Regional Supervisory Principal - Compliance & Leadership
$84.15k - $140.18kLPL Financial
LPL Financial LLC is seeking a Regional Supervisory Principal to oversee HOS advisors in North Carolina. The role entails resolving complex issues, educating advisors, and ensuring compliance with regulations. The ideal candidate should have 7+ years of industry experience and must meet specific licensing requirements including FINRA Series 7, 9, and 10. This position offers a salary range from $84,151 to $140,183, based on skills and experience. #J-18808-Ljbffr
Vacancy posted 3 days ago
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