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Quality Assurance and Controls Specialist

NextPath Workforce Solutions

Contract to Hire!

If you’re experienced in quality assurance, audit/controls, or operational risk within financial services, I have a strong hybrid contract role in Memphis, TN (on-site 3 days/week).

We’re hiring a Quality Assurance and Controls Specialist to help ensure key operational processes are accurate, compliant, and consistently improving (client name kept confidential).

Must-haves:

  • Bachelor’s degree
  • 3+ years of relevant experience (financial services strongly preferred)
  • QA / audit methodology / operational controls / process improvement knowledge
  • Strong attention to detail and accuracy in a high-volume environment
  • Ability to identify risk, evaluate procedural gaps, and recommend practical solutions
  • Strong analytical skills (including root-cause analysis)
  • Experience monitoring performance metrics and reporting recommendations to leadership

What you’ll work on:

  • Perform quality reviews, audits, and transaction assessments
  • Investigate exceptions, identify root cause, and recommend preventative fixes
  • Track/report quality metrics, error trends, and findings to leadership
  • Partner with leadership to strengthen controls and improve workflow efficiency
  • Support training, documentation, and coaching around quality standards

Bonus points if you have:

  • Brokerage operations experience
  • Managed Accounts experience
  • Trading or trade review experience

Interested and qualified? Apply!

@Institute of Internal Auditors (IIA)

@ISACA

@Association for Financial Professionals (AFP)

@ACAMS

@American Accounting Association

#OperationalRisk #InternalAudit #QualityControl #MemphisCareers #HybridJobs

Vacancy posted 1 hour ago
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