Wealth Management Risk & Compliance Lead
Jobtailor
Morgan Stanley is seeking a senior risk and compliance professional to oversee regulatory compliance, supervisory practice, and risk monitoring for Wealth Management client segments. The role includes guiding teams on policy interpretation, coordinating escalations, and supporting audits. The candidate will promote strong ethical standards, manage multiple priorities, and partner with legal/compliance on escalations and policy updates, ensuring coverage and effective training across the #J-18808-Ljbffr Jobtailor
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Wealth Management Risk & Compliance Lead in Tampa, FL vacancy
- A leading wealth management firm is seeking a Wealth Management Associate in Tampa, FL. This role offers an opportunity for future leadership, with responsibilities including networking, coaching new financial professionals, and collaborating with leadership. Candidates...Suggested
- A wealth management firm in Tampa, Florida, seeks experienced wealth advisors to manage top-tier clients and expand client relationships. Candidates should have a bachelor's degree in finance or related fields, along with over 10 years of experience in financial planning...Suggested
- Ultimate Medical Academy in Tampa, FL is seeking a Manager of Governance, Risk & Compliance (GRC) to lead the institution's security, risk, and regulatory programs. You will develop and monitor policies, manage vulnerability and third-party risk, oversee policy governance...SuggestedRemote jobFull time
- CLA (CliftonLarsonAllen) is seeking a Regional Director for their Wealth Advisory Practice. This role will lead the strategic expansion of the region while ensuring high standards of client service. A strong focus will be on identifying high-value markets and coaching advisors...Suggested
- ...rare chance for an entrepreneurial leader to shape a client-focused platform within an established trust and wealth management organization. You will recruit and lead a high-performing team, build long-term client relationships, and drive sustainable revenue growth,...SuggestedWork at office
- JPMorganChase & Co. is seeking a Private Bank Supervisory Manager in Asset & Wealth Management based in the United States. This leadership... ...-end, and liaises with executive stakeholders to ensure compliance and risk controls are applied across advisory activities. The position...
- CLA is seeking a Regional Director to lead our East Region Wealth Advisory practice from Orlando, Tampa, or Atlanta, with frequent... ...coach advisors, drive AUM growth, and ensure compliance with fiduciary, regulatory, and risk standards while partnering with tax, assurance,...
- ...involves interpreting and maintaining a comprehensive security program, conducting investigations on sensitive issues, and ensuring compliance with government policies. Qualified candidates should have 3+ years of experience in industrial security, strong leadership and...
- ...enhance its Fraud Prevention Team. The role involves developing policies to mitigate fraud loss, overseeing fraud risk management, and ensuring compliance with laws. A strong background in fraud risk and regulatory experience is required, along with analytical and problem...Remote job
- Citigroup Inc. is seeking a Cross-disciplinary Controls Lead Analyst for their Tampa, Florida location. This role... ...control measures to increase efficiency and reduce risk while ensuring compliance with risk management policies. The ideal candidate will possess a Bachelor...Flexible hours
- Citi seeks a Cross-disciplinary Controls Lead Analyst located in Tampa, Florida. This role is essential in assessing the... ...effectiveness of controls, improving efficiency, and ensuring compliance with risk management policies. The candidate must possess a Bachelor’s degree...
$150k - $225.5k
...day by advancing their health, wealth, and careers. We’re in the... ...solution we offer. Sr. Principal Lead Health Actuary Consultant What... ...can you expect? Responsible for managing client projects that focus on... ...: MRSH), a global leader in risk, reinsurance and capital, people...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...number one priority. With a wealth of learning and career development... ...class training facility, and leading market tools, we help our... ...Specialist, Oracle SCM to join our Managed Services practice.... ...information regarding KPMG's compliance with federal, state and local...H1bLocal area
$114.1k - $268.18k
...number one priority. With a wealth of learning and career... ...class training facility, and leading market tools, we help our... ...Security to join our Managed Services practice.Responsibilities... ...reporting of security risks, misconfigurations, and compliance issues; Support secure...H1bLocal area- ...resiliency, planning, asset management, program management and thought... ...just a job, it’s a chance to lead innovation, architecture and... ...performance, resilience, security, and compliance, such as digital twins,... ..., while effectively managing risk. Coordinate with project...
