Senior Compliance & Trade Surveillance Specialist (Remote)

New York Life in Hybrid mode is seeking a Securities Suitability Reviewer to ensure FINRA/SEC compliance for new submissions and in-force transactions. You will monitor accounts, escalate issues, and support investigations while partnering with Compliance, Supervision, Operations, and Technology. You will train teammates on regulatory requirements, contribute to supervisory procedures, and participate in initiatives to strengthen controls and surveillance capabilities across the team. #J-18808-Ljbffr New-York-Life