Compliance Specialist
LeadStack Inc.
Compliance Manager Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for: providing operational and project management support for global compliance objectives designed to mitigate company compliance risks; leading the SPE Ethics & Legal Compliance department's merger and acquisitions integration team; supporting the design and development of new compliance operations initiatives to address evolving business and compliance requirements; and collaborating with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally. Responsibilities include: providing operational and project management support for global compliance objectives designed to comply with laws, adhere to the Sony Group Corporation Compliance Education Protocol, and mitigate company compliance risks, including but not limited to handling the operational and project management aspects of: SPE\'s Conflict of Interest program, including the Annual Certification Campaign and ad hoc disclosures; conducting investigations related to SPE\'s third party screening and due diligence programs for compliance with Sony\'s Anti-Bribery and Third Party Engagement Policies and applicable laws; and SPE\'s securities trading notification processes for designated individuals 70%; leading the SPE Ethics & Legal Compliance department's merger and acquisitions integration team to ensure implementation of all compliance requirements at newly acquired legal entities 10%; supporting the design and development of new compliance initiatives to address evolving business and compliance requirements, including but not limited to designing and developing an annual Compliance Week highlighting compliance initiatives at SPE; collaborating with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally 10%; Qualifications Preferred Education: BA, BS 7-10 Compliance operations experience #J-18808-Ljbffr
- ...or military status in any of its activities or operations. 100% Onsite - Location: Los Angeles, CA 90056 Quality Assurance - Compliance Specialist What We're Looking For Crystal Stairs is seeking a Compliance Specialist for our Compliance Unit. Under general supervision,...SuggestedWork experience placementWork at office
Crystal Stairs
Los Angeles, CA5 days ago $77k - $90k
...Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for: 1) maintaining effective processes...SuggestedDormont Manufacturing Company
Culver City, CA4 days ago- ...the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and on top of their game! If you have experience in the precious metals industry...SuggestedImmediate start
The Hartford Gold Group
Los Angeles, CA3 days ago - ...Compliance Specialist needs 3+ years of strong experience workforce contract Requirements Labor compliance Certified payroll Subcontractor management Diversity/Equality and Inclusion Small Business Enterprise (SBE) High school diploma with 3-5 years similar work experience...SuggestedContract workWork experience placementFor subcontractorWork at office
Global Channel Management
Los Angeles, CA2 days ago $67k - $70k
...Summary The responsibilities of the Compliance Specialist include performing detailed audits of tenant files, the property, and site‑level operations to determine compliance with program/project requirements of the applicable affordable housing programs. These programs...SuggestedWork at officeLocal areaChavezfoundation
Los Angeles, CA5 days ago- ...education and professional development. Summary Of The Role We are looking for an experienced and dynamic Permitting & Regulatory Compliance Specialist II to join our growing team. In this role you will independently manage a defined caseload of permitting and compliance...Work at officeImmediate startRemote workFlexible hours
Core States Group
Los Angeles, CA3 days ago - ...We are hiring an onsite Compliance Specialist for Rittenhouse Square, a 100-unit, tax credit property for people 55 and over located in South Los Angeles, CA. The position is full time, on-site, and will assist with maintaining resident files, conducting income certifications...Full timeWork experience placementInterim roleMonday to FridayFlexible hours
Thomas Safran & Associates
Los Angeles, CA1 day ago $85k - $100k
...we have more than doubled in size since 2019 and are continuing to grow at pace. Our team is looking for a Trade Compliance Specialist to join them. You will report to the International Trade Compliance Lead and will have an onsite work structure in Chatsworth...Permanent employmentLocal areaFlexible hoursOntic
Los Angeles, CA1 day ago$90k - $115k
...hiring the best and brightest minds-and that's why we want you! Job Description: What will you work on? As Senior Compliance Specialist you will work with the Quality team to carry out daily quality control functions including development QA, quality control,...WorldwideFlexible hoursSpin Master
Los Angeles, CA3 days ago- Westlake Financial is seeking a detail-oriented Compliance Specialist to act as the primary point of contact for state and regulatory examinations. The role involves coordinating examinations, addressing regulator requests, and implementing corrective actions to address...
