Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Margin Risk & Compliance Specialist

Charles Schwab

Charles Schwab Corporation is seeking a Margin Specialist in Chicago, Illinois, to address margin-related inquiries and monitor compliance with regulations. The role involves managing margin calls, analyzing reports, and providing excellent customer service to clients. Qualified candidates should hold Series 7 and 63 licenses with 3-5 years of brokerage firm experience. Strong knowledge of margin rules and commitment to service excellence are essential. #J-18808-Ljbffr Charles Schwab

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Margin Risk & Compliance Specialist in Chicago, IL vacancy
  • M&T Bank Corporation is looking for a Compliance and Operational Risk Senior Advisor based in Chicago, IL. This hybrid role involves leading compliance and operational risk management activities and working closely with senior leadership to ensure adherence to regulations... 
    Senior

    M&T Bank

    Chicago, IL
    4 days ago
  • Charles Schwab is looking for a candidate to resolve margin-related matters for internal and external clients. Responsibilities include monitoring margin calls, managing debit balances, and applying industry rules. Required qualifications are Series 7 and 63 licenses,... 
    Senior

    Charles Schwab

    Chicago, IL
    2 days ago
  • Cboe Global Markets is looking for a Third‑Party Cyber Risk Specialist to join its Global Third‑Party Risk Management Team in Chicago. This...  ...risk assessments for third-party vendors, ensuring compliance with security standards, and monitoring vendor relationships... 
    Suggested
    Work at office

    Cboe Global Markets

    Chicago, IL
    3 days ago
  • 慨正橡扯 is looking for a Senior Specialist in Information Risk located in Berwyn, PA. In this role, you will support Information Risk Officers to ensure internal controls are effective, assist with business risk management initiatives, and support the remediation of risks.... 
    Senior

    慨正橡扯

    Berwyn, IL
    4 days ago
  • $125k - $170k

    Clear Street, LLC seeks an experienced Associate Director for the Risk/Margin team in Chicago. This role oversees margin activities, ensuring compliance with regulations, and developing strategic initiatives for team performance and business growth. The ideal candidate... 
    Senior
    Work at office

    Dormont Manufacturing Co

    Chicago, IL
    1 day ago
  • $91k - $321.5k

     ...Specialty/Competency: IFS - Risk & Quality (R&Q) Industry/Sector: Not...  ...At PwC, our people in risk and compliance focus on maintaining regulatory compliance...  ...As a Risk Management - Contract Specialist - Managed Services - Senior Manager, you will lead initiatives... 
    Senior
    Full time
    Contract work
    H1b

    PwC

    Chicago, IL
    2 days ago
  • $119k - $193k

    Phase2 Technology is seeking a Senior Analyst to conduct research and provide strategic advice to risk management leaders. The ideal candidate will possess a deep understanding...  ...of risk management trends, practices, and compliance management. This role involves producing... 
    Senior

    Phase2 Technology

    Chicago, IL
    2 days ago
  • $55k - $124.2k

     ...contribute to the company’s success. As a Sr Vendor Relation Risk Specialist within PNC's Linga organization, you will be based in...  ...aiming to mitigate risk, improve vendor performance, and ensure compliance with applicable regulations. Regularly interface with critical... 
    Senior
    Contract work
    Temporary work
    Work experience placement
    Work at office

    LINGA

    Chicago, IL
    1 day ago
  •  ...Danaher Corporation is seeking a Senior Cybersecurity Risk Analyst responsible for managing third-party risk activities. You will execute risk management lifecycles and contribute to enterprise risk reporting across a global environment. The ideal candidate has strong... 
    Senior
    Remote work

    Danaher Corporation

    Chicago, IL
    5 days ago
  • $77k - $202k

     ...Sector Specialism Benefits Management Level Senior Associate Job Description & Summary A...  ...and thinking to maintain market share, margins, and achieve cost savings. Job Requirements...  ...financial reporting, data analysis, and risk adjustment; Helping companies define and... 
    Senior
    Local area

    PricewaterhouseCoopers

    Chicago, IL
    1 day ago
  •  ...Job Description Insight Global is seeking a Senior TPM Analyst to join a client in the regulatory technology space. This client...  ...offerings into the insurance industry and are seeking a risk and compliance subject matter expert to guide their product teams. This role... 
    Senior
    Contract work

    Insight Global

    Hinsdale, IL
    1 day ago
  • $95.6k - $162.4k

    Northern Trust Corp in Chicago is looking for a Senior Consultant in Third Party Risk Management. The role involves overseeing governance, ensuring compliance with risk policies, and supporting audit engagements. Candidates should possess strong analytical skills and understanding... 
    Senior
    Full time

    Northern Trust Corp

    Chicago, IL
    4 days ago
  • RSM is seeking a Technology Risk Advisory - AI Risk Senior Associate to assist clients in enhancing their technology and cybersecurity risk management...  ...and 2-5 years of experience in tech solutions delivering compliance and risk assessments. Key responsibilities include... 
    Senior

    RSM

    Chicago, IL
    5 days ago
  • ## Senior Cyber Risk AnalystApplylocations: Chicagotime type: Full timeposted on: Posted 5 Days Agojob requisition id: JR202600410**Passionate...  ...cyber risk posture and ensuring the continuous security and compliance of our platforms.**## ****What You'll Do********Cyber Risk... 
    Senior

    Tempus

    Chicago, IL
    5 days ago
  • $90k

     ...Senior Risk Placement Specialist NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance. We are an organization of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant... 
    Senior
    Work at office

