Compliance & Supervision Analyst - FINRA Focus
ACA Group
ACA Group is looking for a Compliance Associate in New York to ensure compliance with regulatory standards and internal policies. The candidate will handle office inspections, administrative tasks, and review communications for compliance, requiring a Bachelor’s degree and FINRA licenses Series 7 and 24. This position demands excellent communication skills and attention to detail, offering a competitive compensation package including medical benefits and flexible working conditions. #J-18808-Ljbffr
- ...to regulatory standards and ACA Foreside compliance policies. The position will include... ...interface with our Registered Representatives, Supervising Principals and Compliance contacts for... ...review social media for compliance with FINRA & ACA Foreside policies and procedures...SuggestedWork experience placementSummer workWork at officeFlexible hours
- ...Regulatory Operations Analyst applies intermediate-level... ...to ensure compliance with the Customer Protection... ...30, 2026) and Monthly FOCUS reporting; ensures that... ...external auditors (e.g., FINRA, SEC) with limited... ...strategies; under direct supervision, may lead the testing...SuggestedWork experience placementWork at officeImmediate start2 days per week3 days per week
- A healthcare technology company in New York is seeking a HIPAA Compliance Officer to improve AI models focused on healthcare. The role involves evaluating chatbot outputs for medical accuracy and solving healthcare-related problems. Applicants must have fluency in English...SuggestedHourly payRemote workFlexible hours
- ...The Neighborhoods Department is actively seeking five (5) Code Compliance Officers. Did you know as a City of Jacksonville employee,... ...such as personal computers. Work is performed under limited supervision where the work assignments are subject to established procedures...SuggestedFor contractorsWork at officeLocal areaFlexible hours
- ...Regulatory Compliance Analyst Under the direction of the Director of Regulatory Compliance, the Regulatory Compliance Analyst is responsible... ...work independently Proficient in Microsoft Office Suite with a focus on Excel, PowerPoint, Word, Outlook, and Project. SharePoint...SuggestedWork at officeLocal area
- TurningPoint Healthcare Solutions is looking for a Compliance Analyst to join their Regulatory Affairs team. This position involves aiding the compliance program, vendor management, and ensuring adherence to regulatory requirements. The role requires strong organizational...Remote work
$70.6k - $101.8k
## Compliance Specialist - Brunswick Boat Group Technology Center (BBGTC)Applylocations: Edgewater, FLtime type: Full timeposted on:... ...to manage multiple tasks and work independently with minimal supervision* Strong attention to detail* Must interface well with other employees...Local areaImmediate startWorldwideRelocation- Job Summary This position will provide compliance support to the ARI’s wholesale life insurance and annuity business by responding to compliance... .... Ability to prioritize work appropriately to ensure we focus our resources on the highest-risk matters. Develop and expand industry...Work experience placementLocal area
- Overview We are seeking a full-time Senior International Trade Compliance Specialist at Garmin's U.S. headquarters in the Greater... ...the ability to work proactively and effectively with minimal supervision Demonstrated ability to work on exceedingly complex problems...Full timeWork at officeFlexible hours
$60 per hour
...with project-based AI opportunities for leading tech companies, focused on testing, evaluating, and improving AI systems.... ...Involves Design and evaluate rule application scenarios — reading a compliance artifact (advertisement, disclosure, policy) against a specific...Hourly payPermanent employmentTemporary workFreelanceLocal area10 hours per week$40k - $67k
...Town of Florida, New York. This role offers a salary between $40,000 - $67,000 per year along with bonus opportunities. Our inspectors focus on delivering exceptional inspections while we handle scheduling and customer service, allowing you to work efficiently and...Full time$90.9k - $130.7k
...matters—and so do you. About The Team UKG’s Corporate Risk & Compliance team designs and operationalizes programs that help employees... ...right thing every day. We are collaborative and forward-thinking, focused on building a culture where compliance supports how we work,...- Raymond James in New York is seeking a Senior Supervision Advisor to support compliance and oversee marketing reviews. The ideal candidate will have expertise... ...supervision and a strong understanding of SEC and FINRA regulations. Responsibilities include mentoring staff,...
