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FINRA Supervisory & Trade Compliance Lead

Fairygodboss

Fairygodboss is seeking a FINRA Supervisory Specialist within PNC's Wealth Management organization. You will monitor and review Financial Advisors' activities to ensure compliance with industry regulations. The ideal candidate will have experience supervising or advising in financial services. The role offers opportunities for professional development and a supportive workplace. A Bachelor's degree is preferred, along with relevant experience. #J-18808-Ljbffr Fairygodboss

Vacancy posted more than 2 months ago

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