Licensed Financial Planner (Series 7 & 66)

Senior Associate Financial Planner

Join a collaborative wealth management team where you'll work closely with experienced advisors, build long-term client relationships, and play a key role in delivering financial planning services to high-net-worth individuals.

You'll support and deliver comprehensive financial planning by preparing for client meetings, managing investment portfolios, conducting financial analysis, and helping clients implement personalized wealth strategies.

Responsibilities

• Partner with Financial Planners to prepare for and participate in client meetings.
• Gather client data and prepare meeting agendas, financial planning documents, Investment Policy Statements, and asset allocation recommendations.
• Analyze clients' financial situations and coordinate implementation of planning recommendations with outside professionals when needed.
• Assist with trading, portfolio rebalancing, cash management, and tax-loss harvesting activities.
• Deliver financial planning guidance to high-net-worth clients.
• Develop and maintain ongoing client relationships while providing exceptional client service.
• Help manage client portfolios alongside the Lead Financial Planner.
• Support the Investment Committee with portfolio maintenance, model updates, trading, and account management.
• Conduct investment fund research under the guidance of the Chief Investment Officer.
• Coordinate portfolio reviews and help facilitate Investment Committee discussions.

Requirements

• FINRA Series 7 and Series 66 licenses (or recognized equivalents).
• Bachelor's degree.
• CFP certification or another relevant financial planning designation.
• Strong financial analysis and investment knowledge.
• Excellent organizational skills with strong attention to detail.
• Ability to work independently while collaborating effectively with the advisory team.
• Strong communication and relationship-building skills.