Regulatory Reporting Specialist
Point72
A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB). What you'll do Design and build automated regulatory reporting solutions and dashboards that materially reduce manual effort and increase reporting reliability Lead cross-functional filings from planning through submission, owning timelines, deliverables, and stakeholder communication Manage complex regulatory responses and perform detailed analysis and documentation Review upcoming regulations and collaborate across functions to develop and implement scalable processes and practical solutions Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings Partner with data owners and technologists to validate data accuracy, reconcile discrepancies, and ensure end-to-end data completeness for reporting Drive continuous improvement by identifying process and control enhancements, implementing automation, and measuring operational performance Develop and translate technical specifications with technologists, leveraging SQL, Python, and data visualization tools to operationalize reporting workflows What's required 10+ years of regulatory reporting experience at a financial institution Direct experience with regulations and filings including Form PF, Form ADV, Section 13 filings, and transaction reporting regimes such as MIFID II, MAS OTC Derivatives reporting, and CFTC reporting Technical expertise in SQL and Python, and operational experience integrating GenAI process solutions into reporting processes using Databricks, Alteryx, and data visualization tools Proven track record managing complex cross-functional regulatory projects with multiple stakeholders and tight deadlines Demonstrated ability to navigate an organization and build effective relationships through strong communication and interpersonal skills Highly organized, process-driven, and structured with experience documenting workflows and controls Meticulous attention to detail when preparing, reviewing, and reconciling regulatory submissions Excellent written and verbal communication skills, including experience preparing formal responses to regulators Inquisitive and analytical mindset with the ability to conduct detailed analysis with limited guidance, gather and synthesize information, and draw fact-based conclusions and recommendations Commitment to the highest ethical standards We take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide: Fully-paid health care benefits Generous parental and family leave policies Volunteer opportunities Support for employee-led affinity groups representing women, people of color and the LGBT+ community Mental and physical wellness programs Tuition assistance A 401(k) savings program with an employer match and more #J-18808-Ljbffr
- ...A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental...SuggestedWork at office
- ...Visa: USC, GC Key Responsibilities Own and execute FR 2052a Liquidity Reporting Prepare and validate FDIC regulatory reports (12 CFR 369 & 12 CFR 370) Data sourcing, mapping, and transformation for regulatory reporting Data quality checks, reconciliations, and variance...Suggested
$150k - $187k
...Morris International The selection process will be fully managed by Philip Morris International. -- Sr Manager, Regulatory & Compliance Reporting - Stamford, CT Be a part of a revolutionary change! At Philip Morris International (PMI), we’ve chosen to do something...SuggestedFull timeLocal area$31.25 - $36.06 per hour
...CT 06851 Salary Range: $31.25 - $36.06 Hourly Responsibilities Regulatory/legal research; ability to research, interpret and summarize... ...Maintain current and orderly files Assist in submitting Regulatory reports to agencies. Assist in identifying and implementing process...SuggestedHourly payFlexible hours$100.89k - $151.33k
...Overview This role reports to the SEC Reporting AVP and works independently with peers and leaders across the organization to prepare... ...disclosure checklist compliance Support external audits and regulatory reviews through workpaper preparation and analysis Qualifications...SuggestedLocal area- ...new WMA funds and separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide compliance initiatives... ...1 year ago FY26 - Financial Services - Global Compliance and Reporting - Real Estate - Tax Senior Manager Stamford, CT $147,400.00-$3...Full time
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...audit principles. You’ll analyze findings, prepare comprehensive reports, and communicate insights through both written and verbal... ...be used in determining compensation. Maximus will comply with regulatory minimum wage rates and exempt salary thresholds in all instances...Minimum wageFull timeContract workTemporary workWork experience placement- ...Operating Injunction, with particular emphasis on the heightened regulatory, enforcement, and public‑health risks associated with opioid... ...monitor, timely remediation of findings, and accurate reporting to senior management and the Board. Ensure the program can be...Work at officeLocal areaNight shift
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- ...of compliance and to proactively mitigate risk. This position reports directly to the Director of Compliance and Ethics. ESSENTIAL... ...external reviews, offering informed recommendations based on regulatory requirements and risk considerations. Oversee the development...Full timeContract workCasual workWork at officeWeekend workAfternoon shift
$150k - $187k
...categories, working closely with Legal and Regulatory affairs on interpretation of state... ...audit findings, cash tax variances) and report regularly to U.S. Tax Operations leadership... ...experience with the ability to lead technical specialists and influence cross-functional...Full timeWork at officeLocal area- ...’ll have the support to excel at work and the resources to build a career you can be proud of. Senior Analyst, Consolidations and Reporting You will oversee the company’s internal financial reporting and consolidation processes, including the reconciliation of intercompany...Local area
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..., decision logs) and ensure disciplined execution. * Partner with Execution Performance Management to define KPIs, dashboards and reporting that track progress and outcomes. * Drive process standardization and continuous improvement across commercial ways of working (planning...Full time$150k - $180k
...Overview A global investment firm is seeking a Regulatory Reporting Associate / Vice President to join its Greenwich, CT office. The Compliance group is responsible for designing, implementing, monitoring, and testing the firm’s control environment. It is responsible...Work at office- ...will analyze data from multiple sources, develop dashboards and reports, identify trends and anomalies, and support the design of... ...be used in determining compensation. Maximus will comply with regulatory minimum wage rates and exempt salary thresholds in all instances...Minimum wageFull timeContract workTemporary workWork experience placement
$20k
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...bring data to life through storytelling and to synthesize complex data/concepts into easy-to-understand visuals in presentations and reports. * Ability to manage multiple projects and coordinate work across multiple teams. Annual Base Salary Range: $114,400 - $143,000 ###...Full timeFlexible hours$115k - $160k
...transform, and analyze large, complex integrated datasets (medical, pharmacy, enrollment) to produce actionable insights and client-ready reporting. Risk Management Expertise: Guide clients on funding strategies, underwriting pools, credibility methods, pooling point...Full timeContract workTemporary workWork at officeLocal areaRemote workFlexible hours$132k - $165k
...production. * Partner with research teams to generate consumer insights, develop stimuli, and optimize program performance. * Analyze and report on consumer engagement metrics, program performance, market trends, and segment insights. * Manage and track consumer program...Full time$157.5k - $420k
...matters Tax Compliance Ensures clients comply with applicable authorities while identifying options for minimizing the client’s tax and reporting burdens Manages engagements to ensure engagement metrics are achieved Collaborates with Business Development team and other...Work at officeLocal area- ...as result of above transition Help support lead on technology requirements as a result of ongoing or new projects Drive non direct reports through projects, helping drive progress to ensure timely completion of deliverables Support various teams/roles onsite at Conferences...
$150k - $175k
...risk and maintain timelines. Ensure compliance with local building codes, safety regulations, and quality standards. Prepare project reports, forecasts, and updates for senior leadership and clients. Project Managers play a central role in coordinating teams, managing...For contractorsFor subcontractorLocal area- ...outside researchers/consultants, in consultation with senior staff, who are working on the research or project and coordinate research reports. Coordinate with administrative staff on aspects of research, projects, and PIRs dealing with publication of documents or meeting...Local area
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