Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance & Risk Manager - Financial Services

$120k - $140k

Rothschild Wealth Partners

Rothschild Wealth Partners in Chicago is hiring a compliance professional to oversee compliance programs for their Broker-Dealer and SEC-registered Investment Adviser operations. The ideal candidate will have over 5 years of experience in financial services compliance, risk management, and regulatory supervision. This position offers a base salary of $120,000 – $140,000 plus an annual performance bonus, along with benefits such as flexible time off and summer hours. Join an esteemed firm committed to a supportive work environment. #J-18808-Ljbffr Rothschild Wealth Partners

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Compliance & Risk Manager - Financial Services in Chicago, IL vacancy
  • $120.75k - $243.92k

     ...assets or complex financial instruments for mergers...  ..., employee or management incentive scheme valuations...  ...a Manager or Senior Manager, Financial Services Valuation to join our...  ...effectively manage risk associated with...  ...information regarding KPMG's compliance with federal, state... 
    Senior
    Full time
    Local area

    KPMG

    Chicago, IL
    3 days ago
  • Chicago Public Schools is looking for a Claims Manager based in Oak Park, Illinois. This role is responsible for overseeing the administration...  ...’ Compensation and Unemployment Insurance programs, ensuring compliance with safety regulations and managing external vendors. The... 
    Senior

    Chicago Public Schools

    Oak Park, IL
    3 days ago
  • $125k - $170k

     ...experienced Associate Director for the Risk/Margin team in Chicago. This role oversees margin activities, ensuring compliance with regulations, and developing...  ...and 7+ years of experience in margin management and risk in financial institutions. Competitive packages include... 
    Senior
    Work at office

    Dormont Manufacturing Co

    Chicago, IL
    1 day ago
  • $145.57k - $189.24k

    Inland Group in Oak Brook, Illinois, is hiring a Director of Risk Management. This senior role involves leading enterprise-wide risk management strategies and overseeing complex insurance programs. Candidates should have 10+ years of experience in Risk Management and a... 
    Senior

    Inland Group

    Oak Brook, IL
    3 days ago
  • $107.35k

     ...looking for a skilled Auditor for its Financial Accounting Advisory Services in Chicago. The role involves...  ...accounting, reporting, and regulation compliance. The ideal candidate will have...  ...relevant fields is required, with strong management capabilities and a willingness to... 
    Senior

    Ernst & Young Oman

    Chicago, IL
    2 days ago
  • $112k - $210k

    A leading financial services institution seeks a Senior Manager for its Compliance Risk Management team in Chicago. The role involves leading a team, overseeing risk evaluations, and ensuring compliance with financial regulations. Ideal candidates will have over 6 years... 
    Senior
    Flexible hours

    KeyBank

    Chicago, IL
    1 day ago
  • $171k - $390.6k

    Senior Manager - Financial Services - Insurance and Actuarial Advisory Services - Modeling - Advisory Location: New York, Chicago, Philadelphia, Charlotte...  ...timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress... 
    Senior
    Summer holiday
    Worldwide
    Flexible hours
    Shift work

    EY

    Chicago, IL
    2 days ago
  • $101k - $203k

     ...RSM Financial Services Risk Consulting Manager We are the leading provider of professional services to the middle market globally, our purpose is to...  ...underwriting, distribution, etc.), data, technology, regulatory compliance, risk management, internal audit) Proficiency in... 
    Work experience placement
    Internship

    RSM

    Chicago, IL
    8 days ago
  • $140k - $160k

     ...'ll Be Doing As a Sr. Regulatory Compliance Manager, Credit Risk, you’ll lead and support regulatory...  ...prepare clear, concise materials for senior management. You have demonstrated...  ...employees help our clients achieve their financial goals, because what matters to our... 
    Senior
    Remote work
    2 days per week
    3 days per week

