Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
- ...Vice President of Human Resources About the Company Innovative online college providing affordable learning programs for adult learners... ...operations, modernizing systems and processes, and ensuring compliance with all relevant laws and regulations. The VP of HR will...Suggested
- ...Vice President of Analytics About the Company Premier, world-class healthcare and pharmaceutical marketing agency. Industry... ...comprehensive measurement strategies, ensuring data governance in compliance with industry regulations, and partnering with agency...SuggestedFreelance
- ...Vice President, Clinical Development About the Company Established organization targeting immune pathways to give patients more... ...leading the design and execution of clinical trials, and ensuring compliance with regulatory requirements. This role involves overseeing...Suggested
- ...offer. In relation to the period of conservation of your personal data, these will be eliminated after three months of inactivity in compliance with the GDPR and legislation on the protection of personal data. If you wish to exercise your rights of access, rectification,...SuggestedContract workWorldwide
- ...Vice President of Financial Planning & Analysis About the Company Innovative provider of cloud-based fraud & dispute management... ...management software fraud and disputes software and fraud compliance About the Role The Company is in search of a VP of...Suggested
$300k - $420k
...their novel therapeutic platform. They are seeking a Senior Vice President of Regulatory Affairs to oversee all regulatory activities and... ...throughout the lifecycle. Effectively communicate requirements and compliance obligations under laws, regulations, and guidance in the U.S....Local areaRelocationFlexible hours3 days per week- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
- ...clinical/marketing applications Provide guidance on regulatory risks, timelines, and decision‑making across the portfolio Ensure compliance and maintain a culture of quality from day one What Were Looking For 15+ years of regulatory affairs experience within biotech/...
$260.5k - $325.6k
...Slovenia, and The Netherlands. About the Role: As the Vice President and Chief Information Security Officer (CISO), you will serve... ...with business and technology teams to ensure security and compliance postures exceeding industry standards. Influence enterprise...Full timeContract workTemporary workWork experience placementWork at officeLocal areaRemote workHome officeShift work3 days per week$270k - $396k
Position Overview Autodesk is seeking a Vice President Enterprise AI and Analytics to lead the company's enterprise AI and data strategy.... ...accelerating their maturation Ensure AI initiatives operate in compliance with the evolving global regulatory landscape - EU AI Act,...Day shift- ...manufacturing globally. Role Overview CreateMe is seeking a Vice President, People & Business Operations to serve as a strategic and operational... ...and confidential manner Complete all HR, benefits, and pay compliance requirements Own benefits, payroll, and HR system programs,...Hourly payContract workRelocation packageFlexible hours
$218.8k - $310k
Job Overview Vice President, Tax is a senior finance leader responsible for setting and executing... ...maintaining the highest standards of compliance and governance. This is a highly visible... ...reputational considerations. Ensure a strong SOX‑compliant control environment , with...Temporary work$305k - $419k
...seeking a visionary, results-oriented, and deeply collaborative Vice President of Strategic Events, Experiences & Customer Marketing to lead... ...vendors, and agency partners with a strict eye on ROI, data compliance, and operational excellence.Analytical Mindset: Proven...Local areaWorldwideFlexible hoursShift work- KKR Credit Advisors (US) LLC, based in San Francisco, is seeking a Compliance Officer to support oversight of the Firm’s trading platform and activities. This role requires extensive coordination with Compliance teams in multiple offices and reports to the Deputy-Chief...
- ...the workplace experience? Sodexo is seeking a Managing Sales Vice President - Corporate Services (West) to accelerate growth across our dynamic... ...propositions. Maintain sales governance, integrity, and compliance in alignment with Sodexo’s financial, HR, and legal standards...Local areaRemote workWorldwideHome office
$336k - $405k
Reporting to the Chief Medical Officer (CMO), Vice President, Clinical Development provides executive leadership for the company’s clinical... ...development, data collection, analysis, and reporting in compliance with GCP, regulatory, and medical standards. Oversee preparation...$235k - $280k
...services. ~ Manage, oversee, and direct the Cost Center Team’s compliance with Business Management Systems including operational policies... ...encourage applications from all sectors of the community. SOX control responsibilities may be part of this role, which are to...Full timeWork at officeLocal areaFlexible hours- ...customer experience objectives. Partner with senior stakeholders across Data Science, Risk Operations, Product, Engineering, Finance, Compliance, and Analytics teams to influence strategic decisions and business outcomes. Lead segmentation strategy development, portfolio...
