Compliance & Supervision Analyst - FINRA Focus
ACA Group
ACA Group is looking for a Compliance Associate in New York to ensure compliance with regulatory standards and internal policies. The candidate will handle office inspections, administrative tasks, and review communications for compliance, requiring a Bachelor’s degree and FINRA licenses Series 7 and 24. This position demands excellent communication skills and attention to detail, offering a competitive compensation package including medical benefits and flexible working conditions. #J-18808-Ljbffr
- ...This position will also provide support to Compliance management to ensure Casino Operations... ...internal controls with knowledge focus on sportsbook operations. Supervisory experience... ...able to work independently with minimal supervision. Must be detail‑oriented, able to multi‑...Suggested
- ...risk concerns, and providing support to Compliance management to ensure Casino Operations are... ...internal controls, with a focus on sportsbook operations. Supervisory experience... ...ability to work independently with minimal supervision. Detail-oriented, able to multi-task and...SuggestedWork at office
- ...This initiative reflects our continued focus on flexibility and employee well‑being.... ...standards. Community Enhancement & Code Compliance aims to preserve and enhance the safety,... ...property owners, businesses, and attorneys. Supervision is received from the Assistant Code...SuggestedWork at officeLocal areaWeekend workAfternoon shiftWeekday work
- ...Regulatory Compliance Analyst Under the direction of the Director of Regulatory Compliance, the Regulatory Compliance Analyst is responsible... ...work independently Proficient in Microsoft Office Suite with a focus on Excel, PowerPoint, Word, Outlook, and Project. SharePoint...SuggestedWork at officeLocal area
$18 - $20 per hour
...Description Job Overview: As a Compliance Coordinator the primary responsibilities... ...and to meet schedules . ~ Notify supervision of unusual equipment or operating problems... ...and delays. Must be able to remain focused and work effectively, efficiently, and...SuggestedHourly payFull timeWork at officeLocal areaAfternoon shift$26.83 per hour
...family housing and adjoining property to determine and record compliance with local ordinances and assisting with the prosecution of... ...conformance with laws, regulations and departmental policy. Supervision is received from a professional enforcement official who reviews...Hourly payContract workWork experience placementWork at officeLocal areaImmediate startFlexible hoursShift work- A healthcare technology company in New York is seeking a HIPAA Compliance Officer to improve AI models focused on healthcare. The role involves evaluating chatbot outputs for medical accuracy and solving healthcare-related problems. Applicants must have fluency in English...Remote jobHourly payFlexible hours
$16 - $17 per hour
A non-profit organization is looking for a Compliance Specialist to join their team. This fully remote entry-level position involves analyzing validation documents to determine eligibility for scholarships. Strong attention to detail and a great work ethic are essential...Hourly payContract workRemote work$40k - $43k
...Regulatory Compliance Associate Department: Consulting - Regulatory Employment Type: Full Time Location: Maitland, FL Reporting To: Trish... ...—while advancing your career within a mission-driven, growth-focused organization. Position Overview: As a Regulatory Compliance...Hourly payFull timeWork at office$65 - $90 per hour
...Crossing Hurdles is offering a remote position as a Permit Expeditor, focused on reviewing and labeling construction documents to ensure compliance with building codes. Ideal candidates should have strong familiarity with permitting workflows, experience coordinating with...Hourly payRemote work- ...Job Summary: The Compliance Specialist plays a critical role in ensuring that the bank adheres to all regulatory and legal requirements... ...upholding the integrity of the institution. Proactive mindset with a focus on continuous improvement in compliance processes. #J-18808-...
$20 - $25 per hour
...Law Group is one of the country's leading creditor's right law firm with offices in CA, NV, IL, MI, OH, GA and FL, seeking an Compliance Analyst in our Chicago, IL office, Williamsville, NY office, Lake Mary, FL office, or Woodland Hills, CA office. This position is in-...Hourly payTemporary workWork at officeMonday to Friday$24.74 - $26.2 per hour
...members through better rates, lower fees and improved services. As a member‑focused organization, SCCU offers a supportive environment for team members and prioritizes career growth. Position: Compliance Specialist I – Miramar Operation Center In this role, you will...Hourly payWork at officeMonday to Friday2 days per week- ...Trucking Insurance in New York is seeking a detail-oriented Auditing Specialist responsible for conducting internal audits and ensuring compliance with regulations. The ideal candidate will support financial accuracy across various operations while working closely with...
