VP, Channel Compliance — Advisory & BD Oversight
Advisor Group Inc.
Osaic is seeking a VP of Advisors Channel Compliance to lead cross‑functional compliance for broker‑dealer and investment adviser activities. The role emphasizes policy design, risk oversight, and regulatory guidance across the Empowered Independence channel. The ideal candidate will have extensive RIA compliance experience, strong interaction with regulators and leadership, and the ability to implement channel‑specific controls and metrics. #J-18808-Ljbffr Advisor Group Inc.
- Osaic is seeking a VP, Osaic Advisors Channel Compliance, to lead compliance for Empowered Independence across IA and BD activities. The role reports to SVP of IA Compliance... ...to design policies, procedures, and oversight for advisory-heavy business. The candidate will bring...Bd
$170k - $200k
Osaic Careers Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta... ...will include both BD and IA compliance... ...business is primarily advisory in nature through... ..., due diligence and oversight processes, regulatory...BdFull timeFor contractorsWork at officeShift work$200k - $250k
...Enhancement Group is seeking a Vice President, Financial Advisor to join a growing team serving clients referred through custodial channels. This remote role is based out of the Phoenix AZ metro area with a flexible schedule including onsite meetings. The position...SuggestedRemote jobFlexible hours$241k - $402k
...for Commercial claims. Provides executive oversight of TPA claim management. Develops and... ...various industry committees, such as IACP advisory board, to promote the company and to keep... ...schedule. The national salary range for VP, Claims Casualty - Excess & Surplus Specialty...SuggestedFull timeTemporary workPart timeCasual workRemote work- ...a rapidly growing professional services organization seeking a senior tax leader to oversee and scale a client-focused tax advisory and compliance practice. This executive-level role will lead tax operations, client service delivery, strategic planning, and team development...SuggestedFull timeLocal areaWorldwide
- Graphora, an AI-native private-capital platform, is seeking experienced advisory leaders to help build institutional relationships and growth strategies. You will advise on market development, partnerships, and capital access, connecting founders with venture funds, family...Remote workFlexible hours
- ...ecosystem brings together private-market opportunities, syndicated and fund programs, company intelligence, strategic relationships, and advisory and operating opportunities. Advisors contribute their professional judgment and networks to help Graphora and the companies in...Hourly payFor contractorsWork at officeLocal areaRemote work10 hours per week
- ...ecosystem brings together private-market opportunities, syndicated and fund programs, company intelligence, strategic relationships, and advisory and operating opportunities. Advisors contribute their professional judgment and networks to help Graphora and the companies in...Hourly payWork at officeLocal areaRemote work10 hours per week
- ...ecosystem brings together private-market opportunities, syndicated and fund programs, company intelligence, strategic relationships, and advisory and operating opportunities. Advisors contribute their professional judgment and networks to help Graphora and the companies in...Hourly payWork at officeLocal areaRemote work10 hours per week
- ...shaping pilots and commercial opportunities. Role focuses on strategic guidance, industry insight and access to decision-makers, with advisory engagements that may include equity considerations. Remote work is common, with local meetups as needed. #J-18808-Ljbffr GraphoraFor contractorsLocal areaRemote work
- ...professional competence. 3. Provides clinical oversight and reviews quality data. Works within... ...and medical staff leaders. Serves in an advisory capacity regarding strategic development... ...and overall patient experience. Ensures compliance with all applicable policies,...
- ...partner program: tiers, partner kit, deal registration, co-marketing and partner-sourced pipeline reporting in HubSpot. Expand the channel over time to BPOs, contact-center platforms, resellers and technology partners. Represent Revmo at telecom and channel events,...