$175k - $200k
...Asia. Role Overview Blackstone Private Wealth is seeking a Vice President, Product Specialist to serve as a subject‑matter expert for 1... ...Private Wealth, partnering closely with investment teams, legal, compliance, tax, and risk stakeholders to ensure accurate, timely, and...Local areaFlexible hours- Associate Vice President, Digital (North America) ✓ Dental Insurance ✓ Disability Insurance ✓ Health Insurance ✓ Life Insurance Description... ..., with a critical focus on paid social media. Technical Compliance & QA: Direct and implement robust Quality Assurance (QA) protocols...Full timeContract workFor contractorsFor subcontractorWork at office
$160k - $180k
...industry.Job DescriptionAres Management is seeking an Associate Vice President (“AVP”) for our Venture Capital fund accounting team. The AVP... ...with portfolio managers, investor relations, legal, compliance, operations, tax, FP&A and financial reporting.Provide and review...Temporary workWork experience placementFlexible hours- Assistant Vice President, Credit Solutions Location: San Francisco, CA, US, 94111 Brand: HSBC Area of Interest: Commercial Banking Closing Date: Hybrid Worker In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in...
$275k - $325k
...Ready is entering a pivotal phase of growth and is seeking a Vice President of Finance to partner closely with the CEO and executive team... ...plans, and investor ownership records while ensuring accuracy, compliance, and audit readiness Own IPO/SPAC readiness including...Remote workRelocation- ...deepening and responsible growth. Maintain current expertise on lending products, market dynamics, and relevant regulatory and compliance requirements, serving as a resource on structuring considerations and policy parameters. Collaborate across functional partners...
- ...plaintiff attorney and apply it on a much larger scale. As Regional Vice President, Business Development, you will serve as a strategic leader... ...accountability for: Expense management Salesforce activity compliance Campaign execution and trackingPerformance reviews...Remote workFlexible hours
$329k
...managers, collaborating closely with engineering, design, marketing, and sales to redefine how enterprises manage identity lifecycle, compliance, and high-risk access in a cloud-first world. Key Responsibilities Product Vision & Strategy: Define and execute the multi-year...Full timeLocal areaWorldwideFlexible hours$85k - $270k
...proactively address challenges. Proactive Tax & Estate Planning: Develop and execute advanced tax efficiency strategies, ensuring compliance while maximizing wealth preservation. Collaborate with T&E attorneys to design and implement robust estate plans that facilitate...Full timeTemporary workPart timeWork at office$225k - $275k
...an Associate Legal Counsel to join our Legal Department as a Vice President, providing hands‑on legal support for our fast‑growing US Investment... ...closely with investment banking management and internal compliance and provide outside legal counsel supervision. Apply...Full time$85k - $270k
...opportunities or challenges. Tax Planning and Administration Develop and implement tax efficiency planning strategies and ensure compliance with tax laws and regulation. Prepare and review client tax returns. Estate and Trust Planning Collaborate with client T&E...Full timeTemporary workPart timeWork at office$175k - $225k
Associate Regional Vice President page is loaded## Associate Regional Vice Presidentlocations: San Francisco, CA: Los Angeles, CAtime type... ...Enhancement’s Corporate Communication Strategy and in good compliance standingEducation/Qualifications* Bachelor’s Degree (or equivalent...Full timeTemporary workRemote workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President of SOX Compliance. Be the first to apply!
- vice president transformation San Francisco, CA
- vice president of operations San Francisco, CA
- vp cloud San Francisco, CA
- vp of strategy San Francisco, CA
- vice president strategic initiatives San Francisco, CA
- vice president of recruiting San Francisco, CA
- vice president of customer success San Francisco, CA
- vice president research San Francisco, CA
- vice president innovation San Francisco, CA
- vice president risk management San Francisco, CA

