Senior VP, Legal & Compliance Fund Distribution
PIMCO Europe
A global investment management firm located in New York is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer. This role involves providing legal and compliance support, drafting and negotiating critical fund-related agreements, and advising on complex regulatory matters. The ideal candidate will have a Juris Doctor degree, at least 7 years of relevant experience in fund distribution, and strong analytical skills. This is an exceptional opportunity for a proactive legal professional to influence senior decision-makers in a dynamic environment. #J-18808-Ljbffr
Vacancy posted 9 hours ago
Similar jobs that could be interesting for youBased on the Senior VP, Legal & Compliance Fund Distribution in New York, NY vacancy
$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing... ...materials, managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7...SeniorLegalFull time- ...Senior Vice President, Registered Funds Counsel About the Company Rapidly growing FinTech firm Industry... ...Funds Counsel to join its dynamic legal team. The successful candidate will... ...assistance with regulatory and compliance matters, particularly those related...SeniorLegal
- ...looking to hire a Registered Fund Attorney Vice President or Senior Vice President to join the Legal team. The focus of this role... ...spectrum of matters including compliance and regulatory issues, capital... ..., and advisory and distribution contracts. Qualification...SeniorLegal
The PeterSan Group and PeterSan Legal Staffing
New York, NY2 days ago $200k - $260k
...looking to hire a Registered Fund Attorney Vice President or Senior Vice President to join the Legal team. The focus of this role... ...spectrum of matters including compliance and regulatory issues, capital... ..., and advisory and distribution contracts. Advise on the legal...SeniorLegalFull timeWork at officeRemote workiCapital
New York, NY2 days ago- ...A reputable financial institution is seeking an AML Funds Transfer Compliance Lead to oversee internal AML procedures and ensure compliance with regulations. The role involves managing AML risk, conducting thorough analysis, and representing the compliance function in...SeniorFull time
PowerToFly
New York, NY10 hours ago $165k - $250k
...Blackstone is looking for a Vice President (VP) in the Compliance team to focus on regulatory compliance... ...closely with Blackstone’s global Legal and Compliance (L&C) team. Responsibilities... ...strongly preferred. Knowledge of hedge funds and drawdown funds is a plus. Strong...LegalLocal areaThe Blackstone Group
New York, NY10 hours ago$125k - $250k
...Liquidity and reports into Product/Distribution Management interfacing... ...as well as technology, legal and compliance. Key Responsibilities:... ...opportunities for money market funds, short-term bond funds and... ...with sales and more senior members of the Product team...LegalTemporary workWork at officeMorgan Stanley
New York, NY2 days ago- ...A leading legal firm is seeking a Senior Funds Attorney in a fully remote role. You will work closely with fund managers and institutional investors on fund formation, compliance, and documentation matters. The ideal candidate will have over 8 years of legal experience...SeniorLegalRemote work
Legal Kapital
New York, NY1 day ago - ...prominent law firm in New York is seeking an experienced Funds Attorney to join its investment funds practice. The... ...lead fund formation and structuring, manage regulatory compliance, and provide day-to-day legal support. Candidates must possess a J.D., have over 5 years...SeniorLegal
- A leading legal recruitment firm in New York seeks a Senior Paralegal/Paralegal Coordinator to support its Private Funds and Investment Management practice. Responsibilities include managing... ...fund complexes, ensuring regulatory compliance, and assisting with client securities...SeniorLegal
$93.6k - $176.8k
A legal services firm in Chicago is seeking an experienced Fund Formation paralegal to provide comprehensive support for venture fund work, including the preparation of organizational documents and compliance reporting. Candidates should hold a Bachelor’s Degree and ideally...SeniorLegal$165k - $250k
...credit, real assets and secondary funds, all on a global basis.... ...Private Wealth Public Funds (PWPF) Legal group, supporting Blackstone... ...Working with the in‑house Legal & Compliance team and external counsel to... ...for the investment team and senior management. Qualifications 5...LegalLocal areaFlexible hours- ...Location: USA or Canada (Remote) Avantia Law is the legal and compliance partner to many of the world's leading asset managers and private equity... ...risk, and accelerate their deals. We're now expanding our funds practice, and we're looking for a lawyer ready to lead that...SeniorLegalRemote work
Avantia Law
New York, NY4 days ago - ...) A leading global financial institution is seeking a Hedge Fund Credit Analyst (VP) to join its Hedge Funds Risk function in New York City. The... ...hedge fund and FoHF clients. Set credit limits, negotiate legal documentation (ISDA, GMRA, PB), and monitor exposures across...LegalBank staff
- ...institution is seeking a Settlement Officer VP in Wealth Management Solutions to oversee... ..., engaging with clients, and ensuring compliance with fiduciary standards. Ideal candidates... ...communication skills, and a strong legal and financial background. The position offers...SeniorLegal
- ...Senior Vice President, Hedge Fund Credit Risk (Prime Financing) About the Company Respected financial services company specializing in investment... ...in the negotiation of credit terms and related legal documentation, as well as reviewing, challenging, and providing...SeniorLegal
$250k - $300k
...asset manager seeking a Private Funds/Investment Management Attorney... ...on a broad variety of legal, regulatory, and general corporate... ...and side letters. Work with the compliance department on policies and procedures... ...communicate effectively with senior management. Compensation &...SeniorLegalLocal areaNeuberger Berman
New York, NY10 hours ago$300k - $400k
...asset manager as they seek to hire a Senior Vice President of Fund Accounting to oversee their fast... ...Manage investor capital call and distribution processes. Oversee credit facility... ...across internal functions - including Compliance, Legal, Tax and Valuation - as well as...SeniorLegalWork at office3 days per weekOliver James Associates
New York, NY10 hours ago$215k - $365k
Linklaters LLP is seeking a Sr Associate in New York, NY to provide legal expertise on structuring investment funds and compliance matters. This role involves advising clients, drafting and negotiating related documents, and assisting with various regulatory requirements...SeniorLegalRemote jobFlexible hours- ...Senior Tax Professional We're a team of specialists charged with managing... ...taxes. We are responsible for tax compliance, financial reporting of taxes, tax... ...partner closely with business, legal, investment, and operations teams on fund structuring, investor negotiations...SeniorLegalWorldwide
The Goldman Sachs Group, Inc.