- ...through industry-focused wealth advisory, digital,... ...this role prioritizes and leads those efforts. They also... ...level 4 support, and managing Technical Projects that... ...outcomes to ensure design compliance.· Provide day to day... ...of security principles, risk management, and regulatory...Full time
- Citi is hiring a Finance Risk 1LOD Lead Analyst in Tampa, FL. You will store, query, and analyze large datasets to produce actionable insights for decision-makers and prepare monthly KRIs with variance analysis. The role involves cross-functional collaboration to ensure...
- The Bristol in Tampa, Florida, is seeking an Assistant Director of Nursing to oversee risk management and ensure compliance with nursing policies. This role involves hiring clinical staff, evaluating performance, and enhancing service quality. The ideal candidate holds...Flexible hours
- ...seeking a seasoned Corporate Banking Relationship Manager Senior to serve as the primary advisor for high-... ...new and existing relationships with a focus on risk management and regulatory compliance. In this role you will lead cross-functional collaboration with Risk...
- ...& Deeter in Tampa, Florida is seeking a HNW Tax Senior Manager. This role involves leading teams, managing tax engagements for high net worth clients, and delivering exceptional service while ensuring compliance with tax regulations. The ideal candidate will have over...
$125k - $170k
...seeking an Associate Director in Tampa, FL to oversee margin activities and ensure compliance with regulatory mandates. The role requires 7+ years of relevant experience in risk management and expertise in financial regulations. The ideal candidate will manage collateral...- ...UFP Industries, Inc. is seeking a Production Department Supervisor to oversee operations across multiple production lines, manage staffing, control costs, and drive production goals in a fast-paced facility in Tampa. The role emphasizes training, safety, continuous improvement...
UFP Industries, Inc
Tampa, FL1 day ago - ...Job Details: Lead Electrical & I&C Designer Position Summary We are seeking a... ...information. Coordinate with engineers, project managers, operations personnel, and maintenance... ...ownership, helping build retirement wealth while contributing to a collaborative,...Local area
Liberty Personnel Services, Inc.
Tampa, FL5 days ago - ...Actuarial and Financial Consulting teams in a hybrid role (minimum of 3 days in the office) that can be located at any US office. You will lead client engagements, perform analyses, design plans, and support proposals while contributing to intellectual capital in health...Work at office
- Everforth Apex is seeking a Program Manager with Cybersecurity, IT Security, or Enterprise Risk experience to lead complex initiatives in a regulated environment. The role is hybrid in Tampa, FL (3 days onsite, 2 days remote) with potential Jersey City, NJ postings. You...Remote work
$114.08k - $218.03k
...Competitive Intelligence Analyst Lead to serve as a key business... ...decisions to consult with management on competitive intelligence issues... ...methodologies. Ensures risks associated with business... ...in accordance with risk and compliance policies and procedures. What...Full timeH1bWork at officeRemote workRelocation packageFlexible hours- Bern’s Steak House in Tampa seeks a Pastry Supervisor/ Expeditor to ensure exceptional preparation of all desserts and pastries to guests and have the ability to develop and maintain a strong team environment that is consistent and continually in accordance to the Bern’...Shift workNight shift
- PrimeFlight Aviation Services in Tampa, FL is seeking a Ramp Supervisor to oversee a team of ramp agents and ensure safe, efficient aircraft handling on the ground. You will coordinate baggage handling, towing, and servicing while enforcing safety protocols and DOT regulations...
- ...and service standards for concessions, suites, and premium areas during game days, concerts, and events. You will lead a kitchen team, enforce HACCP, manage inventory, and collaborate with Chefs to deliver exceptional guest experiences while upholding Legends' uniform...
- QUEST DIAGNOSTICS INC is seeking a BME Supervisor to coordinate daily BME team activities and ensure service quality for lab instrumentation and automation systems. The role requires hands-on troubleshooting, mentoring of biomedical technicians, and leadership over the ...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Management Risk & Compliance Lead. Be the first to apply!
