speed for our... ...a portfolio of clients within the Global Markets & Sales (Sales & Trading) organization... ...advice and counsel on risk, HR Regulatory and people agenda matters, ensuring sound...
$150k - $225k
...trends in finance: the convergence of public and private markets. We combine the #1 global advisory franchise, a leading origination business, and... ...investor appetite, documentation trends, leverage metrics, and regulatory developments.Competitive Intelligence: Monitor and...Full timeTemporary workPart time$130k - $150k
...understand their goals, and navigate complex markets together. We leverage cutting edge... ...long term wealth creation. Our talented, global teams bring expertise that is both broad... ...the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight...Full timeWork at officeLocal area- Redken Global Marketing (DMI) Project Manager in New York, NY, leads category management and end-to-end NPD for Styling. You will drive brand strategies, orchestrate product launches, and collaborate with international teams to fuel growth and operational excellence. The...Work at officeRemote work
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