Director, Equities Compliance Advisory
TD
TD is seeking a Director to join the Equities Compliance Advisory team in New York. The successful candidate will manage compliance advisory activities, focusing on strengthening the equities compliance program while ensuring regulatory alignment. Candidates should possess significant experience with equities sales and trading, and a strong understanding of relevant regulations. Your role includes advising on compliance policies, conducting risk assessments, and interacting with regulators. TD offers a competitive salary and comprehensive rewards package. #J-18808-Ljbffr TD
Vacancy posted 3 days ago
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