- Raymond James seeks a Regulatory Operations Analyst to monitor securities possession and... ...reporting accuracy, and support compliance with 15c3-3, 15c3-1, and related rules.... ...remediation and testing activities under supervision. Hybrid work model with 2-3 days in a corporate...Work at office
- ...leading-edge support to federal customers, with a particular focus on Defense and National Security mission sets. We leverage more... ...alignment, and long‑term strategic planning. As a Risk & Compliance Analyst, you will work closely with government stakeholders, program...Contract workFor contractors
- ...providing leading-edge support to federal customers, with a particular focus on Defense and National Security mission sets. We leverage more... ...controls across cloud and hybrid environments. Support compliance initiatives aligned with FedRAMP, NIST 800-53 Rev. 5, DoD RMF,...Contract workFor contractors
- A leading compliance-focused organization in New York seeks an experienced professional to manage data analysis, compliance monitoring, and risk assessment. Responsibilities include producing reports to track compliance, conducting risk assessments, and collaborating across...
- ...Position: Compliance Analyst Location: Lake Mary, FL Job Id: 707-TBD # of Openings: 1 Who We Are TurningPoint Healthcare Solutions is a leader in advanced clinical and technology-enabled complex condition management. TurningPoint provides an innovative suite of specialty...Contract workWork at officeRemote work
- ...Toyota Tsusho America seeks a qualified Import/Export Compliance professional to support the Business Unit in Imports/Exports, focusing on compliance and logistics. The role reports to Corporate Compliance (LRTC) and collaborates with Business Units on new opportunities...
$65 - $90 per hour
...Crossing Hurdles is offering a remote position as a Permit Expeditor, focused on reviewing and labeling construction documents to ensure compliance with building codes. Ideal candidates should have strong familiarity with permitting workflows, experience coordinating with...Hourly payRemote work$16 - $17 per hour
A non-profit organization is looking for a Compliance Specialist to join their team. This fully remote entry-level position involves analyzing validation documents to determine eligibility for scholarships. Strong attention to detail and a great work ethic are essential...Hourly payContract workRemote work$20 - $25 per hour
...Law Group is one of the country's leading creditor's right law firm with offices in CA, NV, IL, MI, OH, GA and FL, seeking an Compliance Analyst in our Chicago, IL office, Williamsville, NY office, Lake Mary, FL office, or Woodland Hills, CA office. This position is in-...Hourly payTemporary workWork at officeMonday to Friday$140k - $165k
Compliance Communications Senior Specialist Chicago, IL; Denver, CO; Lake Mary, FL; New York... ...content meets firm policy, SEC rules, FINRA regulations and other regulatory agencies... ...., 2210 and 2220) and related SEC/FINRA supervision and books-and-records requirements. Experience...Work at officeFlexible hoursShift work3 days per week- A healthcare solutions company based in New York seeks a Compliance Specialist to ensure adherence to federal and state laws, assess risks, and maintain data security. Responsibilities include assisting in audits, documenting findings, and managing compliance documents...
- Mindrift connects specialists with project-based AI opportunities for leading tech companies, focusing on testing, evaluating, and improving AI systems. This is project-based work rather than permanent employment, offering flexibility and exposure to high-impact regulatory...Permanent employment
- ...guidelines and regulations, as well as Department Policies, to ensure compliance with credentialing standards. Completes primary source... ...respect, responsibility, and clinical excellence. Our team members focus on tomorrow by achieving personal and professional success...Full timeRemote workMonday to FridayShift work
- ...plays a critical role in ensuring the integrity, accuracy, and compliance of the organization’s credentialing and privileging processes.... ...Collaborative Culture – A mission‑driven organization focused on innovation, teamwork, and excellence in patient care Stability...Work at officeLocal areaFlexible hours
- A compliance-focused organization is seeking a Compliance Officer for a short-term assignment in Florida. The role involves discussing complaints with constituents, analyzing relevant Florida statutes, and documenting case actions. Exceptional communication and organizational...Temporary workWork at office
- ...individual to configure new aircraft data and maintain records. Responsibilities include auditing aircraft documentation and verifying compliance with maintenance directives. A high school diploma is required, along with proficiency in Microsoft Office. Aviation experience...Work at office
- ...ensuring regulatory excellence, innovation, and exceptional service. We are seeking a detail‑oriented and analytical Regulatory Compliance Analyst to support our growing compliance team and ensure adherence to federal and state regulations. The Regulatory Compliance...Work at officeLocal area
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