    AON

    Chicago, IL
    2 days ago
  • $119k - $193k

     ...This Role: Forrester is currently looking for a Senior Analyst to conduct research and deliver strategic advice for risk management leaders and their teams. The ideal...  ...registry, and business strategy. Expertise in compliance management, internal or external audit, and... 
    Senior
    For contractors

    Phase2 Technology

    Chicago, IL
    1 day ago
  • $118.2k - $197k

     ...This is a hybrid position requiring in-office work four days a week and will be based in Chicago, IL. Overview The Compliance and Operational Risk Senior Advisor in the Compliance Risk Management (“CRM”) organization will take on a key leadership role in identifying,... 
    Senior
    Work experience placement
    Work at office

    M&T Bank

    Chicago, IL
    5 days ago
  • $48 - $50 per hour

     ...Job Title: Senior Compliance AssociateJob Description The Senior Associate, Construction Compliance, is responsible for supporting construction...  ...compliance deliverables are met. Identify and evaluate risks and work with internal and external stakeholders to elevate and... 
    Senior
    Contract work
    Temporary work
    For contractors
    Apprenticeship
    Work at office
    Local area
    Visa sponsorship

    Actalent

    Chicago, IL
    2 days ago
  • $154.2k - $328.4k

    Marsh Risk is seeking a Sr. Client Advisor for their Marine practice based in Chicago, offering hybrid work. The ideal candidate will have 10+ years in the industry, particularly in Marine and Transportation, along with broker or underwriting experience. This role involves... 
    Senior

    Dormont Manufacturing Co

    Chicago, IL
    5 days ago
  • $110k - $130k

    Tempus, Inc. in Chicago is looking for a Senior Cyber Risk Analyst to lead the Cyber Risk Management Program while ensuring security compliance. You will oversee the Cyber Risk Register, manage cybersecurity risks, and provide data-driven reports to executive leadership... 
    Senior

    Tempus, Inc.

    Chicago, IL
    5 days ago
  •  ..., business leaders face constantly shifting risks. Riveron helps organizations implement leading governance, risk and compliance practices by combining deep expertise with pragmatic...  ...IT and cybersecurity risk assessment. The Senior Associate level position for Riveron’s Risk... 
    Senior
    Full time
    Contract work
    Work at office
    Shift work

    Riveron

    Chicago, IL
    3 days ago
  • $77.7k - $146.9k

     ...there’s nowhere like RSM. Role Overview The Technology Risk Advisory - AI Risk Senior Associate will play a key role in helping clients strengthen...  ...AI/ML Risk Assessments — Support and execute risk and compliance assessments for AI/ML and GenAI systems, including model... 
    Senior
    Work experience placement
    Internship
    Local area

    RSM

    Chicago, IL
    5 days ago
  • $84.2k - $131k

     ...identify the quantitative and qualitative factors driving the credit risk for consumer & mortgage loans. Perform evaluation,...  ...management. Generate periodic reports for audit and regulatory compliance and assist with ad hoc requests. Help formulate and revise credit... 
    Senior
    Full time
    Temporary work
    Part time
    Work from home
    3 days per week

    Alliant Credit Union

    Chicago, IL
    1 day ago
  • Inizio Partners seeks a Credit Risk Analyst in Chicago, Illinois to oversee consumer credit policy and conduct comprehensive credit reviews across various lending products. The ideal candidate possesses strong statistical and risk management expertise within the financial... 
    Senior

    Inizio Partners

    Chicago, IL
    4 days ago
  • $83.1k - $141.3k

     ...and exceptional service. The HR Compliance team within Employee Relations is responsible...  ...employment laws and regulations. The Senior Consultant is responsible for independently...  ..., documents, and measures HR Compliance risk to enhance HR Compliance risk assessments... 
    Senior
    Work experience placement
    H1b
    Local area
    Worldwide
    Flexible hours

    Northern Trust

    Chicago, IL
    5 days ago
  • Ernst & Young Oman is seeking a Cyber Risk Consultant to lead identification and management of cyber risks across organizations. You...  ...security teams to develop risk mitigation strategies, ensuring compliance with industry standards. The ideal candidate will have a degree... 
    Senior

    Ernst & Young Oman

    Chicago, IL
    4 days ago
  • JPMorgan Chase is seeking a Credit Officer Senior Associate in Chicago to evaluate risks and perform credit analysis on multifamily commercial real estate loans. You will ensure compliance with policies and collaborate with various stakeholders. The ideal candidate has... 
    Senior

    JPMorganChase

    Chicago, IL
    3 days ago
  •  ...Power BI, Alteryx, Tableau, etc. to build reporting for senior leadership around governance, risk, & controls. Stakeholder Engagement - Partner with...  ...Hours 40 Skills Analytical Thinking, Business Monitoring, Compliance Requirements, Conflict Resolution, Customer Queries,... 
    Senior
    Remote work
    1 day per week

    Dormont Manufacturing Co

    Chicago, IL
    2 days ago
  • $100k - $135k

    Salary: USD100000 - USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global non-profit organization is looking to expand their Governance, Risk & Compliance team by hiring a Senior Compliance Analyst. This person will be the 2nd hire to a new team, with... 
    Senior
    Work experience placement
    Remote work

    Huxley

    Chicago, IL
    3 days ago
  • $100.32k - $164.16k

     ...seeking an Actuarial Analyst III to complete diverse and complex actuarial studies. This position involves analyzing and implementing risk contracts, preparing management reports, and training actuarial trainees. The ideal candidate must have a BA/BS, passed at least... 
    Senior
    Traineeship

    Elevance Health

    Chicago, IL
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Margin Risk & Compliance Specialist. Be the first to apply!