Associate Advisor / Paraplanner

U.S. Capital Wealth ("USCW") is an independent full-platform wealth management firm headquartered in Houston, Texas, managing approximately $11 billion in AUM/A across over 5,500 clients and 60+ financial advisors. USCW has a strong footprint in Texas across Houston, Austin, Dallas, and Georgetown, as well as offices in New York City and Massachusetts. USCW is majority owned by Arax Investment Partners ("Arax"), a premier wealth management platform company backed by RedBird Capital Partners ("RedBird"). USCW’s mission is to combine the deep experience and expertise of its financial advisor teams with the significant breadth and depth of its investment strategies and solutions to deliver an exceptional client experience. Position Description Title: Associate Advisor or Paraplanner Reports to: Branch Office Manager Classification: Full-time, exempt, onsite Position Summary The Associate Advisor or Paraplanner is a client-facing member of the Wealth Management team responsible for financial planning and wealth strategy solutions for clients. This role partners closely with Financial Advisors to identify opportunities, develop recommendations, and enhance the overall client experience. The ideal candidate has a CFP credential or is actively working toward the CFP. Key Responsibilities Gather and analyze client financial information, including income, assets, liabilities, tax considerations, insurance coverage, and retirement goals. Prepare financial planning recommendations, projections, cash flow analyses, retirement analyses, and investment-related planning materials. Participate in client meetings and assist with meeting preparation and follow-up. Conduct research and analysis to assist with client recommendations. Respond promptly to client requests and help resolve service-related issues. Build trusted relationships through proactive communication and exceptional service. Support client onboarding, account maintenance, and documentation requirements. Collaborate with senior advisors to support investment strategy discussions and portfolio reviews. Help ensure investment recommendations align with client goals, risk tolerance, and regulatory requirements. Stay informed on industry trends, market developments, and financial planning best practices. Qualifications CPA or CFP® designation or significant progress toward CFP® certification Bachelor’s degree in Accounting, Finance, Financial Planning, or related field. 2+ years of experience in financial planning, wealth management, tax planning, or public accounting. Strong understanding of individual tax planning and wealth management concepts. Excellent communication and presentation skills with the ability to work directly with clients. Strong analytical, organizational, and problem-solving abilities. Must obtain FINRA Series 7 and Series 66 licenses within a specified timeframe after hire. Experience with Microsoft Office Suite, particularly Excel. Strong technology aptitude and willingness to become proficient in financial planning software and other wealth management technology platforms. Preferred Qualifications Experience working with high-net-worth individuals and families. Knowledge of estate planning, retirement planning, and business succession strategies. Salary and Benefits Salary will be based on experience Benefits include medical, dental, vision, life, disability and 401(k) (benefits subject to change) Paid time off Partial and/or full financial support for professional accreditation/continuing education requirements #J-18808-Ljbffr U.S. Capital Wealth