- ...technology platform that is in the process of scaling rapidly. We partner with Financial Advisors, Registered Investment Advisory (RIA) firms, and Broker-Dealer (BD) firms to provide innovative technology solutions for the wealth management space. Our mission is to empower...BdFull timePart timeInternshipLocal areaRelocation
$40 per hour
...Management provides leadership, vision, and direction for multiple aspects of construction, project management and environmental compliance. This position will manage a portfolio of capital projects to include new greenfield site development, major expansion initiatives...Temporary work$250k - $360k
...We are seeking a strategic and hands-on VP, Corporate Controller to lead our global... ...sustainability/ESG reporting, and provide oversight across product accounting, credit accounting... ...0-Q, 8-K, and proxy statements, ensuring compliance with SEC rules, GAAP, and other...Full timeWork at officeLocal areaImmediate startFlexible hours$85k - $95k
Osaic Careers Investment Advisory Opportunity in Financial Services Senior Compliance Analyst, Investment Advisory Location(s) Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. N, Oakdale...Full timeWork at office$79.86k
DESCRIPTION As a Business Manager for the Natural Channel, you will play a pivotal role in driving our company's success by achieving... ...with team members to help build organizational capacity. Compliance and Financial Management: Ensure all client procedures and policies...Hourly payFull timeWork experience placementFlexible hours- ...service center. Reporting to the Senior Vice President of Care, Compliance and People, this leader oversees talent acquisition, employee... .... Employee Relations and Compliance · Provide oversight and coaching on investigations, corrective action, performance...
$250k - $350k
...years of progressive tax experience in public accounting or tax advisory and 2+ years of supervisory or people-management experience.... ...-market organizations. Oversee business and individual tax compliance, estimates, filings, planning, and advisory work while maintaining...- ...the ground up, ensuring clarity, cohesion, compliance, and readiness for rapid executive... ...structures, and cross-executive coordination channels. Support initial alignment between CSO/EVP... ...as: Former CAO, COO, Chief of Staff, or VP of Operations in an early-stage or high‑...Permanent employmentFull timeTemporary workFor contractorsRemote work10 hours per week
- Graphora is seeking accomplished physicians, healthcare executives, founders, investors, operators and industry leaders to advise Graphora and support emerging healthcare businesses. Your contribution can include strategic guidance, company and market evaluation, founder...
- ...Chief in Scottsdale, AZ to supervise and execute maintenance across multiple departments for assigned aircraft, ensuring safety and compliance with Jet Linx standards. You will manage scheduled and unscheduled work, coordinate with RTS, and maintain documentation and...Flexible hours
$220k - $250k
...Osaic Careers Finance Opportunity in Financial Services VP, Financial Planning & Analysis Location(s): Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 Oakdale: 7755 3rd St. N, Oakdale, MN 55128 Osaic is not considering remote...Full timeWork at office$82.13k - $101.29k
...payroll tax APIs and software tools allows companies to solve tax compliance issues and build applications across the entirety of the payroll... ...Here's what we're looking for: ~4+ years supporting VP-level or above executives, including calendaring for multiple executives...For contractorsWork at officeLocal areaShift work2 days per week3 days per week$65k - $75k
...Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office... ...opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors... ...retail brokerage business, fee based advisory business and common investment products...Full timeWork at officeRemote work- ...directly to the CEO and working in close partnership with the COO, the VP, Strategic Growth acts as the bridge between strategy and... ...evaluate new business opportunities, partnerships, and revenue channels. Support expansion initiatives, joint ventures, and growth-focused...
- ..., creatively, and authentically. • Develop a coordinated marketing strategy aligned with our core values. • Provide strategic oversight of social media and digital communications • Oversee open houses, prospective family events, family camp, New Camper Weekend, and...Full timeSummer workLocal areaWeekend work
- Mission Wealth, Barron's Top 100 RIA, seeks a relationship-driven Business Development Advisor in a consultative sales role. You will engage inbound leads, educate prospects on planning-first Wealth strategies, and coordinate with advisors to convert opportunities into ...BdWork at office
- ...team in a collaborative, in-office culture. You’ll drive growth by supporting sales, building relationships, and delivering strategic BD outputs that directly impact our success. You will own the prospect journey, create proposals, manage calendars, and develop...BdWork at office
- ...Center Scottsdale seeks an Executive Director to oversee operations, financial performance, regulatory compliance, and team leadership. This role reports to the VP of Outpatient Operations and drives strategic growth and service excellence. The ideal candidate has strong...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Channel Compliance — Advisory & BD Oversight. Be the first to apply!
- vice president finance Scottsdale, AZ
- vice president talent management Scottsdale, AZ
- vp hr Scottsdale, AZ
- vice president sales Scottsdale, AZ
- vp internal audit Scottsdale, AZ
- vp technology Scottsdale, AZ
- vp of accounting Scottsdale, AZ
- vice president sales development Scottsdale, AZ
- vice president quality assurance Scottsdale, AZ
- vice president information technology Scottsdale, AZ