- ...ensuring regulatory excellence, innovation, and exceptional service. We are seeking a detail‑oriented and analytical Regulatory Compliance Analyst to support our growing compliance team and ensure adherence to federal and state regulations. The Regulatory Compliance...Work at officeLocal area
- ...with the opportunity to work within an innovative and collaborative environment. Join our Technology Team as an IT Risk and Compliance Analyst located in our Miramar office. We are seeking a professional who thrives in a fast‑paced, deadline‑driven environment. The ideal...Work experience placementWork at office
- Key responsibilities DataAnalysis& Reporting: Collect, clean, analyze, and interpret complexdatasets to monitor compliance with regulatory requirements and internal policies. Generate and present reports and dashboards detailing compliance status, trends, and potential...Permanent employmentContract workLocal area
$65k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Risk & Compliance Analyst Regular Full-Time FL, US Salary: $65,000.00 Annually Summary Responsible for providing paralegal and administrative...Full timeContract workWork at officeLocal area- Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. At Prescient Edge, we believe that acting with integrity and serving our employees is the key to everyone's success. To that end, we provide employees with a best‑in‑class...
- Join the Nalley Consulting team at Southcom HQ. Position: Technical Instructor LCAT: Mid Location: SOUTHCOM HQ, Doral, FL / On-site Office: U.S. SOUTHERN COMMAND J2 Required clearance: TS/SCI Required education: Bachelor’s degree in Education, Instructional Design, Intelligence...Temporary workWork at officeFlexible hours
- ...Prescient Edge is seeking a Security Compliance Analyst to support a Federal Government client. Please note that the availability of this position is contingent upon contract award. Benefits A competitive salary with performance bonus opportunities. Comprehensive healthcare...Contract workFor contractors
- ...Join the Nalley Consulting team at Southcom HQ. Position: Security & Compliance Analyst LCAT: Mid Location: SOUTHCOM HQ, Doral, FL / On-site Office: U.S. SOUTHERN Command J2 Required clearance: TS/SCI Required education: Bachelor's degree in Cybersecurity, Information...Temporary workWork at officeFlexible hours
- ...Compliance Officer Doral, FL 2+ Months [Short trem Assignment] WORK ENVIRONMENT: Professional office, business casual, cubicle CANDIDATE RESPONSIBILITIES Contact constituents/complainants to discuss the details of the complaints that are filed. Read state statute and...Casual workWork at office
- ...Fwainvest is seeking a Sr. Clearance Associate I in St. Petersburg, FL to execute banking transactions and ensure compliance with regulations. Responsibilities include preparing documents and monitoring organizational policies. The successful candidate should have a high...
$23 - $25 per hour
...significant career advancement opportunities, competitive compensation, benefits, and incentive programs. We are currently seeking a Compliance Specialist! Responsibilities Responsible for ensuring compliance in Low-Income Housing HUD/Tax Credit rules and regulations by...Hourly payFull timeTemporary workPart timeLocal area- ...Join to apply for the Compliance Specialist role at HWL Corporate Recruiting Partner at Jackson Healthcare What You Will Do As a Compliance Specialist, you will serve as the day-to-day liaison between agencies and the client, ensuring all credentialing and...Full timeLocumWork at officeRemote work
- ...Responsibilities Serve as the primary compliance resource for assigned facilities and regional leadership teams. Provide guidance on regulatory, compliance, ethics, and privacy matters while identifying practical solutions that support organizational objectives. Foster...
$16 - $17 per hour
...A Florida-based non-profit organization is looking to add a Compliance Specialist resource to their Compliance Team. This role is an... ...level Employment type: Contract Job function: Education, Analyst, and Human Resources Industries: Non-profit Organizations...Contract workRemote work- ...The Compliance Specialist is a six-month contract role. This position supports compliance with tax abatement agreements, regulatory reporting... ...control standards across a renewable energy portfolio. The analyst ensures accurate, timely preparation and submission of...Contract workLocal area
- ...know they can transform their careers in Coconut Creek, the “Butterfly Capital of the World.” Today you may be applying to our Code Compliance Officer position, but tomorrow that role could lead to a Community Enhancement Manager. And in the days, months and years in...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance & Supervision Analyst - FINRA Focus. Be the first to apply!
- compliance analyst Florida, NY
- regulatory compliance analyst Florida, NY
- coding compliance specialist Florida, NY
- compliance associate Florida, NY
- regulatory compliance specialist Florida, NY
- regulatory affairs specialist Florida, NY
- compliance consultant Florida, NY
- information security compliance analyst Florida, NY
- healthcare compliance officer Florida, NY
- medicare compliance specialist Florida, NY