    CIBC

    Chicago, IL
    3 days ago
  •  ...Compliance Sr. Manager The Compliance Sr. Manager serves as a trusted compliance partner to CRC Group business units, helping design, implement...  ...Compliance Consultant identifies and assesses regulatory risk, recommends practical solutions, and helps drive consistent... 
    Senior
    Work experience placement
    Work at office

    CRC Group

    Chicago, IL
    3 days ago
  • $127.9k - $291.9k

     ...withholding engagements across all financial services sectors. We offer the...  ...1446), Foreign Account Tax Compliance Act (FATCA), and domestic withholding...  ...and transaction taxes. Manage operations team by directing...  ...opportunity and engagement risk for engagements. Understand... 
    Senior
    Summer holiday
    Flexible hours

    Ernst & Young Oman

    Chicago, IL
    16 hours ago
  • $138.1k - $315.6k

     ...Regulatory Submissions - Senior Manager National Risk - Enterprise Risk - Reg Comp...  ...Sciences Risk Consulting Services team focuses on biotechnology...  ...leader in the Regulatory Compliance sector, particularly in...  ...to support your physical, financial, and emotional well-being.... 
    Senior
    Summer holiday
    Flexible hours

    EY

    Chicago, IL
    2 days ago
  •  ...Senior Manager Compliance Apex Fintech Solutions (Apex) powers innovation and...  ..., and facilitate access to financial markets for all. Our robust...  ...offering investment advisory services through three relationship...  ...(Rule 206(4)-7), including risk assessment, policies and... 
    Senior
    Full time

    Apex Fintech Solutions

    Chicago, IL
    1 day ago
  • $145k - $150k

     ...Id: 53583 Regulatory Affairs Senior Manager At Bel, we are not just a company...  ...cross-functional leaders, and driving compliance, innovation, and operational excellence...  ..., communicating implications and risks to senior leadership. Project Leadership... 
    Senior
    Contract work

    BEL USA LLC

    Chicago, IL
    5 days ago
  • $150k - $190k

    A leading advisory firm is seeking a Senior Manager, ISS to oversee client engagements related to government contracts, providing technical advice in compliance matters. The ideal candidate will have a Bachelor's degree in Accounting or Finance and a minimum of eight years... 
    Senior

    BDO Capital Advisors, LLC

    Westchester, IL
    3 days ago
  • EY is seeking a dynamic Senior Manager for its Life Sciences Regulatory Submissions practice...  ...establishing EY as a leader in Regulatory Compliance. The ideal candidate will have deep...  ...regulatory affairs and a strong focus on client service. This role involves strategic project... 
    Senior

    EY

    Chicago, IL
    2 days ago
  •  ...Schwab Corporation is seeking a Compliance Director in Chicago,...  ...Forex Dealer activities. This senior leader will be responsible...  ...candidate has over 10 years in financial services compliance, strong...  ...regulators and leading compliance risk management programs. #J-18808-Ljbffr... 
    Senior

    Charles Schwab Corporation

    Chicago, IL
    2 days ago
  • CIBC US is looking for a Senior Manager, Information Security Regulatory & Exam based in Chicago, IL. This position involves ensuring compliance with regulatory standards and managing regulatory risks while supporting internal audit activities. The ideal candidate has at... 
    Senior
    Remote job

    CIBC US

    Chicago, IL
    16 hours ago
  • Ernst & Young Oman is seeking an Associate Director for Ethics and Compliance Investigations. This role involves leading quality and complex investigations across the firm, collaborating with various stakeholders to ensure accountability and compliance. The ideal candidate... 
    Senior

    Ernst & Young Oman

    Chicago, IL
    2 days ago
  • Charles Schwab is seeking a Compliance Director responsible for overseeing its Compliance...  ...requires extensive experience in financial services compliance, particularly in futures and...  ...leadership skills in compliance risk management, engage effectively with regulatory bodies... 
    Senior

