VP, Channel Compliance — Advisory & BD Oversight
Advisor Group Inc.
Osaic is seeking a VP of Advisors Channel Compliance to lead cross‑functional compliance for broker‑dealer and investment adviser activities. The role emphasizes policy design, risk oversight, and regulatory guidance across the Empowered Independence channel. The ideal candidate will have extensive RIA compliance experience, strong interaction with regulators and leadership, and the ability to implement channel‑specific controls and metrics. #J-18808-Ljbffr Advisor Group Inc.
$170k - $200k
Osaic Careers Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta... ...will include both BD and IA compliance... ...business is primarily advisory in nature through... ..., due diligence and oversight processes, regulatory...BdFull timeFor contractorsWork at officeShift work- ...Risk Advisory Analyst, Senior Specialist Provide operational and strategic risk guidance, oversight, and independent challenge to Personal Wealth leaders and enterprise partners, consistent with Vanguard's risk management framework. Identify, assess, and prioritize...SuggestedWork experience placement
$140k - $175k
...Management Sales Opportunity in Financial Services Vice President, Advisory Consulting Preferred Location(s):Atlanta: 2300 Windy Ridge Pkwy... ...on platform, and growing advisory assets across the firm. The VP oversees regional consultants, collaborates with internal partners...SuggestedFull timeFor contractorsWork at officeRemote workWork from homeHome officeShift work- Nuvei Corporation in the United States is seeking a Business Development Manager to build a high-value sales pipeline of Mid-Market merchants and drive revenue across North America. You will forecast opportunities, present Nuvei’s payments solutions to C-level executives...Bd
$65k - $69k
Compliance Opportunity in Financial Services Compliance Analyst - IA Oversight Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 123... ...page: Osaic Benefits. Summary: The Investment Advisory Compliance Analyst will be involved in a...SuggestedFull timeWork experience placement$80k - $105k
...— direct lenders, marketplaces, and aggregators Own the full BD cycle: prospecting through contracting and launch Negotiate pricing... ...rates, and payment reliability Verify lender licensing and compliance by state Report on revenue per lead and margin by partner and...BdContract workWork at officeShift work3 days per week- ...positions a region as a model for the broader business.Lead a Premier Advisory Team• Serve as a leader of leaders for a team of Arizona-based... ...Series licenses and/or state registrations as determined by compliance (e.g., Series 7, 66, SFC). CFP and/or CFA designation strongly...Full timeShift work
$213k - $355k
...complex and evolving insurance industry? The VP, Product Management Underwriting... ...in providing leadership, management, and oversight for product execution, governance, forms... ...also drives scalable processes, regulatory compliance, service delivery, and continuous improvement...Full timeTemporary workPart timeCasual workWork at officeRemote work$250k
...region as a model for the broader business. Lead a Premier Advisory Team Serve as a leader of leaders for a team of Arizona-based... ...Series licenses and/or state registrations as determined by compliance (e.g., Series 7, 66, SFC). CFP and/or CFA designation strongly...Shift work$40 per hour
...Management provides leadership, vision, and direction for multiple aspects of construction, project management and environmental compliance. This position will manage a portfolio of capital projects to include new greenfield site development, major expansion initiatives...Temporary work- ...the company’s storefronts, marketplaces, and subscription programs. You will lead strategy, performance, and evolution of digital channels to drive sustainable revenue growth. The role collaborates with marketing, product, technology, and analytics leadership to optimize...
$50k - $60k
...technology platform that is in the process of scaling rapidly. We partner with Financial Advisors, Registered Investment Advisory (RIA) firms, and Broker-Dealer (BD) firms to provide innovative technology solutions for the wealth management space. Our mission is to empower...BdFull timePart timeInternshipLocal areaRelocation$30 per week
...Partner with governance and compliance stakeholders to support security... ...governance or leadership channels. + Translate security risks,... .... + Lead security oversight of identity and access controls... ..., Third-Party, and Security Advisory Support** + Manage the vendor...Contract workWork from home2 days per week- ...interesting colleagues and the satisfaction of supporting our communities. Together, there’s no stopping you! Job Title: VP, Treasury Management Job Description: Summary: Develop new business and provide support to bank prospects and clients. Make...Full timeLocal area
- ...the ground up, ensuring clarity, cohesion, compliance, and readiness for rapid executive... ...structures, and cross-executive coordination channels. Support initial alignment between CSO/EVP... ...as: Former CAO, COO, Chief of Staff, or VP of Operations in an early-stage or high‑...Permanent employmentFull timeTemporary workFor contractorsRemote work10 hours per week
- ...Human Resources to align talent strategy with business goals. You will lead the HR Business Partner model, drive culture, and ensure compliance in a regulated clinical laboratory environment. You will partner with ELT, oversee compensation designs, workforce planning, and...