New York, NY4 days ago $180k - $195k
...Vice President, Senior Developer New York, NY Job Title:... ...Trading, Investment Admin, Legal and Compliance) and works closely with the... ...asset management firm or hedge fund with experience dealing with... ...(CI/CD) Experience with distributed streaming technologies such...SeniorLegalWork at officeRemote workWork from homeCohen & Steers
New York, NY5 days ago$175k - $200k
...investment bank. Our team of senior professionals delivers a wide... ...special situations and private fund advisory and placement services... ...seeking a highly experienced compliance professional to serve as Head... ...collaboratively across global Legal & Compliance and Corporate teams...SeniorLegalWork at officePJT Partners
New York, NY5 days ago$200k - $250k
This Role As an Associate in our Investment Funds group, you will focus on the formation,... ...letters, subscription agreements, and compliance documents while deploying AI tools that streamline... ...delivery of high-quality transactional legal work. In this role, you’ll support: Fund...SeniorLegalRelocation- ...Rutherford Search is seeking an experienced Chief Compliance Officer in New York to lead the compliance function for a respected investment... ...Act of 1940. This high-impact role reports to the Chief Legal Officer and offers significant leadership opportunities. #J-188...SeniorLegal
Rutherford Search
New York, NY10 hours ago - ...best match with their career goals. Job Description Job Title: VP (Senior) Credit Analyst - Summary: This position is a Temporary position... ...("Cr, or prerequisite) to the credit approval. ▪ Review legal documents with the focus on credit terms (covenants, collateral...SeniorLegalTemporary workInterim role
PGMTEK Inc.
New York, NY1 day ago - ...Vice President, Funds Counsel About the Company Rapidly expanding financial... ...The Company is in search of a VP, Funds Counsel to provide expert legal guidance on the formation, structuring... ...supporting fundraising efforts and compliance initiatives. This role requires a...Legal
$165k - $250k
...experienced attorney for their Private Wealth Group in New York. The role focuses on managing legal matters for registered funds and BDCs, including product structuring and regulatory compliance. A successful candidate will have 5+ years in investment management law, possess...Legal$129.84k - $194.76k
...syndication teams deliver unparalleled distribution capabilities through seamless... ...Execution Lead and acts as a partner to senior leadership within ECM & DCM. The business... ...including Risk, Finance, Operations, Compliance, Legal, Technology, Audit, and HR. Key responsibilities...LegalFull timeFlexible hoursCitigroup Inc
New York, NY3 days ago- Vice President, Fund Services Ops Collective Investment Services (CIS) Operations Senior Manager Location: Kuala Lumpur, Kuala Lumpur... ...switches, and transfers; ensure compliance with internal policies and... ...procedures; partner with product or legal teams to operationalize...SeniorLegal
$220k - $260k
...Senior Vice President, Head of Financial Planning & Analysis page is loaded## Senior Vice... ...part of Antares. They will report to the MD, Legal Entity Controller.The SVP’s primary role... ...forecasting, budgeting, long-term planning, fund performance, segment reporting, and...SeniorLegalTemporary workWork at officeAntares Capital
New York, NY11 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior VP, Legal & Compliance Fund Distribution. Be the first to apply!
Related searches
- vp account director New York, NY
- vp creative director New York, NY
- vice president of application development New York, NY
- vice president digital media New York, NY
- vice president technical operations New York, NY
- vice president internal communications New York, NY
- vice president data analytics New York, NY
- vp internal audit New York, NY
- vice president corporate communications New York, NY
- vice president of product strategy New York, NY