    Charles Schwab

    Chicago, IL
    1 day ago
  • $146.7k - $335.1k

     ...Francisco, San Jose, Seattle FAAS Senior Manager - Finance Optimization...  ...designing and implementing risks and controls frameworks and...  ...and relationships across EY’s service lines and with external...  ...experience in public accounting, financial advisory, industry, or a... 
    Senior
    Summer holiday
    Work at office
    Flexible hours

    Ernst & Young Oman

    Chicago, IL
    16 hours ago
  • PwC is seeking a Senior Manager for its Asset & Wealth Management team in Chicago. This role focuses on tax planning and compliance, advising clients on complex tax regulations. Candidates should have a Bachelor's degree and at least 6 years of experience in tax compliance... 
    Senior

    PwC

    Chicago, IL
    16 hours ago
  • $112k - $210k

     ...Senior Manager, Operational Risk Testing Location: 4910 Tiedeman Road, Brooklyn...  ...s second line of defense Compliance Risk Management function,...  ...compliance, banking products and services, industry trends, and...  ...working knowledge of financial services compliance and operations... 
    Senior
    Flexible hours
    Shift work

    KeyCorp

    Chicago, IL
    4 days ago
  • $99k - $176k

     ...Risk Advice Senior Manager, Business Risk Oversight RBC US Wealth Managing is building out our credit, lending and cash management products...  ...disclosure management teams, as well as functional groups, such as Compliance, Law Group and Enterprise Group Risk What do you need... 
    Senior
    Full time
    Flexible hours

    RBC

    Chicago, IL
    3 days ago
  • $106k - $178k

    GenStar Insurance Services, LLC is seeking a Claims Executive to handle litigated and non-litigated claims, supporting clients and insureds in a hybrid role. The position requires a minimum of 8 years of insurance technical claim handling experience, emphasizing technical... 
    Senior

    GenStar Insurance Services, LLC

    Chicago, IL
    3 days ago
  • $107.1k - $160.7k

     ...Key Responsibilities Provide technical leadership and project management for oil & gas midstream permitting projects (FERC-regulated natural...  ...– $107,100.00 - $160,700.00 Annually Pay Transparency In compliance with pay transparency laws, pay ranges are provided for positions... 
    Senior
    Full time
    Temporary work
    Part time
    Work experience placement
    Casual work
    Work at office
    Local area
    Remote work
    Worldwide
    Flexible hours

    Stantec Consulting International Ltd.

    Chicago, IL
    5 days ago
  • Dormont Manufacturing Co is seeking a Claims Manager based in Chicago, Atlanta, Philadelphia, or Houston. In this role, you'll oversee and manage primary casualty claims, leading negotiations and ensuring account retention. We're looking for candidates with 7-10 years of... 
    Senior

    Dormont Manufacturing Company

    Chicago, IL
    16 hours ago
  • $110k - $160k

     ...and identity protection. Job Description The Fraud Risk Management Senior Manager role leads the Fraud Risk and Return Management (FRRM...  ...violations of the laws with the Office of Federal Contract Compliance Programs. To view the FMLA poster, click "here". This... 
    Senior
    Contract work
    Work at office
    Work from home
    Work visa

    Allstate Insurance Company

    Chicago, IL
    4 days ago
  • $104.6k - $125k

     ...leading the resolution of complex claims efficiently and cost-effectively. Candidate will provide expertise in analysis, processing and managing vendor relationships for bodily injury and property damage claims. With a base salary of $104,600 to $125,000 plus a bonus, you'll... 
    Senior

    American International Group

    Chicago, IL
    2 days ago
  •  ...their core insurance platform. This role focuses on enabling revenue growth and operational efficiency while ensuring regulatory compliance and platform sustainability. Ideal candidates will have extensive experience in IT delivery for insurance platforms and leadership... 
    Senior
    Flexible hours

    Dormont Manufacturing Co

    Chicago, IL
    16 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance & Risk Manager - Financial Services. Be the first to apply!