- A leading real estate development firm is seeking a seasoned Vice President of Land Acquisition in Scottsdale, Arizona. The role involves developing and executing land acquisition strategies, overseeing a team, and managing negotiations for land purchase agreements. Candidates...
- Impact Recruitment Ltd is seeking a Business Development Representative to drive growth in the disaster restoration sector across multifamily and commercial properties. You will generate new opportunities, nurture client relationships, and act as the key link between clients...Bd
$65k - $75k
...Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office... ...opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors... ...retail brokerage business, fee based advisory business and common investment products...Full timeWork at officeRemote work- ...resiliency, technology transformation, and regulatory compliance are critical to long-term success.We are seeking a Risk Director to provide independent risk oversight, credible challenge, and strategic risk advisory support across this diverse portfolio. As a trusted...Full timeWork at office
$150k - $175k
...to, visit our careers page: Summary: We are looking for a driven and motivated individual to join our Advisor Engagement team. The VP, Advisor Engagement role will drive strategy and execution within the field of financial professionals they serve, aiming to drive retention...Full timeFor contractorsWork at officeRemote work$15 per hour
Boardroom in Scottsdale, AZ is hiring for a BD role with starting pay of $15/hour plus retail and membership commissions. The position is hourly and includes opportunities to grow within a team that aims to help clients relax, look great and feel confident. Job responsibilities...BdHourly pay- Nuvei is seeking a Business Development Manager to build a sales pipeline for Mid-Market merchants and drive revenue across North America. You will forecast and manage deals, understand prospects’ payments footprint, and present Nuvei’s solutions to C-level executives. ...BdFlexible hours
- ...to advance treatment outcomes, transparency, equity, and clinical quality Clinical Guidance: Our BCBAs are guided by our Clinical Advisory Board and Compassionate Care Team, featuring industry leading clinicians such as: Dr. Charna Mintz, Dr. Greg Hanley, Dr. Linda...BdFull timeTemporary workLocal areaFlexible hours
- Focus Partners Wealth is seeking a Business Development Associate to support the BD team and enhance the client experience. The role can be based in Scottsdale, AZ or Bellevue, WA, on a hybrid schedule with 3 days in office per week and up to 2 remote days. You will assist...BdWork at officeRemote work3 days per week
- ...Executive Director to provide strategic and operational leadership for the campus. You will drive financial management, regulatory compliance, and service excellence while developing high-performing teams and guiding growth initiatives. The ideal candidate will bring...
- Gallagher in Scottsdale, AZ is seeking a sales professional to develop and acquire new business revenue with emphasis on small to mid-size clients. You’ll provide service to clients according to their needs and retain them as clients. You will participate in team sales ...
- ...in-house, comprehensive, and differentiated approach to wealth advisory services, including legacy and estate planning, tax advisory,... ...investment strategies and ensure adherence to allocation and compliance policies - Set prospective and existing client appointments...Full timeLocal areaFlexible hours
- ...and internal counsel to ensure all contracts are completed in compliance with applicable laws, regulations and internal policies and procedures... ...for the conveyance of U.S. property to Walton’s syndication channels Actively participate in calls pertaining to current real...
- ...performance and technology innovation.Key ResponsibilitiesExecutive Advisory & Industry LeadershipServe as a trusted advisor to utility... ..., asset lifecycle management, and grid operations.Provide oversight to large delivery teams, ensuring solution quality, architectural...Full timeLive inWork at officeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Channel Compliance — Advisory & BD Oversight. Be the first to apply!
- vp customer success Scottsdale, AZ
- vice president development Scottsdale, AZ
- vice president real estate development Scottsdale, AZ
- vice president communications Scottsdale, AZ
- vice president manufacturing Scottsdale, AZ
- vp safety Scottsdale, AZ
- vice president research Scottsdale, AZ
- vice president of retail Scottsdale, AZ
- vice president healthcare Scottsdale, AZ
- vice president business development Scottsdale, AZ