$22 - $24 per hour
...Dormont Manufacturing Co in Los Angeles is seeking a knowledgeable Resident Services Coordinator to ensure compliance with Affordable Housing regulations. This role involves auditing property files, monitoring income limits, and communicating with regulatory agencies....Hourly payDormont Manufacturing Company
Los Angeles, CA1 day ago$22 - $24 per hour
...Greystar is seeking a Resident Services Coordinator in Los Angeles to ensure compliance with Affordable Housing regulations. This role involves property audits, income verification, and report preparation in collaboration with management. The ideal candidate should have...Greystar
Los Angeles, CA1 day ago$34 - $35 per hour
...Workforce Labor Compliance Specialist Los Angeles, California, United States $ 34.00 - 35.00 (US Dollar) Workforce Labor Compliance Specialist needs 5 years working experiences related to workforce contract compliance requirements, data collection, document generation...Contract workWork experience placementWork at officeGlobal Channel Management
Los Angeles, CA4 days ago- DFS Group Ltd is seeking a Customs Entry Specialist in Los Angeles, CA. This role involves processing import and export transactions, ensuring compliance with US Customs regulations, and collaborating with the Logistics team. The ideal candidate should have a high school...
- Senior Fire Protection Engineer Provide expert consulting services for healthcare and educational facility compliance. Review and ensure compliance with NFPA, IFC, and local fire codes. Develop and deliver fire safety training programs for client organizations. Benefits...Local area
- ...full-time position involves supporting the HR Manager with various employee relations issues, from training to investigations and compliance with safety regulations. To qualify, candidates should have at least 2 years of HR experience and preferably hold a Bachelor's...Full timeWork at office
- ...for the role of Permit Processor. The position entails reviewing and issuing permits, interacting with the public, and ensuring compliance with regulations. Candidates should have a high school diploma and two years of relevant experience. Strong customer service skills...Work at office
- A leading precious metals company in Los Angeles is seeking a Compliance Specialist to monitor incoming and outgoing customer calls for compliance with all regulations. The ideal candidate will have experience in the precious metals industry and strong communication skills...
- Capital Group is seeking a Fixed Income Portfolio Compliance Analyst in West Los Angeles to monitor fixed income activities and ensure adherence to internal and external guidelines. The role requires reviewing orders, trades, and positions and coordinating with Legal,...Work at office
- ...The Compliance Support Specialist ensures compliance with remedial provisions of formal and informal cases. The position is located in a National Labor Relations Board Field office, the operating arm of the Agency that interacts with the public. IDEAL CANDIDATE STATEMENT...Interim roleWork at office
National Labor Relations Board
Los Angeles, CA3 days ago - ...English communication skills required - Bachelor's degree or equivalent experience - 5+ years of demonstrable experience in export compliance within a freight forwarding or warehousing environment. - In-depth knowledge of TSA regulations and CCSF requirements. - Proven...
Interplace
Los Angeles, CA5 days ago $77.4k - $86k
...by integrating families and individuals with neighborhoods so communities at‑large can thrive. Position Summary The Senior Compliance Specialist reports to the Vice President of Compliance and Regulatory Affairs and is responsible for ensuring that Abode Communities’s...Full timeContract workWork at officeLocal area$120k - $200k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within Wealth Management. This role partners closely with Compliance Officers and...Work at officeRemote workCity National Bank
Los Angeles, CA4 days ago- ...standards. Monitor and test food products for quality, safety, and consistency. Ensure compliance with industry regulations and company policies. Warehouse Quality Control Specialist Assists with warehouse operations and ensures smooth logistics. Organize inventory and...
Sycamores LLC
Los Angeles, CA2 days ago - ...Coordinator to provide critical administrative support to the legal department. Key responsibilities include reviewing contracts, managing compliance records, and executing non-disclosure agreements. The successful candidate should have a Bachelor's degree, strong legal drafting...
Motorola Solutions
Los Angeles, CA3 days ago - ...A community-focused organization in Los Angeles seeks a Compliance Specialist to implement an effective compliance program. Responsibilities include conducting internal reviews, preparing compliance reports, and monitoring regulatory adherence. Candidates should possess...
CSUDH Foundation
Los Angeles, CA5 days ago - Abode Communities is looking for a Senior Compliance Specialist in Los Angeles, CA. This full-time position ensures that the organization's portfolio remains compliant with all regulations. Responsibilities include managing compliance audits, maintaining affordability mix...Full time
$28 - $38 per hour
JLM Strategic Talent Partners is seeking a Construction Labor Compliance Administrator in Los Angeles, California. This role involves providing compliance support for construction projects, tracking certified payroll, and ensuring adherence to labor regulations. The ideal...Hourly pay- A leading compliance management firm in California is seeking a Workforce Labor Compliance Specialist. The role requires 5 years of experience related to contract compliance, along with skills in document generation and data collection. Candidates must be proficient in...Contract workWork at office
- Crystal Stairs, Inc. is seeking a Quality Assurance - Compliance Specialist in Los Angeles, CA. This role supports the Agency by implementing compliance programs and monitoring adherence to policies and regulations. Responsibilities include conducting internal compliance...
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